Warwick Investment Management, Inc.

Registered adviser

CIK

1931041

Location

BRYAN, TX

Portfolio Value

Small $863,028,184

Diversification

Diversified

Filing Date

Global Rank

#2,690 / 8,815 ▲ 316 · as of Jun 2026

Top Industry

Semiconductors 15.5%

Period ended 23 days ago

Filed Oct 19, 2026 · 4d

20 quarters · since Dec 2021

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 105951

Roster of Oct 1, 2026

Regulatory AUM

$2,482,202,242

Main clients

Individuals and high net worth (62% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Oct 2026	$2,482,202,242	Individuals and high net worth (62%)
Apr 2025 to Mar 2026	$2,137,645,215	Individuals and high net worth (61%)
Apr 2024 to Mar 2025	$1,711,025,430	Individuals and high net worth (62%)
May 2023 to Mar 2024	$1,432,990,474	Individuals and high net worth (60%)
Apr 2023	$1,432,990,474	Individuals and high net worth (60%)
Apr 2022 to Mar 2023	$1,453,675,538	Individuals and high net worth (56%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Concentrated

The top 10 positions are 85.9% of the book (60%+)

Turnover

Low turnover

12.3% over the last four quarters (under 30%)

Horizon

Medium horizon

Value-weighted holding period 11.6 quarters (4 to under 12)

Closest benchmark: every 13F filer's combined book, active share 85.8%; sector active share 78.3% against the combined 13F book's sector weights.

Over time 19 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

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Portfolio Concentration

149 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

25.5%

+5.2 pts

Top 5

69.5%

−1.2 pts

Top 10

87.0%

+1.1 pts

HHI

1,293

Diversified+106

Portfolio Trend

20 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	91.1%	$785,868,135	56
Technology	3.7%	$31,859,567	27
Financial Services	1.7%	$14,662,981	15
Communication Services	0.7%	$6,284,887	7
Energy	0.7%	$5,720,977	6
Healthcare	0.6%	$4,979,341	10
Consumer Cyclical	0.5%	$4,587,413	4
Industrials	0.5%	$4,403,026	10
Consumer Defensive	0.3%	$2,782,566	7
Utilities	0.1%	$967,360	3
Basic Materials	0.1%	$459,119	2
Real Estate	0.1%	$452,812	2

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
VEA	Vanguard FTSE Developed Markets ETF	+408,846	822,840	$58,100,732
VUG	VANGUARD GROWTH INDEX FUND	+351,166	980,791	$88,379,077
VWO	VANGUARD EMERGING MARKETS STOCK INDEX FUND	+230,850	442,385	$26,237,854
IVOO	VANGUARD S&P MID-CAP 400 INDEX FUND	+111,622	217,102	$26,434,339
VGSH	VANGUARD SHORT-TERM TREASURY INDEX FUND	+64,625	1,123,819	$64,687,021
VTC	VANGUARD TOTAL CORPORATE BOND ETF	+55,291	572,947	$41,699,082
VGLT	VANGUARD LONG-TERM TREASURY INDEX FUND	+36,372	260,046	$13,038,706
VTV	VANGUARD VALUE INDEX FUND	+34,158	450,003	$97,236,648
VUSB	VANGUARD ULTRA-SHORT BOND ETF	+26,211	488,250	$24,192,787
VCIT	VANGUARD INTERMEDIATE-TERM CORPORATE BOND INDEX FUND	+20,020	123,013	$9,633,148
XLRE	State Street(R) Real Estate Select Sector SPDR(R) ETF	+4,085	671,910	$27,487,838
APH	Amphenol Corp	+1,624	3,919	$330,371
HBAN	Huntington Bancshares Inc	+947	12,640	$192,886
XLE	State Street(R) Energy Select Sector SPDR(R) ETF	+652	163,344	$10,045,656
XEL	Xcel Energy Inc	+485	5,243	$369,526
WMT	Walmart Inc.	+294	7,570	$786,674
RTX	RTX Corp	+239	2,751	$510,723
DFAX	Dimensional World ex. U.S. Core Equity 2 ETF	+229	201,267	$7,450,904
MA	Mastercard Inc	+183	763	$420,771
WFC	Wells Fargo & Company	+156	4,657	$372,792
ANET	Arista Networks, Inc.	+122	1,797	$365,851
MRK	Merck & Co., Inc.	+111	4,631	$672,930
GE	General Electric Co	+107	1,768	$552,128
HD	Home Depot, Inc.	+96	1,252	$356,181
VGT	VANGUARD INFORMATION TECHNOLOGY INDEX FUND	+82	15,617	$1,962,588
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
SCHK	Schwab 1000 Index ETF	−3,018,954	566,518	$20,768,549
VIOO	VANGUARD S&P SMALL-CAP 600 INDEX FUND	−28,329	186,908	$23,647,600
NVDA	Nvidia Corp	−19,200	27,449	$6,268,802
FBND	Fidelity Total Bond ETF	−7,243	50,083	$2,168,593
SCHD	Schwab U.S. Dividend Equity ETF	−6,967	122,955	$3,999,726
VCSH	VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND	−4,812	46,913	$3,624,029
VXUS	Vanguard Total International Stock ETF	−2,115	65,662	$5,578,643
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	−1,593	44,395	$16,614,384
BIV	Vanguard Bond Index Funds	−1,539	34,693	$2,527,731
GSY	Invesco Ultra Short Duration ETF	−1,287	35,314	$1,763,228
BAC	Bank Of America Corp	−1,283	11,120	$605,261
AMD	Advanced Micro Devices Inc	−1,232	1,937	$1,184,979
SO	Southern Co	−1,189	3,223	$267,154
LQD	iShares iBoxx $ Investment Grade Corporate Bond ETF	−1,066	12,051	$1,231,371
MU	Micron Technology Inc	−970	1,244	$1,324,996
AMZN	Amazon Com Inc	−910	11,849	$2,952,178
AAPL	Apple Inc.	−880	28,013	$9,328,889
NEE	Nextera Energy Inc	−848	4,366	$330,680
SCHA	Schwab U.S. Small-Cap ETF	−795	63,854	$2,083,556
BND	VANGUARD TOTAL BOND MARKET INDEX FUND	−654	3,048	$213,817
DFUS	Dimensional U.S. Equity Market ETF	−586	154,627	$12,838,679
MSFT	Microsoft Corp	−579	7,984	$4,094,993
VB	Vanguard Index Funds	−521	28,301	$8,051,351
IEMG	iShares Trust	−467	20,697	$0
GOOG	Alphabet Inc.	−416	3,152	$1,074,012
No positions match the current search.

