STAGE HARBOR FINANCIAL, LLC

Registered adviser

CIK

1934721

Location

WESTWOOD, MA

Portfolio Value

Small $173,093,126

Diversification

Moderately concentrated

Filing Date

Global Rank

#6,825 / 8,811 ▲ 1204

Top Industry

Internet Content & Information 23.0%

Period ended 4 months ago

Filed Aug 7, 2026 · 2mo

11 quarters · since Dec 2023

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 289725

Roster of Oct 1, 2026

Regulatory AUM

$1,097,169,525

Main clients

Individuals and high net worth (100% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Oct 2026	$1,097,169,525	Individuals and high net worth (100%)
Apr 2025 to Mar 2026	$972,886,954	Individuals and high net worth (100%)
Apr 2024 to Mar 2025	$876,599,462	Individuals and high net worth (100%)
May 2023 to Mar 2024	$775,229,135	Individuals and high net worth (100%)
Apr 2023	$775,229,135	Individuals and high net worth (100%)
Apr 2022 to Mar 2023	$836,371,229	Individuals and high net worth (100%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.

Style

Concentrated

The top 10 positions are 94.1% of the book (60%+)

Turnover

Low turnover

5.7% over the last four quarters (under 30%)

Horizon

Medium horizon

Value-weighted holding period 9.9 quarters (4 to under 12)

Closest benchmark: every 13F filer's combined book, active share 92.0%; sector active share 87.1% against the combined 13F book's sector weights.

Over time 11 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

64 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026

Top Position

29.6%

−6.1 pts

Top 5

84.2%

+4.0 pts

Top 10

94.1%

+2.5 pts

HHI

1,995

Moderately concentrated+12

Portfolio Trend

11 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	96.5%	$167,062,667	50
Technology	1.4%	$2,354,615	4
Communication Services	0.9%	$1,598,513	4
Consumer Cyclical	0.6%	$994,298	2
Industrials	0.4%	$713,869	3
Financial Services	0.2%	$369,164	1

Last Quarter's Activity

Export CSV

Jun 30, 2026 vs Mar 31, 2026

Added To

Positions the filer increased

19 positions

Ticker	Company	Δ Shares	Shares	Value
VUG	VANGUARD GROWTH INDEX FUND	+238,290	284,550	$24,511,137
IWF	iShares Russell 1000 Growth ETF	+40,293	53,280	$6,615,777
DFLV	Dimensional US Large Cap Value ETF	+36,790	703,973	$27,835,092
EVTR	Eaton Vance Total Return Bond ETF	+24,067	124,474	$6,312,076
NBSM	Neuberger Small-Mid Cap ETF	+17,247	254,627	$7,310,341
DXUV	Dimensional US Vector Equity ETF	+16,037	92,079	$6,123,253
DFIV	Dimensional International Value ETF	+6,141	25,914	$1,399,874
DFAE	Dimensional Emerging Core Equity Market ETF	+3,927	10,097	$406,000
EFG	iShares MSCI EAFE Growth ETF	+3,367	12,077	$1,502,620
VGT	VANGUARD INFORMATION TECHNOLOGY INDEX FUND	+2,100	2,400	$286,848
—		+1,444	8,759	$1,282,405
MSFT	Microsoft Corp	+255	1,530	$570,720
AAPL	Apple Inc.	+200	1,743	$504,354
V	Visa Inc.	+163	1,076	$369,164
AMZN	Amazon Com Inc	+109	2,400	$572,016
VTV	VANGUARD VALUE INDEX FUND	+108	16,322	$3,557,053
ACWX	iShares MSCI ACWI ex U.S. ETF	+91	88,140	$6,708,335
GOOG	Alphabet Inc.	+42	1,660	$586,527
GOOGL	Alphabet Inc.	+2	1,121	$400,611
No positions match the current search.

