LCM Capital Management Inc

Registered adviser

CIK

1861752

Location

CHICAGO, IL

Portfolio Value

Small $233,711,813

Diversification

Diversified

Filing Date

Global Rank

#6,089 / 8,825 ▲ 14 · as of Jun 2026

Top Industry

Semiconductors 24.1%

Period ended 35 days ago

Filed Oct 20, 2026 · 15d

24 quarters · since Dec 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Nov 1, 2026

Form ADV adviser

CRD 111074

Roster of Nov 1, 2026

Regulatory AUM

$402,997,788

Main clients

Individuals and high net worth (88% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
May 2026 to Nov 2026	$402,997,788	Individuals and high net worth (88%)
May 2025 to Apr 2026	$365,277,954	Individuals and high net worth (87%)
May 2024 to Apr 2025	$320,348,840	Individuals and high net worth (85%)
May 2023 to Apr 2024	$269,944,143	Individuals and high net worth (86%)
May 2022 to Apr 2023	$284,487,500	Individuals and high net worth (85%)
May 2021 to Apr 2022	$262,966,274	Individuals and high net worth (85%)

2 earlier changes not shown.

Stated strategy

Fundamental active, Fixed income / rates, Multi-asset, Long/short hedge, Wealth management / planning Form ADV Part 2A, Apr 22, 2026 · original

In the firm's words

Fundamental active: LCM primarily relies on a fundamental analysis in order to select portfolio securities, both equity and fixed income, and to determine whether particular securities should be held or sold.
Fixed income / rates: select portfolio securities, both equity and fixed income, and to determine whether particular securities should be held or sold.
Multi-asset: discretionary management of diversified portfolios of investments for participants using off-the-shelf or customized asset allocation models
Long/short hedge: occasionally will use short selling as a strategy to manage aspects of their portfolio.
Wealth management / planning: providing participants with access to online or offline retirement planning tools to help them make appropriate contribution and investment election decisions

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Concentrated

The top 10 positions are 66.7% of the book (60%+)

Turnover

Low turnover

3.7% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 21.3 quarters (12+)

Closest benchmark: the S&P 500 as of 2026-06-30, active share 57.9%; sector active share 33.4% against the combined 13F book's sector weights.

Over time 23 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

123 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

12.8%

−0.8 pts

Top 5

50.3%

−0.8 pts

Top 10

66.6%

−0.1 pts

HHI

628

Diversified−32

Portfolio Trend

24 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	43.6%	$101,858,286	13
Technology	30.9%	$72,232,463	34
Communication Services	5.3%	$12,461,902	7
Healthcare	4.5%	$10,449,716	18
Consumer Cyclical	3.9%	$9,111,919	8
Consumer Defensive	3.9%	$9,054,750	8
Industrials	3.2%	$7,367,604	11
Energy	2.6%	$6,178,202	10
Utilities	0.9%	$2,104,202	7
Financial Services	0.9%	$2,101,219	4
Basic Materials	0.3%	$791,550	3

