Smith Partners Wealth Management, LLC

Registered adviser

CIK

2111036

Location

GREENSBORO, NC

Portfolio Value

Small $137,195,509

Diversification

Moderately concentrated

Filing Date

Global Rank

#7,927 / 8,827 ▼ 40 · as of Jun 2026

Top Industry

Consumer Electronics 25.4%

Period ended 38 days ago

Filed Nov 5, 2026 · 2d

4 quarters · since Dec 2025

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Nov 1, 2026

Form ADV adviser

CRD 112231

Roster of Nov 1, 2026

Regulatory AUM

$196,113,579

Main clients

Individuals and high net worth (93% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Nov 2026	$196,113,579	Individuals and high net worth (93%)
Mar 2025 to Mar 2026	$174,515,048	Individuals and high net worth (94%)
Apr 2024 to Feb 2025	$150,243,306	Individuals and high net worth (94%)
May 2023 to Mar 2024	$139,660,790	Individuals and high net worth (92%)
Mar 2023 to Apr 2023	$139,660,790	Individuals and high net worth (92%)
Oct 2022 to Feb 2023	$135,203,151	Individuals and high net worth (91%)

2 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Concentrated

The top 10 positions are 82.6% of the book (60%+)

Turnover

Turnover unknown

It needs four straight quarters of measured turnover

Horizon

Short horizon

Value-weighted holding period 3.0 quarters (under 4)

Closest benchmark: every 13F filer's combined book, active share 82.0%; sector active share 75.1% against the combined 13F book's sector weights.

Over time 3 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

67 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

31.7%

−2.0 pts

Top 5

69.6%

+2.0 pts

Top 10

82.4%

−0.2 pts

HHI

1,511

Moderately concentrated−61

Portfolio Trend

4 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	85.3%	$116,968,919	37
Technology	7.1%	$9,759,836	7
Financial Services	1.6%	$2,207,828	5
Industrials	1.5%	$2,014,289	5
Consumer Defensive	1.2%	$1,680,176	4
Communication Services	1.2%	$1,599,007	3
Healthcare	0.9%	$1,270,692	3
Consumer Cyclical	0.8%	$1,105,208	2
Energy	0.4%	$589,554	1

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
MUNI	PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund	+121,540	280,668	$13,946,392
FLTR	VanEck IG Floating Rate ETF	+49,207	159,576	$4,083,549
SPYV	State Street(R) SPDR(R) Portfolio S&P 500(R) Value ETF	+32,122	118,998	$7,274,347
SMMU	PIMCO Short Term Municipal Bond Active Exchange-Traded Fund	+26,502	59,214	$2,925,763
PMBS		+21,366	63,794	$2,951,748
IEFA	iShares Core MSCI EAFE ETF	+21,296	140,290	$13,591,295
SCHE	Schwab Emerging Markets Equity ETF	+21,179	70,792	$2,580,368
VCIT	VANGUARD INTERMEDIATE-TERM CORPORATE BOND INDEX FUND	+12,933	38,810	$3,039,211
PHYL	PGIM Active High Yield Bond ETF	+12,426	41,986	$1,403,591
DFAS	Dimensional U.S. Small Cap ETF	+9,526	37,840	$2,929,572
VUG	VANGUARD GROWTH INDEX FUND	+5,220	158,311	$14,265,404
VOO	VANGUARD 500 INDEX FUND	+3,624	22,326	$15,647,400
AAPL	Apple Inc.	+2,238	15,428	$5,137,832
AMZN	Amazon Com Inc	+1,439	2,299	$572,795
MSFT	Microsoft Corp	+1,249	5,065	$2,597,838
INTC	Intel Corp	+655	2,245	$269,916
JNJ	Johnson & Johnson	+430	1,963	$519,684
JPM	Jpmorgan Chase & Co	+371	1,071	$354,318
GE	General Electric Co	+240	1,051	$328,216
ABBV	AbbVie Inc.	+226	1,858	$486,034
RTX	RTX Corp	+208	2,638	$489,744
PM	Philip Morris International Inc.	+185	4,385	$836,745
BRK-B	Berkshire Hathaway Inc	+150	1,608	$800,703
—		+149	4,133	$0
MO	Altria Group, Inc.	+121	3,721	$250,572
No positions match the current search.

