Soundwatch Capital LLC

Registered adviser

CIK

1803253

Location

ROWAYTON, CT

Portfolio Value

Small $899,871,765

Diversification

Highly concentrated

Reports for

UNITED CAPITAL FINANCIAL ADVISORS, LLC

Filing Date

Global Rank

#3,694 / 8,814 ▼ 1116

Top Industry

Consumer Electronics 65.8%

3Y Alpha vs SPY

-0.4%

Period ended 4 months ago

Filed Aug 13, 2026 · 2mo

26 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 173151

Roster of Oct 1, 2026

Regulatory AUM

$1,020,965,076

Main clients

Other investment advisers (84% of AUM)

Registered funds advised

1 series (0 index, 1 ETF)

$153,485,006 net assets· N-CEN Oct 31, 2025

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Jun 2026 to Oct 2026	$1,020,965,076	Other investment advisers (84%)
Apr 2026 to May 2026	$958,200,568	Other investment advisers (83%)
Apr 2025 to Mar 2026	$795,152,653	Other investment advisers (81%)
Apr 2024 to Mar 2025	$637,847,396	Other investment advisers (82%)
May 2023 to Mar 2024	$516,599,589	Other investment advisers (81%)
Apr 2023	$516,599,589	Other investment advisers (81%)

5 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.

Style

Concentrated

The top 10 positions are 97.1% of the book (60%+)

Turnover

Low turnover

9.3% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 17.4 quarters (12+)

Closest benchmark: every 13F filer's combined book, active share 90.8%; sector active share 85.4% against the combined 13F book's sector weights.

Over time 26 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

53 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026

Top Position

44.1%

−1.6 pts

Top 5

94.7%

−1.8 pts

Top 10

98.1%

−0.5 pts

HHI

3,833

Highly concentrated−287

Portfolio Trend

26 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	97.1%	$873,527,429	40
Technology	2.5%	$22,728,935	6
Financial Services	0.2%	$1,573,847	2
Healthcare	0.1%	$886,020	2
Consumer Cyclical	0.1%	$533,881	1
Industrials	0.0%	$331,658	1
Consumer Defensive	0.0%	$289,995	1

Last Quarter's Activity

Export CSV

Jun 30, 2026 vs Mar 31, 2026

Added To

Positions the filer increased

11 positions

Ticker	Company	Δ Shares	Shares	Value
ESGV	VANGUARD ESG U.S. STOCK ETF	+142,330	181,428	$23,992,038
VGT	VANGUARD INFORMATION TECHNOLOGY INDEX FUND	+7,503	8,304	$992,494
QQQ	Invesco Qqq Trust, Series 1	+7,291	15,057	$11,087,974
SCHD	Schwab U.S. Dividend Equity ETF	+6,419	37,128	$1,177,328
VUG	VANGUARD GROWTH INDEX FUND	+2,605	3,126	$269,273
HELO	JPMorgan Hedged Equity Laddered Overlay ETF	+1,481	10,522	$711,076
JEPI	JPMorgan Equity Premium Income ETF	+1,317	18,000	$1,016,640
GPIX	Goldman Sachs S&P 500 Premium Income ETF	+547	7,408	$411,662
PRF	Victory Portfolios II	+330	7,185	$388,205
CSM	ProShares Large Cap Core Plus	+196	5,992	$510,638
MOAT	VanEck Morningstar Wide Moat ETF	+82	13,424	$1,395,559
No positions match the current search.