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
AMRN	Amarin Corp Plcuk	+8,800	60,162	$782,106
NUVB	Nuvation Bio Inc.	+1,000	16,000	$89,600
NVDA	Nvidia Corp	+762	69,993	$15,985,001
IWM	iShares Russell 2000 ETF	+319	71,428	$19,849,126
SPCX	Space Exploration Technologies Corp	+317	1,943	$293,120
NOK	Nokia Corp	+300	55,049	$558,196
MDY	Spdr S&P Midcap 400 ETF Trust	+255	44,447	$29,188,789
AMD	Advanced Micro Devices Inc	+237	9,575	$5,857,602
AVGO	Broadcom Inc.	+182	12,800	$4,495,232
NFLX	Netflix Inc	+160	4,564	$317,563
ANET	Arista Networks, Inc.	+135	4,191	$853,245
ARM	Arm Holdings PLC	+128	1,380	$399,730
META	Meta Platforms, Inc.	+83	2,835	$2,055,885
MRVL	Marvell Technology, Inc.	+69	1,907	$503,848
PFE	Pfizer Inc	+66	14,507	$413,739
CNQ	CANADIAN NATURAL RESOURCES Ltd	+61	5,853	$275,500
ASML	Asml Holding NV	+48	685	$1,240,993
CAT	Caterpillar Inc	+47	512	$415,124
NOW	ServiceNow, Inc.	+47	2,429	$325,510
GOOGL	Alphabet Inc.	+45	22,052	$7,587,652
AMZN	Amazon Com Inc	+44	18,063	$4,500,396
EW	Edwards Lifesciences Corp	+42	2,860	$246,875
NVS	Novartis AG	+38	3,379	$481,744
SBUX	Starbucks Corp	+36	3,015	$283,289
INCY	Incyte Corp	+30	2,188	$265,513
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
NAK	Northern Dynasty Minerals Ltd	−18,000	113,644	$155,692
DVLT	Datavault AI Inc.	−7,000	11,000	$1,713
ETHA	iShares Ethereum Trust ETF	−4,000	105,030	$2,113,203
MSTR	Strategy Inc	−1,000	5,139	$786,729
EFA	iShares MSCI EAFE ETF	−521	76,304	$7,927,222
SPY	Spdr S&P 500 ETF Trust	−448	39,197	$29,892,808
AAPL	Apple Inc.	−446	44,280	$14,746,125
MU	Micron Technology Inc	−278	571	$608,177
WMT	Walmart Inc.	−276	31,166	$3,238,770
XLU	State Street(R) Utilities Select Sector SPDR(R) ETF	−271	74,391	$2,933,981
VFH	VANGUARD FINANCIALS INDEX FUND	−271	62,738	$8,161,586
ERIC	Ericsson Lm Telephone Co	−260	14,989	$137,149
BMY	Bristol Myers Squibb Co	−208	8,722	$544,252
GLW	Corning Inc	−207	4,741	$728,976
ORCL	Oracle Corp	−206	8,573	$1,177,072
CSCO	Cisco Systems, Inc.	−178	14,534	$1,564,294
MSFT	Microsoft Corp	−177	21,221	$10,884,250
GOOG	Alphabet Inc.	−160	3,444	$1,173,508
DIS	Walt Disney Co	−156	8,175	$857,557
CVX	Chevron Corp	−139	8,903	$1,818,081
CARR	CARRIER GLOBAL Corp	−122	5,852	$321,040
YUM	Yum Brands Inc	−121	7,862	$1,071,905
EMR	Emerson Electric Co	−111	6,938	$1,076,083
XOM	ExxonMobil Holdings Corp	−81	11,237	$1,828,821
AEP	American Electric Power Co Inc	−74	2,130	$252,703
No positions match the current search.

New Positions

Positions the filer opened this quarter

7 positions

Ticker	Company	Shares	Value
IBIT	iShares Bitcoin Trust ETF	5,950	$281,673
ILMN	Illumina, Inc.	1,023	$279,974
SWKS	Skyworks Solutions, Inc.	2,837	$242,506
FCX	Freeport-Mcmoran Inc	3,131	$219,170
T	At&T Inc.	8,959	$218,599
SU	Suncor Energy Inc	3,097	$210,193
GRAB	Grab Holdings Ltd	15,000	$46,650
No positions match the current search.

Sold Out

Positions the filer fully exited

8 positions

Ticker	Company	Shares	Value
Q	Qnity Electronics, Inc.	1,561	$254,926
STM	STMicroelectronics N.V.	3,000	$224,670
HONA	Honeywell Aerospace Inc.	1,005	$222,185
LRCX	Lam Research Corp	500	$216,665
SRE	Sempra	2,255	$209,061
NOC	Northrop Grumman Corp	400	$203,724
WEC	Wec Energy Group, Inc.	1,713	$200,027
GPUS	Hyperscale Data, Inc.	10,000	$1,456
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

123 tracked positions · $233,711,813 total · filing declares 125 positions · $235,411,083 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Technology Utilities