Trimmed

Positions the filer reduced

18 positions

Ticker	Company	Δ Shares	Shares	Value
VWO	VANGUARD EMERGING MARKETS STOCK INDEX FUND	−17,440	26,901	$1,595,498
SGOV	iShares 0-3 Month Treasury Bond ETF	−14,957	12,358	$1,244,203
SCHD	Schwab U.S. Dividend Equity ETF	−14,169	33,687	$1,095,838
BIV	Vanguard Bond Index Funds	−13,739	3,743	$272,714
VIGI	Vanguard Whitehall Funds	−8,687	29,523	$2,787,561
VO	VANGUARD MID-CAP INDEX FUND	−3,901	97,874	$7,675,279
VTV	VANGUARD VALUE INDEX FUND	−3,434	8,555	$1,848,564
VEU	Vanguard International Equity Index Funds	−3,389	15,088	$1,251,851
VB	Vanguard Index Funds	−3,253	12,647	$3,597,945
EEMV	iShares MSCI Emerging Markets Min Vol Factor ETF	−1,923	2,904	$215,041
VIG	Vanguard Specialized Funds	−1,637	15,238	$3,555,177
GOOG	Alphabet Inc.	−417	1,343	$457,613
IJH	iShares Core S&P Mid-Cap ETF	−410	16,669	$1,199,334
EFA	iShares MSCI EAFE ETF	−344	17,992	$1,869,188
SCZ	iShares MSCI EAFE Small-Cap ETF	−328	7,829	$660,924
AOM	iShares Core 40/60 Moderate Allocation ETF	−208	5,007	$244,041
IVV	iShares Core S&P 500 ETF	−70	720	$551,412
LOW	Lowes Companies Inc	−61	2,889	$532,413
No positions match the current search.

New Positions

Positions the filer opened this quarter

7 positions

Ticker	Company	Shares	Value
NVDA	Nvidia Corp	4,239	$968,102
GOOGL	Alphabet Inc.	2,196	$755,599
META	Meta Platforms, Inc.	532	$385,795
AVGO	Broadcom Inc.	808	$283,761
WMT	Walmart Inc.	2,674	$277,882
MU	Micron Technology Inc	201	$214,087
PVI	Invesco Ltd.	10,781	$0
No positions match the current search.

Sold Out

Positions the filer fully exited

13 positions

Ticker	Company	Shares	Value
SCHP	Schwab U.S. TIPS ETF	40,148	$1,063,922
SCHC	Schwab International Small-Cap Equity ETF	17,040	$819,964
STIP	iShares 0-5 Year TIPS Bond ETF	6,262	$639,725
VNQ	VANGUARD REAL ESTATE INDEX FUND	5,360	$516,864
VTIP	VANGUARD SHORT-TERM INFLATION-PROTECTED SECURITIES INDEX FUND	10,057	$505,163
STOT	State Street(R) DoubleLine(R) Short Duration Total Return Tactical ETF	5,291	$248,994
AMAT	Applied Materials Inc	337	$243,651
VV	VANGUARD LARGE-CAP INDEX FUND	694	$238,673
BLV	VANGUARD LONG-TERM BOND INDEX FUND	3,431	$236,498
DKS	Dick's Sporting Goods, Inc.	1,000	$226,810
DUK	Duke Energy CORP	1,664	$210,629
MDY	Spdr S&P Midcap 400 ETF Trust	287	$201,858
NSC	Norfolk Southern Corp	637	$200,393
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

67 tracked positions · $137,195,509 total · filing declares 67 positions · $137,866,586 · as of Sep 30, 2026