New Positions

Positions the filer opened this quarter

9 positions

Ticker	Company	Shares	Value
CRWD	CrowdStrike Holdings, Inc.	932	$246,747
VZ	Verizon Communications Inc	5,309	$243,523
NEM	NEWMONT Corp	2,067	$238,407
ETN	Eaton Corp plc	529	$227,316
SCHB	Schwab U.S. Broad Market ETF	7,391	$216,630
ABT	Abbott Laboratories	2,179	$215,350
GILD	Gilead Sciences, Inc.	1,429	$212,992
CRM	Salesforce, Inc.	920	$211,204
BMY	Bristol Myers Squibb Co	3,224	$201,177
No positions match the current search.

Sold Out

Positions the filer fully exited

9 positions

Ticker	Company	Shares	Value
GLW	Corning Inc	1,549	$395,661
PH	Parker-Hannifin Corp	243	$237,683
AXP	American Express Co	662	$223,921
SYK	Stryker Corp	697	$219,443
COF	Capital One Financial Corp	1,061	$212,857
TJX	Tjx Companies Inc	1,403	$212,554
PGR	Progressive Corp	936	$204,469
LCTX	Lineage Cell Therapeutics, Inc.	11,300	$14,803
MVIS	Microvision, Inc.	42,622	$14,065
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

149 tracked positions · $863,028,184 total · filing declares 150 positions · $871,224,842 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 149 positions by value · page 1 of 3

