SMMU · PIMCO Short Term Municipal Bond Active Exchange-Traded Fund · Holdings ETF

$49.90 +0.04 (+0.08%)

Volume · Oct 21 346.48K Avg daily vol (3M) 169.78K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Institutional holdings are being reconciled with SEC filings. Holder totals and changes may be incomplete until reconciliation finishes.

Quarter:

Holders: 45

Total Value: $150,005,771

Total Shares: 3,035,940

Institutional Ownership Trend

27 quarters

Holder Concentration

Across 45 13F filers · Δ vs Jun 30, 2026

Top Holder

33.7%

+14.2 pts

Top 5

70.4%

+27.4 pts

Top 10

82.0%

+25.0 pts

HHI

1,634

Moderately concentrated+1,029

Who Holds SMMU

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 202 filers, like-for-like change +7.6%; actively managed books +7.7%; index-like books +7.1%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	40.6%	125	+10.9%	14	8
Adviser	0.1%	1	-8.3%	0	0
Bank	13.2%	9	+9.1%	0	0
Broker-dealer	3.3%	1	+9.2%	0	0
Non-US	0.1%	1	+65.3%	0	0
Holding company	22.0%	4	+6.7%	0	0
Unknown	20.7%	61	+1.5%	6	6

Style	Share	Filers	Change	New	Exited
Index-like	20.0%	5	+7.1%	1	0
Systematic-like	0.2%	2	+74.1%	1	0
Concentrated	21.8%	72	+5.7%	7	2
Diversified active	58.1%	123	+8.3%	11	12
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	86.6%	153	+8.7%	11	7
Medium turnover	8.9%	32	-3.8%	4	5
High turnover	0.3%	4	-14.7%	3	2
Unknown	4.2%	13	+15.5%	2	0
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	4.2%	13	+13.3%	3	1
Medium horizon	17.0%	57	+9.8%	11	2
Long horizon	78.5%	131	+6.8%	6	11
Unknown	0.2%	1	+65.5%	0	0
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	18.1%	81	+5.5%	8	7
$1B to $10B	18.5%	67	+2.8%	9	3
$10B to $100B	22.4%	36	+9.7%	2	3
$100B or more	41.0%	18	+9.7%	1	1
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	32.5%	115	+9.1%	12	8
Pooled investment vehicles	0.3%	3	+92.0%	1	0
Pension and profit sharing plans	7.7%	3	+18.2%	0	0
Other investment advisers	0.1%	3	-5.5%	1	0
Other	0.1%	1	-9.8%	0	0
Corporations	0.0%	0	—	0	0
Diversified	0.0%	0	—	0	0
Registered funds and BDCs	0.0%	0	—	0	0
Insurance companies	0.0%	0	—	0	0
Unknown	59.4%	77	+5.5%	6	6

Private funds	Share	Filers	Change	New	Exited
Hedge funds	0.5%	3	+48.4%	1	0
Private equity funds	0.5%	5	+15.0%	1	1
Other private funds	8.5%	6	+16.7%	0	0
No private funds	30.5%	109	+9.2%	11	6
Real estate funds	0.6%	2	-6.9%	1	1
Unknown	59.4%	77	+5.5%	6	6

Location	Share	Filers	Change	New	Exited
United States	99.5%	198	+7.6%	20	14
Outside the US	0.5%	4	+5.9%	0	0

The Sep 30, 2026 filing window is still open, so its bar shows only the filers that have filed so far.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 5 holders with no observed 2026-03-31 13F and 5 holders with no observed 2026-06-30 13F.

Conviction and Crowding

202 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

21.8% of filers hold it in their top 10

Mar 31, 2026: 40

Holders above 5%

median weight 0.038%

Mar 31, 2026: 3

Crowding

—

shares outstanding is an issuer-wide count, not one listing's

Private-fund advisers

—

of shares outstanding

Institutional ownership

—

shares outstanding is an issuer-wide count, not one listing's

Top 10 holders

57.0%

of 13F shares, Herfindahl 0.061

Active holders

+7.7%

like-for-like share change of active filers

5% stakes on record

0 13D, 0 13G

How long holders have held it value-weighted 16.5 quarters

Under 1 year 9.55% 1 to 3 years 24.7% 3 years or more 65.8% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$50.07

estimated per share

Mar 31, 2026: $50.04

Quarter-end price

$50.50

implied by 13F values

Estimated gain or loss

+0.9%

price against the estimated cost

Estimated at a loss

8.18%

of costed 13F value

Estimated cost covers 45.5% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Quarterly Activity

vs Jun 30, 2026

New

Increased

Decreased

Sold Out

Unchanged

New and Sold Out count only filers that reported a 13F for both quarters: a first-time filer's book is not a buy, and a fund that has not filed, or withheld its positions under confidential treatment, has not sold.