All sectors Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Technology

Showing 1–50 of 67 positions by value · page 1 of 2

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
VOO	VANGUARD 500 INDEX FUND	Added	22,326	+3,624	$15,647,400	+21.8%	11.41%
VUG	VANGUARD GROWTH INDEX FUND	Added	158,311	+5,220	$14,265,404	+8.2%	10.40%
MUNI	PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund	Added	280,668	+121,540	$13,946,392	+66.6%	10.17%
IEFA	iShares Core MSCI EAFE ETF	Added	140,290	+21,296	$13,591,295	+18.3%	9.91%
VO	VANGUARD MID-CAP INDEX FUND	Reduced	97,874	-3,901	$7,675,279	−6.4%	5.59%
SPYV	State Street(R) SPDR(R) Portfolio S&P 500(R) Value ETF	Added	118,998	+32,122	$7,274,347	+37.7%	5.30%
AAPL	Apple Inc. Technology	Added	15,428	+2,238	$5,137,832	+34.6%	3.74%
FLTR	VanEck IG Floating Rate ETF	Added	159,576	+49,207	$4,083,549	+44.5%	2.98%
VB	Vanguard Index Funds	Reduced	12,647	-3,253	$3,597,945	−25.3%	2.62%
VIG	Vanguard Specialized Funds	Reduced	15,238	-1,637	$3,555,177	−11.0%	2.59%
VCIT	VANGUARD INTERMEDIATE-TERM CORPORATE BOND INDEX FUND	Added	38,810	+12,933	$3,039,211	+42.1%	2.22%
PMBS		Added	63,794	+21,366	$2,951,748	+40.9%	2.15%
DFAS	Dimensional U.S. Small Cap ETF	Added	37,840	+9,526	$2,929,572	+25.7%	2.14%
SMMU	PIMCO Short Term Municipal Bond Active Exchange-Traded Fund	Added	59,214	+26,502	$2,925,763	+77.1%	2.13%
VIGI	Vanguard Whitehall Funds	Reduced	29,523	-8,687	$2,787,561	−21.9%	2.03%
MSFT	Microsoft Corp Technology	Added	5,065	+1,249	$2,597,838	+82.5%	1.89%
SCHE	Schwab Emerging Markets Equity ETF	Added	70,792	+21,179	$2,580,368	+43.4%	1.88%
EFA	iShares MSCI EAFE ETF	Reduced	17,992	-344	$1,869,188	−1.9%	1.36%
VTV	VANGUARD VALUE INDEX FUND	Reduced	8,555	-3,434	$1,848,564	−29.2%	1.35%
VWO	VANGUARD EMERGING MARKETS STOCK INDEX FUND	Reduced	26,901	-17,440	$1,595,498	−39.7%	1.16%
PHYL	PGIM Active High Yield Bond ETF	Added	41,986	+12,426	$1,403,591	+36.1%	1.02%
VEU	Vanguard International Equity Index Funds	Reduced	15,088	-3,389	$1,251,851	−19.1%	0.91%
SGOV	iShares 0-3 Month Treasury Bond ETF	Reduced	12,358	-14,957	$1,244,203	−54.8%	0.91%
IJH	iShares Core S&P Mid-Cap ETF	Reduced	16,669	-410	$1,199,334	−8.9%	0.87%
SCHD	Schwab U.S. Dividend Equity ETF	Reduced	33,687	-14,169	$1,095,838	−27.8%	0.80%
NVDA	Nvidia Corp Technology	NEW	4,239	NEW	$968,102	NEW	0.71%
PM	Philip Morris International Inc. Consumer Defensive	Added	4,385	+185	$836,745	+10.1%	0.61%
BRK-B	Berkshire Hathaway Inc Financial Services	Added	1,608	+150	$800,703	+9.8%	0.58%
L	Loews Corp Financial Services	Held	7,500	0	$783,225	−7.8%	0.57%
GOOGL	Alphabet Inc. Communication Services	NEW	2,196	NEW	$755,599	NEW	0.55%
SCZ	iShares MSCI EAFE Small-Cap ETF	Reduced	7,829	-328	$660,924	−1.5%	0.48%
CVX	Chevron Corp Energy	Added	2,887	+82	$589,554	+26.8%	0.43%
CSX	Csx Corp Industrials	Held	12,644	0	$588,072	−2.1%	0.43%
AMZN	Amazon Com Inc Consumer Cyclical	Added	2,299	+1,439	$572,795	+179.5%	0.42%
IVV	iShares Core S&P 500 ETF	Reduced	720	-70	$551,412	−6.8%	0.40%
LOW	Lowes Companies Inc Consumer Cyclical	Reduced	2,889	-61	$532,413	−18.1%	0.39%
JNJ	Johnson & Johnson Healthcare	Added	1,963	+430	$519,684	+33.5%	0.38%
RTX	RTX Corp Industrials	Added	2,638	+208	$489,744	+6.2%	0.36%
ABBV	AbbVie Inc. Healthcare	Added	1,858	+226	$486,034	+18.3%	0.35%
EMXC	iShares MSCI Emerging Markets ex China ETF	Held	4,667	0	$462,406	−3.1%	0.34%
GOOG	Alphabet Inc. Communication Services	Reduced	1,343	-417	$457,613	−26.4%	0.33%
USMV	iShares MSCI USA Min Vol Factor ETF	Held	4,250	0	$414,120	+1.0%	0.30%
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Held	1,050	0	$392,952	+1.1%	0.29%
META	Meta Platforms, Inc. Communication Services	NEW	532	NEW	$385,795	NEW	0.28%
SPY	Spdr S&P 500 ETF Trust	Held	476	0	$363,011	+2.1%	0.26%
JPM	Jpmorgan Chase & Co Financial Services	Added	1,071	+371	$354,318	+54.6%	0.26%
GE	General Electric Co Industrials	Added	1,051	+240	$328,216	+8.3%	0.24%
DFAT	Dimensional U.S. Targeted Value ETF	Held	4,802	0	$319,044	−4.9%	0.23%
GEV	GE Vernova Inc. Industrials	Added	332	+58	$315,562	−2.0%	0.23%
COST	Costco Wholesale Corp Consumer Defensive	Added	346	+80	$314,977	+26.6%	0.23%

Showing the top 50 of 67 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.