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
DFAC	Dimensional U.S. Core Equity 2 ETF	Reduced	2,546,837	-197	$113,206,904	+0.2%	13.12%
VTV	VANGUARD VALUE INDEX FUND	Added	450,003	+34,158	$97,236,648	+7.3%	11.27%
VUG	VANGUARD GROWTH INDEX FUND	Added	980,791	+351,166	$88,379,077	+63.0%	10.24%
VGSH	VANGUARD SHORT-TERM TREASURY INDEX FUND	Added	1,123,819	+64,625	$64,687,021	+4.9%	7.50%
VEA	Vanguard FTSE Developed Markets ETF	Added	822,840	+408,846	$58,100,732	+97.0%	6.73%
VTC	VANGUARD TOTAL CORPORATE BOND ETF	Added	572,947	+55,291	$41,699,082	+4.9%	4.83%
QQQ	Invesco Qqq Trust, Series 1	Reduced	38,447	-336	$28,441,937	−0.4%	3.30%
XLRE	State Street(R) Real Estate Select Sector SPDR(R) ETF	Added	671,910	+4,085	$27,487,838	−6.5%	3.19%
IVOO	VANGUARD S&P MID-CAP 400 INDEX FUND	Added	217,102	+111,622	$26,434,339	+92.2%	3.06%
VWO	VANGUARD EMERGING MARKETS STOCK INDEX FUND	Added	442,385	+230,850	$26,237,854	+107.8%	3.04%
VUSB	VANGUARD ULTRA-SHORT BOND ETF	Added	488,250	+26,211	$24,192,787	+5.2%	2.80%
VIOO	VANGUARD S&P SMALL-CAP 600 INDEX FUND	Reduced	186,908	-28,329	$23,647,600	−20.1%	2.74%
SCHK	Schwab 1000 Index ETF	Reduced	566,518	-3,018,954	$20,768,549	−83.9%	2.41%
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Reduced	44,395	-1,593	$16,614,384	−2.4%	1.93%
VGLT	VANGUARD LONG-TERM TREASURY INDEX FUND	Added	260,046	+36,372	$13,038,706	+5.6%	1.51%
DFUS	Dimensional U.S. Equity Market ETF	Reduced	154,627	-586	$12,838,679	+0.9%	1.49%
SPY	Spdr S&P 500 ETF Trust	Reduced	14,445	-94	$11,016,190	+1.5%	1.28%
XLE	State Street(R) Energy Select Sector SPDR(R) ETF	Added	163,344	+652	$10,045,656	+16.3%	1.16%
VCIT	VANGUARD INTERMEDIATE-TERM CORPORATE BOND INDEX FUND	Added	123,013	+20,020	$9,633,148	+13.2%	1.12%
AAPL	Apple Inc. Technology	Reduced	28,013	-880	$9,328,889	+11.6%	1.08%
VB	Vanguard Index Funds	Reduced	28,301	-521	$8,051,351	−7.8%	0.93%
DFAX	Dimensional World ex. U.S. Core Equity 2 ETF	Added	201,267	+229	$7,450,904	+0.6%	0.86%
PHYS	Sprott Physical Gold Trust Financial Services	Held	209,390	0	$6,547,625	+3.6%	0.76%
NVDA	Nvidia Corp Technology	Reduced	27,449	-19,200	$6,268,802	−32.8%	0.73%
VV	VANGUARD LARGE-CAP INDEX FUND	Reduced	16,352	-82	$5,753,451	+1.8%	0.67%
VXUS	Vanguard Total International Stock ETF	Reduced	65,662	-2,115	$5,578,643	−3.7%	0.65%
MSFT	Microsoft Corp Technology	Reduced	7,984	-579	$4,094,993	+28.2%	0.47%
SCHD	Schwab U.S. Dividend Equity ETF	Reduced	122,955	-6,967	$3,999,726	−2.9%	0.46%
VCSH	VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND	Reduced	46,913	-4,812	$3,624,029	−11.3%	0.42%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	11,849	-910	$2,952,178	−2.9%	0.34%
DFUV	Dimensional U.S. Marketwide Value ETF	Held	51,910	0	$2,855,050	−0.0%	0.33%
GOOGL	Alphabet Inc. Communication Services	Reduced	8,167	-100	$2,810,101	−4.9%	0.33%
XOM	ExxonMobil Holdings Corp Energy	Added	16,293	+45	$2,651,685	+19.4%	0.31%
VOO	VANGUARD 500 INDEX FUND	Reduced	3,702	-28	$2,594,583	+1.3%	0.30%
BIV	Vanguard Bond Index Funds	Reduced	34,693	-1,539	$2,527,731	−9.0%	0.29%
VNQ	VANGUARD REAL ESTATE INDEX FUND	Reduced	27,065	-142	$2,425,835	−7.5%	0.28%
SCHF	Schwab International Equity ETF	Reduced	82,772	-54	$2,273,746	−0.9%	0.26%
EFA	iShares MSCI EAFE ETF	Held	21,192	0	$2,201,636	+0.0%	0.26%
FBND	Fidelity Total Bond ETF	Reduced	50,083	-7,243	$2,168,593	−16.8%	0.25%
IVV	iShares Core S&P 500 ETF	Added	2,800	+1	$2,144,380	+2.3%	0.25%
SCHA	Schwab U.S. Small-Cap ETF	Reduced	63,854	-795	$2,083,556	−10.8%	0.24%
SCHX	Schwab U.S. Large-Cap ETF	Reduced	67,668	-234	$2,030,040	+1.6%	0.24%
VGT	VANGUARD INFORMATION TECHNOLOGY INDEX FUND	Added	15,617	+82	$1,962,588	+5.7%	0.23%
AVGO	Broadcom Inc. Technology	Reduced	5,195	-173	$1,824,432	−10.0%	0.21%
GSY	Invesco Ultra Short Duration ETF	Reduced	35,314	-1,287	$1,763,228	−3.9%	0.20%
META	Meta Platforms, Inc. Communication Services	Reduced	2,153	-166	$1,561,312	+19.5%	0.18%
FFIN	First Financial Bankshares Inc Financial Services	Added	48,854	+44	$1,550,625	−8.2%	0.18%
IWD	iShares Russell 1000 Value ETF	Reduced	6,003	-36	$1,488,323	+1.7%	0.17%
DFAS	Dimensional U.S. Small Cap ETF	Held	17,979	0	$1,391,934	−6.0%	0.16%
BRK-B	Berkshire Hathaway Inc Financial Services	Reduced	2,669	-151	$1,329,028	−5.8%	0.15%

Showing the top 50 of 149 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.