Holder count: -158

Institutional value: -83.8%

Shares held: -83.4%

Top Buyers

vs Jun 30, 2026

Institution	Added	Now Holds
Small Premier Path Wealth Partners, LLC	+28,084	53,789
Mid Prime Capital Investment Advisors, LLC	+23,181	75,646
Small ABLE Financial Group, LLC	+17,624	94,835
Mid Apella Capital, LLC	+9,256	20,925
Small MBM WEALTH CONSULTANTS, LLC	+8,110	100,189

Top Sellers

vs Jun 30, 2026

Institution	Sold	Now Holds
Large WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	−35,660	459,845
Mid Stonebridge Financial Group, LLC	−28,046	1,022,741
Small Stokes Capital Advisors, LLC	−12,200	37,800
Small FOUNDERS GROVE WEALTH PARTNERS, LLC	−11,469	29,524
Mid YHB Investment Advisors, Inc.	−8,264	59,348

Top New Positions

vs Jun 30, 2026

Institution	Acquired	Value (USD)
Small Wiser Wealth Management, Inc	12,013	$593,562
Small ACT Advisors, LLC.	5,978	$295,372
Small MEMBERS WEALTH LLC	4,675	$230,991

Top Sold-Out Positions

vs Jun 30, 2026

Institution	Previously Held	Last Value (USD)	Open
Mid PFG Advisors	4,077	$205,888

