Essex Private Wealth Management, LLC

Registered adviser

CIK

1803087

Location

TOPSFIELD, MA

Portfolio Value

Micro $38,273,268

Diversification

Diversified

Filing Date

Global Rank

#7,254 / 7,447 ▼ 4 · as of Sep 2024

Top Industry

Semiconductors 21.8%

Period ended 2 years ago

Filed Oct 24, 2024 · 2y

19 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Nov 1, 2026

Form ADV adviser

CRD 149991

Roster of Nov 1, 2026

Regulatory AUM

$330,541,181

Main clients

Individuals and high net worth (100% of AUM)

Private funds on Schedule D 7.B.(1)

As filed Feb 21, 2024; SEC's bulk Form ADV archive ends with 2024 filings.

No private funds listed.

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Feb 2026 to Nov 2026	$330,541,181	Individuals and high net worth (100%)
Mar 2025 to Jan 2026	$293,647,777	Individuals and high net worth (99%)
Mar 2024 to Feb 2025	$260,336,628	Individuals and high net worth (98%)
May 2023 to Feb 2024	$228,835,330	Individuals and high net worth (100%)
Mar 2023 to Apr 2023	$228,835,330	Individuals and high net worth (100%)
Apr 2022 to Feb 2023	$476,557,038	Individuals and high net worth (98%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Sep 30, 2024, never from the firm's own description.

Style

Concentrated

The top 10 positions are 84.0% of the book (60%+)

Turnover

Low turnover

12.4% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 15.4 quarters (12+), a floor since 60.0% of the book was already held when coverage starts

Closest benchmark: every 13F filer's combined book, active share 80.7%; sector active share 70.7% against the combined 13F book's sector weights.

Over time 19 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

34 tracked positions · as of Sep 30, 2024 · Δ vs Jun 30, 2024

Top Position

21.3%

−0.4 pts

Top 5

62.1%

+0.4 pts

Top 10

84.0%

+0.1 pts

HHI

1,054

Diversified+6

Portfolio Trend

19 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2024

Sector	% Portfolio	Value	Positions
Unclassified	82.8%	$31,681,045	20
Technology	9.4%	$3,583,007	5
Consumer Cyclical	2.0%	$755,653	2
Financial Services	1.8%	$698,868	2
Communication Services	1.8%	$678,390	2
Industrials	1.5%	$572,126	2
Utilities	0.8%	$304,179	1

Last Quarter's Activity

Export CSV

Sep 30, 2024 vs Jun 30, 2024

Added To

Positions the filer increased

12 positions

Ticker	Company	Δ Shares	Shares	Value
FBND	Fidelity Total Bond ETF	+2,340	56,780	$2,653,897
—		+1,474	44,780	$1,053,404
IJR	iShares Core S&P Small-Cap ETF	+1,266	28,078	$3,284,002
XT	iShares Future Exponential Technologies ETF	+550	34,864	$2,122,520
XLY	State Street(R) Consumer Discretionary Select Sector SPDR(R) ETF	+274	13,362	$2,677,343
FELV	Fidelity Enhanced Large Cap Value ETF	+250	58,369	$1,807,104
VHT	VANGUARD HEALTH CARE INDEX FUND	+227	9,503	$2,681,746
RSP	Victory Portfolios II	+156	6,552	$1,173,856
MSFT	Microsoft Corp	+51	1,312	$564,553
SDY	State Street(R) SPDR(R) S&P(R) Dividend ETF	+23	4,520	$642,020
NVDA	Nvidia Corp	+12	11,818	$1,435,177
TSLA	Tesla, Inc.	+1	1,974	$516,457
No positions match the current search.

Trimmed

Positions the filer reduced

8 positions

Ticker	Company	Δ Shares	Shares	Value
TOTL	State Street(R) DoubleLine(R) Total Return Tactical ETF	−2,343	23,332	$965,944
RSPT	Victory Portfolios II	−463	77,089	$2,906,255
AAPL	Apple Inc.	−398	6,005	$1,399,165
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	−204	21,469	$6,079,162
META	Meta Platforms, Inc.	−132	539	$308,545
PWR	Quanta Services, Inc.	−86	965	$287,714
GOOGL	Alphabet Inc.	−74	2,230	$369,845
VBR	VANGUARD SMALL-CAP VALUE INDEX FUND	−10	3,043	$610,973
No positions match the current search.

New Positions

Positions the filer opened this quarter

4 positions

Ticker	Company	Shares	Value
WSM	Williams Sonoma Inc	1,544	$239,196
SCZ	iShares MSCI EAFE Small-Cap ETF	3,022	$204,589
PATH	UiPath, Inc.	10,001	$128,012
SHLS	Shoals Technologies Group, Inc.	10,000	$56,100
No positions match the current search.