Trimmed

Positions the filer reduced

23 positions

Ticker	Company	Δ Shares	Shares	Value
SPY	Spdr S&P 500 ETF Trust	−22,981	521,090	$389,134,379
IVV	iShares Core S&P 500 ETF	−19,755	524,081	$392,479,020
NVDA	Nvidia Corp	−11,041	12,062	$2,413,485
AAUS	Alpha Architect US Equity ETF	−4,205	95,682	$5,716,425
SCHG	Schwab U.S. Large-Cap Growth ETF	−2,036	23,306	$788,675
COWZ	Pacer US Cash Cows 100 ETF	−1,673	4,276	$265,967
DGRO	iShares Core Dividend Growth ETF	−1,379	5,792	$438,975
VOO	VANGUARD 500 INDEX FUND	−1,021	21,506	$14,770,535
IWB	iShares Russell 1000 ETF	−898	2,285	$935,707
JEPQ	JPMorgan Nasdaq Equity Premium Income ETF	−840	8,404	$516,509
AAPL	Apple Inc.	−549	59,868	$17,323,404
XLV	State Street(R) Health Care Select Sector SPDR(R) ETF	−386	1,274	$202,132
AMZN	Amazon Com Inc	−360	2,240	$533,881
IETC	iShares U.S. Tech Independence Focused ETF	−217	2,198	$235,955
SMOT	VanEck Morningstar SMID Moat ETF	−123	7,716	$299,843
QQQM	Invesco Ltd.	−118	1,022	$309,635
VV	VANGUARD LARGE-CAP INDEX FUND	−107	25,068	$8,621,135
MSFT	Microsoft Corp	−85	2,228	$831,088
QUAL	iShares MSCI USA Quality Factor ETF	−54	5,347	$0
UNH	Unitedhealth Group Inc	−17	1,609	$668,748
—		−14	2,450	$224,518
AMAT	Applied Materials Inc	−10	1,703	$1,231,269
COST	Costco Wholesale Corp	−5	310	$289,995
No positions match the current search.

New Positions

Positions the filer opened this quarter

6 positions

Ticker	Company	Shares	Value
INTC	Intel Corp	3,200	$446,816
SMH	VanEck Semiconductor ETF	618	$405,340
LMT	Lockheed Martin Corp	651	$331,658
VPLS	VANGUARD CORE-PLUS BOND ETF	3,326	$258,017
FTEC	Fidelity MSCI Information Technology Index ETF	841	$240,172
IVW	iShares S&P 500 Growth ETF	1,600	$220,048
No positions match the current search.

Sold Out

Positions the filer fully exited

No qualifying positions this quarter.

Portfolio Positions

Compact Export CSV View 13F filing

53 tracked positions · $899,871,765 total · filing declares 53 positions · $901,045,168 · as of Jun 30, 2026

All sectors Consumer Cyclical Consumer Defensive Financial Services Healthcare Industrials Technology