Filter: New 3 Increased 20 Reduced 12 Sold out 1 Unchanged 10

Holder type: Registered adviser 25 Unknown 20

Showing 45 of 45

All Common Calls Puts

Compact Export CSV

Holder	Value (USD)	% of 13F	Shares	Own %	Change	Type	Filed
Mid Stonebridge Financial Group, LLC SMMU	$50,533,632	33.69%	1,022,741	—	-28,046 -2.7%	Shares	2026-10-01
Large WEALTH ENHANCEMENT ADVISORY SERVICES, LLC SMMU	$22,720,941	15.15%	459,845	—	-35,660 -7.2%	Shares	2026-10-13
Small Biltmore Wealth Management, LLC Registered adviser SMMU	$20,968,714	13.98%	424,382	—	-198 -0.0%	Shares	2026-10-09
Small Crumly & Associates Inc. Registered adviser SMMU	$6,503,788	4.34%	131,629	—	+7,349 +5.9%	Shares	2026-10-07
Small MBM WEALTH CONSULTANTS, LLC Registered adviser SMMU	$4,950,338	3.30%	100,189	—	+8,110 +8.8%	Shares	2026-10-20
Small ABLE Financial Group, LLC SMMU	$4,685,797	3.12%	94,835	—	+17,624 +22.8%	Shares	2026-10-14
Mid Prime Capital Investment Advisors, LLC SMMU	$3,737,668	2.49%	75,646	—	+23,181 +44.2%	Shares	2026-10-20
Large DAVENPORT & Co LLC Registered adviser SMMU	$3,102,750	2.07%	62,796	—	+6,371 +11.3%	Shares	2026-10-14
Mid YHB Investment Advisors, Inc. Registered adviser SMMU	$2,932,384	1.95%	59,348	—	-8,264 -12.2%	Shares	2026-10-08
Mid CFS Investment Advisory Services, LLC SMMU	$2,885,544	1.92%	58,400	—	+1,628 +2.9%	Shares	2026-10-19
Small Premier Path Wealth Partners, LLC Registered adviser SMMU	$2,657,714	1.77%	53,789	—	+28,084 +109.3%	Shares	2026-10-16
Large Farther Finance Advisors, LLC Registered adviser SMMU	$2,246,326	1.50%	45,463	—	+3,432 +8.2%	Shares	2026-10-08
Small INSPIRION WEALTH ADVISORS, LLC Registered adviser SMMU	$2,179,376	1.45%	44,108	—	+2,000 +4.7%	Shares	2026-10-09
Small Stokes Capital Advisors, LLC Registered adviser SMMU	$1,867,698	1.25%	37,800	—	-12,200 -24.4%	Shares	2026-10-09
Mid Summit Financial Strategies, Inc. Registered adviser SMMU	$1,864,436	1.24%	37,734	—	+2,220 +6.3%	Shares	2026-10-14
Mid Dynamic Advisor Solutions LLC SMMU	$1,694,466	1.13%	34,294	—	+129 +0.4%	Shares	2026-10-13
Small FOUNDERS GROVE WEALTH PARTNERS, LLC SMMU	$1,458,780	0.97%	29,524	—	-11,469 -28.0%	Shares	2026-10-16
Small EHRLICH FINANCIAL GROUP SMMU	$1,331,105	0.89%	26,940	—	+20 +0.1%	Shares	2026-10-20
Mid Syntegra Private Wealth Group, LLC Registered adviser SMMU	$1,203,034	0.80%	24,348	—	-3,199 -11.6%	Shares	2026-10-13
Small Main Line Retirement Advisors, LLC Registered adviser SMMU	$1,164,198	0.78%	23,562	—	-88 -0.4%	Shares	2026-10-14
Mid TITLEIST ASSET MANAGEMENT, LLC Registered adviser SMMU	$1,157,132	0.77%	23,419	—	+4,349 +22.8%	Shares	2026-10-08
Mid Apella Capital, LLC SMMU	$1,033,904	0.69%	20,925	—	+9,256 +79.3%	Shares	2026-10-08
Micro Summit Financial Consulting LLC Registered adviser SMMU	$814,672	0.54%	16,488	—	+680 +4.3%	Shares	2026-10-15
Small Jeter Robert S II SMMU	$605,766	0.40%	12,260	—	+2,967 +31.9%	Shares	2026-10-16
Small Wiser Wealth Management, Inc Registered adviser SMMU	$593,562	0.40%	12,013	—	New	Shares	2026-10-14
Small Onyx Bridge Wealth Group LLC Registered adviser SMMU	$545,486	0.36%	11,040	—	+78 +0.7%	Shares	2026-10-16
Small CAMBRIDGE CAPITAL MANAGEMENT, LLC Registered adviser SMMU	$474,830	0.32%	9,610	—	0 0.0%	Shares	2026-10-19
Mid EQUITABLE TRUST CO SMMU	$459,067	0.31%	9,291	—	0 0.0%	Shares	2026-10-13
Small Essex Bank SMMU	$391,722	0.26%	7,928	—	0 0.0%	Shares	2026-10-16
Small Private Wealth Group, LLC Registered adviser SMMU	$331,837	0.22%	6,716	—	+683 +11.3%	Shares	2026-10-19
Small Rodgers & Associates, LTD Registered adviser SMMU	$319,139	0.21%	6,459	—	-3,975 -38.1%	Shares	2026-10-20
Small NOVEM GROUP SMMU	$299,078	0.20%	6,053	—	+29 +0.5%	Shares	2026-10-19
Small ACT Advisors, LLC. SMMU	$295,372	0.20%	5,978	—	New	Shares	2026-10-15
Small Whipplewood Advisors, LLC SMMU	$289,987	0.19%	5,869	—	-1,758 -23.0%	Shares	2026-10-20
Micro Objective Capital Management, LLC Registered adviser SMMU	$259,204	0.17%	5,246	—	0 0.0%	Shares	2026-10-13
Mid AdvisorNet Financial, Inc Registered adviser SMMU	$254,708	0.17%	5,155	—	-7,201 -58.3%	Shares	2026-10-15
Small MEMBERS WEALTH LLC SMMU	$230,991	0.15%	4,675	—	New	Shares	2026-10-20
Small Archford Capital Strategies, LLC Registered adviser SMMU	$227,483	0.15%	4,604	—	0 0.0%	Shares	2026-10-19
Small Worth Asset Management, LLC SMMU	$227,286	0.15%	4,600	—	0 0.0%	Shares	2026-10-07
Mid Gradient Investments LLC SMMU	$211,968	0.14%	4,290	—	-1,739 -28.8%	Shares	2026-10-08
Mid Blue Trust, Inc. SMMU	$124,068	0.08%	2,511	—	0 0.0%	Shares	2026-10-15
Mid IFP Advisors, Inc Registered adviser SMMU	$117,002	0.08%	2,368	—	0 0.0%	Shares	2026-10-16
Mid PRIVATE TRUST CO NA SMMU	$34,982	0.02%	708	—	0 0.0%	Shares	2026-10-20
Mid VALLEY WEALTH MANAGERS, INC. Registered adviser SMMU	$11,710	0.01%	237	—	0 0.0%	Shares	2026-10-09
Mid GAMMA Investing LLC Registered adviser SMMU	$6,126	0.00%	124	—	+9 +7.8%	Shares	2026-10-08
Mid PFG Advisors Registered adviser SMMU	$205,888	0.14%	4,077	—	Sold Out	Shares	2026-07-16
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