Sold Out

Positions the filer fully exited

2 positions

Ticker	Company	Shares	Value
VYM	VANGUARD HIGH DIVIDEND YIELD INDEX FUND	1,770	$209,922
SMR	NUSCALE POWER Corp	10,000	$116,900
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

34 tracked positions · $38,273,268 total · filing declares 34 positions · $42,487,061 · as of Sep 30, 2024

All sectors Communication Services Consumer Cyclical Financial Services Industrials Technology Utilities

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Reduced	21,469	-204	$6,079,162	+4.9%	19+	before history	15.88%
IJR	iShares Core S&P Small-Cap ETF	Added	28,078	+1,266	$3,284,002	+14.8%	19+	before history	8.58%
RSPT	Victory Portfolios II	Reduced	77,089	-463	$2,906,255	+2.2%	17	unpriced	7.59%
VHT	VANGUARD HEALTH CARE INDEX FUND	Added	9,503	+227	$2,681,746	+8.7%	19+	before history	7.01%
XLY	State Street(R) Consumer Discretionary Select Sector SPDR(R) ETF	Added	13,362	+274	$2,677,343	+12.2%	11	unpriced	7.00%
FBND	Fidelity Total Bond ETF	Added	56,780	+2,340	$2,653,897	+8.5%	9	$45.45	6.93%
XT	iShares Future Exponential Technologies ETF	Added	34,864	+550	$2,122,520	+5.1%	19+	before history	5.55%
FELV	Fidelity Enhanced Large Cap Value ETF	Added	58,369	+250	$1,807,104	+8.9%	4	$25.97	4.72%
NVDA	Nvidia Corp Technology	Added	11,818	+12	$1,435,177	−1.6%	13	unpriced	3.75%
AAPL	Apple Inc. Technology	Reduced	6,005	-398	$1,399,165	+3.7%	19+	before history	3.66%
RSP	Victory Portfolios II	Added	6,552	+156	$1,173,856	+11.7%	19+	before history	3.07%
		Added	44,780	+1,474	$1,053,404	+11.9%	19+	before history	2.75%
TOTL	State Street(R) DoubleLine(R) Total Return Tactical ETF	Reduced	23,332	-2,343	$965,944	−5.3%	19+	before history	2.52%
VV	VANGUARD LARGE-CAP INDEX FUND	Held	2,824	0	$743,530	+5.5%	19+	before history	1.94%
VTV	VANGUARD VALUE INDEX FUND	Held	4,093	0	$714,515	+8.8%	19+	before history	1.87%
SDY	State Street(R) SPDR(R) S&P(R) Dividend ETF	Added	4,520	+23	$642,020	+12.3%	19+	before history	1.68%
VBR	VANGUARD SMALL-CAP VALUE INDEX FUND	Reduced	3,043	-10	$610,973	+9.6%	19+	before history	1.60%
MSFT	Microsoft Corp Technology	Added	1,312	+51	$564,553	+0.2%	19+	before history	1.48%
TSLA	Tesla, Inc. Consumer Cyclical	Added	1,974	+1	$516,457	+32.3%	17	unpriced	1.35%
SPY	Spdr S&P 500 ETF Trust	Held	878	0	$503,761	+5.4%	19+	before history	1.32%
DNP	Dnp Select Income Fund Inc Financial Services	Held	44,140	0	$443,165	+22.1%	19+	before history	1.16%
GOOGL	Alphabet Inc. Communication Services	Reduced	2,230	-74	$369,845	−11.9%	5	$139.09	0.97%
EFV	iShares MSCI EAFE Value ETF	Held	6,291	0	$361,921	+8.5%	5	unpriced	0.95%
META	Meta Platforms, Inc. Communication Services	Reduced	539	-132	$308,545	−8.8%	2	$486.09	0.81%
AWK	American Water Works Company, Inc. Utilities	Held	2,080	0	$304,179	+13.2%	11	$158.45	0.79%
PWR	Quanta Services, Inc. Industrials	Reduced	965	-86	$287,714	+7.7%	3	$231.51	0.75%
WM	Waste Management Inc Industrials	Held	1,370	0	$284,412	−2.7%	3	$196.52	0.74%
QQQ	Invesco Qqq Trust, Series 1	Held	552	0	$269,414	+1.9%	6	$336.65	0.70%
V	Visa Inc. Financial Services	Held	930	0	$255,703	+4.8%	7	$222.58	0.67%
WSM	Williams Sonoma Inc Consumer Cyclical	NEW	1,544	NEW	$239,196	NEW	1	unpriced	0.62%
IWS	iShares Russell Mid-Cap Value ETF	Held	1,702	0	$225,089	+9.5%	11	unpriced	0.59%
SCZ	iShares MSCI EAFE Small-Cap ETF	NEW	3,022	NEW	$204,589	NEW	1	unpriced	0.53%
PATH	UiPath, Inc. Technology	NEW	10,001	NEW	$128,012	NEW	1	$12.24	0.33%
SHLS	Shoals Technologies Group, Inc. Technology	NEW	10,000	NEW	$56,100	NEW	1	$5.98	0.15%

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.