Showing 1–50 of 53 positions by value · page 1 of 2

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
IVV	iShares Core S&P 500 ETF	Reduced	524,081	-19,755	$392,479,020	+10.5%	26+	before history	43.61%
SPY	Spdr S&P 500 ETF Trust	Reduced	521,090	-22,981	$389,134,379	+10.0%	20	unpriced	43.24%
ESGV	VANGUARD ESG U.S. STOCK ETF	Added	181,428	+142,330	$23,992,038	—	4	unpriced	2.67%
AAPL	Apple Inc. Technology	Reduced	59,868	-549	$17,323,404	+13.0%	14	unpriced	1.93%
VOO	VANGUARD 500 INDEX FUND	Reduced	21,506	-1,021	$14,770,535	+9.7%	17	unpriced	1.64%
QQQ	Invesco Qqq Trust, Series 1	Added	15,057	+7,291	$11,087,974	+147.4%	8	$616.14	1.23%
VV	VANGUARD LARGE-CAP INDEX FUND	Reduced	25,068	-107	$8,621,135	+14.6%	8	unpriced	0.96%
AAUS	Alpha Architect US Equity ETF	Reduced	95,682	-4,205	$5,716,425	+9.3%	4	$52.01	0.64%
AAEQ	Alpha Architect US Equity 2 ETF	Held	83,311	0	$4,431,062	+14.3%	3	unpriced	0.49%
SHDG	Soundwatch Hedged Equity ETF	Held	132,428	0	$4,328,144	+6.4%	9	unpriced	0.48%
RSP	Victory Portfolios II	Held	13,819	0	$2,940,268	+10.9%	9	$167.97	0.33%
NVDA	Nvidia Corp Technology	Reduced	12,062	-11,041	$2,413,485	−40.1%	5	$175.72	0.27%
MOAT	VanEck Morningstar Wide Moat ETF	Added	13,424	+82	$1,395,559	+8.2%	8	unpriced	0.16%
GS	Goldman Sachs Group Inc Financial Services	Held	1,250	0	$1,264,212	+19.5%	4	$741.01	0.14%
AMAT	Applied Materials Inc Technology	Reduced	1,703	-10	$1,231,269	+110.3%	8	unpriced	0.14%
SCHD	Schwab U.S. Dividend Equity ETF	Added	37,128	+6,419	$1,177,328	+25.0%	8	unpriced	0.13%
ITOT	iShares Core S&P Total U.S. Stock Market ETF	Held	6,604	0	$1,084,839	+15.3%	25	unpriced	0.12%
JEPI	JPMorgan Equity Premium Income ETF	Added	18,000	+1,317	$1,016,640	+7.5%	2	$58.05	0.11%
VGT	VANGUARD INFORMATION TECHNOLOGY INDEX FUND	Added	8,304	+7,503	$992,494	—	8	unpriced	0.11%
DIA	Spdr Dow Jones Industrial Average ETF Trust	Held	1,850	0	$966,421	+12.8%	23	$346.52	0.11%
OEF	iShares S&P 100 ETF	Held	2,560	0	$936,627	+15.0%	17	unpriced	0.10%
IWB	iShares Russell 1000 ETF	Reduced	2,285	-898	$935,707	−17.6%	14	unpriced	0.10%
MSFT	Microsoft Corp Technology	Reduced	2,228	-85	$831,088	−2.9%	8	$432.83	0.09%
SCHG	Schwab U.S. Large-Cap Growth ETF	Reduced	23,306	-2,036	$788,675	+6.8%	8	unpriced	0.09%
HELO	JPMorgan Hedged Equity Laddered Overlay ETF	Added	10,522	+1,481	$711,076	+23.1%	2	$66.35	0.08%
UNH	Unitedhealth Group Inc Healthcare	Reduced	1,609	-17	$668,748	+52.0%	9	unpriced	0.07%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	2,240	-360	$533,881	−1.4%	5	unpriced	0.06%
JEPQ	JPMorgan Nasdaq Equity Premium Income ETF	Reduced	8,404	-840	$516,509	+0.6%	2	$57.83	0.06%
CSM	ProShares Large Cap Core Plus	Added	5,992	+196	$510,638	—	3	unpriced	0.06%
TXN	Texas Instruments Inc Technology	Held	1,620	0	$482,873	+53.5%	8	unpriced	0.05%
INTC	Intel Corp Technology	NEW	3,200	NEW	$446,816	NEW	1	$101.12	0.05%
DGRO	iShares Core Dividend Growth ETF	Reduced	5,792	-1,379	$438,975	−12.8%	8	unpriced	0.05%
GPIX	Goldman Sachs S&P 500 Premium Income ETF	Added	7,408	+547	$411,662	+19.9%	2	$52.29	0.05%
SMH	VanEck Semiconductor ETF	NEW	618	NEW	$405,340	NEW	1	$545.62	0.05%
PRF	Victory Portfolios II	Added	7,185	+330	$388,205	+19.1%	3	$46.33	0.04%
IYW	iShares, Inc.	Held	1,378	0	$347,572	+39.0%	4	$184.51	0.04%
LMT	Lockheed Martin Corp Industrials	NEW	651	NEW	$331,658	NEW	1	$540.63	0.04%
IJR	iShares Core S&P Small-Cap ETF	Held	2,119	0	$314,268	+19.3%	8	unpriced	0.03%
QQQM	Invesco Ltd. Financial Services	Reduced	1,022	-118	$309,635	+14.3%	3	$251.87	0.03%
SMOT	VanEck Morningstar SMID Moat ETF	Reduced	7,716	-123	$299,843	+8.7%	8	unpriced	0.03%
COST	Costco Wholesale Corp Consumer Defensive	Reduced	310	-5	$289,995	−7.6%	8	$971.78	0.03%
VUG	VANGUARD GROWTH INDEX FUND	Added	3,126	+2,605	$269,273	+18.3%	5	unpriced	0.03%
COWZ	Pacer US Cash Cows 100 ETF	Reduced	4,276	-1,673	$265,967	−28.5%	8	unpriced	0.03%
VCR	VANGUARD CONSUMER DISCRETIONARY INDEX FUND	Held	656	0	$260,176	—	5	unpriced	0.03%
VPLS	VANGUARD CORE-PLUS BOND ETF	NEW	3,326	NEW	$258,017	NEW	1	$77.49	0.03%
FTEC	Fidelity MSCI Information Technology Index ETF	NEW	841	NEW	$240,172	NEW	1	$261.41	0.03%
IETC	iShares U.S. Tech Independence Focused ETF	Reduced	2,198	-217	$235,955	+10.6%	2	$94.77	0.03%
		Reduced	2,450	-14	$224,518	−0.6%	6	unpriced	0.02%
IVW	iShares S&P 500 Growth ETF	NEW	1,600	NEW	$220,048	NEW	1	unpriced	0.02%
AMGN	Amgen Inc Healthcare	Held	600	0	$217,272	+2.9%	2	$356.50	0.02%

Showing the top 50 of 53 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.