Trimmed

Positions the filer reduced

20 positions

Ticker	Company	Δ Shares	Shares	Value
FNDF	Schwab Fundamental International Equity ETF	−3,676	40,732	$2,149,020
MUB	iShares National Muni Bond ETF	−2,451	148,320	$15,962,198
VTEB	VANGUARD TAX-EXEMPT BOND INDEX FUND	−1,891	112,971	$5,714,073
DFAC	Dimensional U.S. Core Equity 2 ETF	−1,169	17,358	$770,000
FNDX	Schwab Fundamental U.S. Large Company ETF	−932	178,629	$5,555,361
IVV	iShares Core S&P 500 ETF	−567	7,188	$5,383,021
IEMG	iShares Trust	−542	4,915	$407,158
NFLX	Netflix Inc	−444	2,985	$213,129
NVDA	Nvidia Corp	−369	5,230	$1,046,470
BND	VANGUARD TOTAL BOND MARKET INDEX FUND	−363	27,165	$1,994,182
IVOO	VANGUARD S&P MID-CAP 400 INDEX FUND	−301	2,490	$324,696
IVE	iShares S&P 500 Value ETF	−184	2,276	$516,788
VBR	VANGUARD SMALL-CAP VALUE INDEX FUND	−148	3,156	$766,876
VOE	VANGUARD MID-CAP VALUE INDEX FUND	−77	20,323	$4,015,824
VOO	VANGUARD 500 INDEX FUND	−37	2,142	$1,471,147
TSLA	Tesla, Inc.	−36	1,004	$422,282
EFV	iShares MSCI EAFE Value ETF	−31	92,606	$7,088,989
SPY	Spdr S&P 500 ETF Trust	−22	699	$521,992
META	Meta Platforms, Inc.	−10	707	$398,246
VB	Vanguard Index Funds	−8	20,579	$6,237,906
No positions match the current search.

New Positions

Positions the filer opened this quarter

5 positions

Ticker	Company	Shares	Value
SMMU	PIMCO Short Term Municipal Bond Active Exchange-Traded Fund	15,850	$800,425
MINT	PIMCO Enhanced Short Maturity Active Exchange-Traded Fund	5,316	$535,905
GEV	GE Vernova Inc.	204	$239,671
AVGO	Broadcom Inc.	617	$233,071
CAT	Caterpillar Inc	191	$203,395
No positions match the current search.

Sold Out

Positions the filer fully exited

2 positions

Ticker	Company	Shares	Value
XOM	ExxonMobil Holdings Corp	1,192	$202,234
DGRO	iShares Core Dividend Growth ETF	4,809	$0
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

64 tracked positions · $173,093,126 total · filing declares 64 positions · $173,093,946 · as of Jun 30, 2026

All sectors Communication Services Consumer Cyclical Financial Services Industrials Technology