Showing 1–50 of 123 positions by value · page 1 of 3

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
SPY	Spdr S&P 500 ETF Trust	Reduced	39,197	-448	$29,892,808	+1.0%	12.79%
MDY	Spdr S&P Midcap 400 ETF Trust	Added	44,447	+255	$29,188,789	−6.1%	12.49%
IWM	iShares Russell 2000 ETF	Added	71,428	+319	$19,849,126	−7.1%	8.49%
NVDA	Nvidia Corp Technology	Added	69,993	+762	$15,985,001	+15.4%	6.84%
AAPL	Apple Inc. Technology	Reduced	44,280	-446	$14,746,125	+13.9%	6.31%
MSFT	Microsoft Corp Technology	Reduced	21,221	-177	$10,884,250	+36.4%	4.66%
VFH	VANGUARD FINANCIALS INDEX FUND	Reduced	62,738	-271	$8,161,586	−1.6%	3.49%
EFA	iShares MSCI EAFE ETF	Reduced	76,304	-521	$7,927,222	−0.7%	3.39%
GOOGL	Alphabet Inc. Communication Services	Added	22,052	+45	$7,587,652	−3.5%	3.25%
AMD	Advanced Micro Devices Inc Technology	Added	9,575	+237	$5,857,602	+8.0%	2.51%
AMZN	Amazon Com Inc Consumer Cyclical	Added	18,063	+44	$4,500,396	+4.8%	1.93%
AVGO	Broadcom Inc. Technology	Added	12,800	+182	$4,495,232	−5.7%	1.92%
PLTR	Palantir Technologies Inc. Technology	Added	19,825	+3	$3,708,266	+60.3%	1.59%
WMT	Walmart Inc. Consumer Defensive	Reduced	31,166	-276	$3,238,770	−9.1%	1.39%
XLU	State Street(R) Utilities Select Sector SPDR(R) ETF	Reduced	74,391	-271	$2,933,981	−13.3%	1.26%
JNJ	Johnson & Johnson Healthcare	Reduced	10,640	-55	$2,816,833	+3.7%	1.21%
ETHA	iShares Ethereum Trust ETF	Reduced	105,030	-4,000	$2,113,203	+63.0%	0.90%
RTX	RTX Corp Industrials	Reduced	11,198	-13	$2,078,908	−2.3%	0.89%
META	Meta Platforms, Inc. Communication Services	Added	2,835	+83	$2,055,885	+32.6%	0.88%
LMT	Lockheed Martin Corp Industrials	Reduced	3,707	-11	$1,887,789	−0.3%	0.81%
COST	Costco Wholesale Corp Consumer Defensive	Held	2,028	0	$1,846,169	−2.7%	0.79%
XOM	ExxonMobil Holdings Corp Energy	Reduced	11,237	-81	$1,828,821	+18.2%	0.78%
CVX	Chevron Corp Energy	Reduced	8,903	-139	$1,818,081	+21.3%	0.78%
CSCO	Cisco Systems, Inc. Technology	Reduced	14,534	-178	$1,564,294	−9.5%	0.67%
QCOM	Qualcomm Inc Technology	Reduced	7,722	-50	$1,421,156	−1.0%	0.61%
GILD	Gilead Sciences, Inc. Healthcare	Reduced	8,952	-39	$1,334,295	+17.5%	0.57%
TMO	Thermo Fisher Scientific Inc. Healthcare	Reduced	1,931	-1	$1,303,521	+34.6%	0.56%
JPM	Jpmorgan Chase & Co Financial Services	Held	3,854	0	$1,275,018	+1.1%	0.55%
ASML	Asml Holding NV Technology	Added	685	+48	$1,240,993	−2.1%	0.53%
HD	Home Depot, Inc. Consumer Cyclical	Reduced	4,246	-49	$1,207,944	−20.3%	0.52%
ORCL	Oracle Corp Technology	Reduced	8,573	-206	$1,177,072	−8.5%	0.50%
GOOG	Alphabet Inc. Communication Services	Reduced	3,444	-160	$1,173,508	−7.8%	0.50%
EMR	Emerson Electric Co Industrials	Reduced	6,938	-111	$1,076,083	+6.6%	0.46%
YUM	Yum Brands Inc Consumer Cyclical	Reduced	7,862	-121	$1,071,905	−16.0%	0.46%
INTC	Intel Corp Technology	Reduced	8,621	-29	$1,036,502	−14.2%	0.44%
TSM	Taiwan Semiconductor Manufacturing Co Ltd Technology	Held	2,149	0	$980,352	−4.5%	0.42%
PEP	Pepsico Inc Consumer Defensive	Reduced	7,406	-40	$938,488	−6.9%	0.40%
CRM	Salesforce, Inc. Technology	Added	3,952	+4	$907,260	+46.7%	0.39%
DIS	Walt Disney Co Communication Services	Reduced	8,175	-156	$857,557	+6.9%	0.37%
ANET	Arista Networks, Inc. Technology	Added	4,191	+135	$853,245	+23.8%	0.37%
UL	Unilever PLC Consumer Defensive	Reduced	13,891	-47	$843,600	+0.7%	0.36%
MSTR	Strategy Inc Technology	Reduced	5,139	-1,000	$786,729	+47.4%	0.34%
AMRN	Amarin Corp Plcuk Healthcare	Added	60,162	+8,800	$782,106	−4.5%	0.33%
PG	PROCTER & GAMBLE Co Consumer Defensive	Reduced	5,208	-6	$756,618	−1.0%	0.32%
GLW	Corning Inc Technology	Reduced	4,741	-207	$728,976	−42.3%	0.31%
MCD	Mcdonalds Corp Consumer Cyclical	Added	3,060	+18	$706,676	−14.1%	0.30%
VLO	Valero Energy Corp Energy	Held	1,780	0	$689,945	+48.8%	0.30%
CL	Colgate Palmolive Co Consumer Defensive	Reduced	7,832	-73	$668,226	−7.8%	0.29%
VRTX	Vertex Pharmaceuticals Inc Healthcare	Added	1,212	+16	$633,645	+6.7%	0.27%
TSLA	Tesla, Inc. Consumer Cyclical	Added	1,746	+5	$619,498	−15.4%	0.27%

Showing the top 50 of 123 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.