Showing 1–50 of 64 positions by value · page 1 of 2

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
DFLV	Dimensional US Large Cap Value ETF	Added	703,973	+36,790	$27,835,092	+16.8%	11	before history	16.08%
VUG	VANGUARD GROWTH INDEX FUND	Added	284,550	+238,290	$24,511,137	+627.8%	11	before history	14.16%
MUB	iShares National Muni Bond ETF	Reduced	148,320	-2,451	$15,962,198	—	11	before history	9.22%
NBSM	Neuberger Small-Mid Cap ETF	Added	254,627	+17,247	$7,310,341	+22.2%	3	$25.51	4.22%
EFV	iShares MSCI EAFE Value ETF	Reduced	92,606	-31	$7,088,989	—	11	before history	4.10%
ACWX	iShares MSCI ACWI ex U.S. ETF	Added	88,140	+91	$6,708,335	—	11	before history	3.88%
IWF	iShares Russell 1000 Growth ETF	Added	53,280	+40,293	$6,615,777	—	11	before history	3.82%
EVTR	Eaton Vance Total Return Bond ETF	Added	124,474	+24,067	$6,312,076	+23.9%	8	$51.08	3.65%
VB	Vanguard Index Funds	Reduced	20,579	-8	$6,237,906	+15.7%	11	before history	3.60%
DXUV	Dimensional US Vector Equity ETF	Added	92,079	+16,037	$6,123,253	+35.7%	7	$56.51	3.54%
VTEB	VANGUARD TAX-EXEMPT BOND INDEX FUND	Reduced	112,971	-1,891	$5,714,073	−0.3%	11	before history	3.30%
FNDX	Schwab Fundamental U.S. Large Company ETF	Reduced	178,629	-932	$5,555,361	+11.1%	11	before history	3.21%
IVV	iShares Core S&P 500 ETF	Reduced	7,188	-567	$5,383,021	—	10	unpriced	3.11%
VOE	VANGUARD MID-CAP VALUE INDEX FUND	Reduced	20,323	-77	$4,015,824	+6.8%	11	before history	2.32%
VTV	VANGUARD VALUE INDEX FUND	Added	16,322	+108	$3,557,053	+11.8%	11	before history	2.05%
IWD	iShares Russell 1000 Value ETF	Held	12,840	0	$3,112,801	—	11	before history	1.80%
FNDF	Schwab Fundamental International Equity ETF	Reduced	40,732	-3,676	$2,149,020	−1.1%	11	before history	1.24%
BND	VANGUARD TOTAL BOND MARKET INDEX FUND	Reduced	27,165	-363	$1,994,182	−1.6%	11	before history	1.15%
EFG	iShares MSCI EAFE Growth ETF	Added	12,077	+3,367	$1,502,620	—	11	before history	0.87%
VOO	VANGUARD 500 INDEX FUND	Reduced	2,142	-37	$1,471,147	+13.0%	11	before history	0.85%
DFIV	Dimensional International Value ETF	Added	25,914	+6,141	$1,399,874	+34.1%	3	$50.66	0.81%
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Held	3,576	0	$1,323,263	+15.3%	11	before history	0.76%
		Added	8,759	+1,444	$1,282,405	+36.8%	11	before history	0.74%
IWM	iShares Russell 2000 ETF	Held	3,889	0	$1,168,450	—	11	before history	0.68%
NVDA	Nvidia Corp Technology	Reduced	5,230	-369	$1,046,470	+7.2%	11	before history	0.60%
MTUM	iShares MSCI USA Momentum Factor ETF	Held	2,800	0	$959,924	—	7	unpriced	0.55%
EFA	iShares MSCI EAFE ETF	Held	8,867	0	$921,103	—	5	unpriced	0.53%
SMMU	PIMCO Short Term Municipal Bond Active Exchange-Traded Fund	NEW	15,850	NEW	$800,425	NEW	1	$50.43	0.46%
DFAC	Dimensional U.S. Core Equity 2 ETF	Reduced	17,358	-1,169	$770,000	+7.0%	7	$35.20	0.44%
VBR	VANGUARD SMALL-CAP VALUE INDEX FUND	Reduced	3,156	-148	$766,876	+6.8%	7	unpriced	0.44%
VEA	Vanguard FTSE Developed Markets ETF	Held	9,328	0	$664,620	+11.2%	7	$50.42	0.38%
PRF	Victory Portfolios II	Held	11,846	0	$640,039	+13.7%	11	before history	0.37%
GOOG	Alphabet Inc. Communication Services	Added	1,660	+42	$586,527	+26.4%	4	$213.92	0.34%
AMZN	Amazon Com Inc Consumer Cyclical	Added	2,400	+109	$572,016	+19.9%	11	before history	0.33%
MSFT	Microsoft Corp Technology	Added	1,530	+255	$570,720	+20.9%	11	before history	0.33%
PYLD		Held	21,124	0	$560,208	+1.2%	11	before history	0.32%
MINT	PIMCO Enhanced Short Maturity Active Exchange-Traded Fund	NEW	5,316	NEW	$535,905	NEW	1	$100.56	0.31%
SPY	Spdr S&P 500 ETF Trust	Reduced	699	-22	$521,992	+11.3%	11	before history	0.30%
IVE	iShares S&P 500 Value ETF	Reduced	2,276	-184	$516,788	—	8	unpriced	0.30%
AAPL	Apple Inc. Technology	Added	1,743	+200	$504,354	+28.8%	11	before history	0.29%
VSS	VANGUARD FTSE ALL-WORLD EX-US SMALL-CAP INDEX FUND	Held	2,844	0	$438,800	+5.8%	6	$116.23	0.25%
DFAT	Dimensional U.S. Targeted Value ETF	Held	6,263	0	$437,783	+11.9%	7	$57.17	0.25%
MGC	VANGUARD MEGA CAP INDEX FUND	Held	1,576	0	$431,240	+15.8%	7	unpriced	0.25%
TSLA	Tesla, Inc. Consumer Cyclical	Reduced	1,004	-36	$422,282	+9.2%	9	$199.48	0.24%
IEMG	iShares Trust	Reduced	4,915	-542	$407,158	—	11	before history	0.24%
DFAE	Dimensional Emerging Core Equity Market ETF	Added	10,097	+3,927	$406,000	+94.3%	2	$36.41	0.23%
GOOGL	Alphabet Inc. Communication Services	Added	1,121	+2	$400,611	+24.5%	4	$216.65	0.23%
META	Meta Platforms, Inc. Communication Services	Reduced	707	-10	$398,246	−2.9%	11	before history	0.23%
QUAL	iShares MSCI USA Quality Factor ETF	Held	1,778	0	$390,146	—	6	unpriced	0.23%
V	Visa Inc. Financial Services	Added	1,076	+163	$369,164	+33.8%	11	before history	0.21%

Showing the top 50 of 64 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.