PHYL · PGIM Active High Yield Bond ETF · Holdings ETF

$33.50 +0.04 (+0.12%) At close · Oct 21

Volume · Oct 21 125.47K Avg daily vol (3M) 206.6K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Institutional holdings are being reconciled with SEC filings. Holder totals and changes may be incomplete until reconciliation finishes.

Quarter:

Holders: 24

Total Value: $39,104,366

Total Shares: 1,169,739

Institutional Ownership Trend

27 quarters

Holder Concentration

Across 24 13F filers · Δ vs Jun 30, 2026

Top Holder

13.5%

−39.3 pts

Top 5

54.4%

−18.3 pts

Top 10

79.8%

−0.4 pts

HHI

782

Broadly held−2,127

Who Holds PHYL

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 135 filers, like-for-like change +7.4%; actively managed books +7.9%; index-like books +0.1%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	20.4%	90	+20.8%	13	4
Adviser	3.9%	1	+16.0%	0	0
Bank	5.8%	8	+9.1%	0	0
Insurer	52.8%	1	-0.2%	0	0
Broker-dealer	0.9%	1	-25.7%	0	0
Non-US	0.0%	1	0.0%	0	0
Holding company	0.3%	3	-15.3%	0	1
Unknown	15.9%	30	+22.6%	5	6

Style	Share	Filers	Change	New	Exited
Index-like	5.9%	3	+0.1%	0	0
Concentrated	9.1%	42	+10.6%	5	1
Diversified active	85.0%	90	+7.7%	13	10
Systematic-like	0.0%	0	—	0	0
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	40.7%	89	+15.8%	11	8
Medium turnover	57.1%	26	+2.4%	3	1
High turnover	0.0%	2	-90.5%	0	2
Unknown	2.2%	18	+30.0%	4	0
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	1.8%	18	+11.9%	4	2
Medium horizon	10.3%	33	+45.3%	4	2
Long horizon	87.1%	80	+4.6%	9	7
Unknown	0.7%	4	-29.7%	1	0
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	7.8%	61	+9.9%	7	3
$1B to $10B	7.3%	37	+12.9%	7	6
$10B to $100B	63.1%	21	+2.6%	4	1
$100B or more	21.8%	16	+21.0%	0	1
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	17.2%	83	+14.6%	12	4
Registered funds and BDCs	0.3%	1	0.0%	0	0
Pension and profit sharing plans	0.6%	1	+16.6%	0	0
Other investment advisers	1.2%	3	+28.1%	0	0
Other	1.1%	1	+557.3%	0	0
Diversified	0.0%	1	new	1	0
Pooled investment vehicles	0.0%	0	—	0	0
Unknown	79.6%	45	+4.5%	5	7

Private funds	Share	Filers	Change	New	Exited
Hedge funds	0.9%	3	+11.4%	1	0
Private equity funds	1.1%	1	+557.3%	0	0
Venture capital funds	0.0%	0	—	0	0
Real estate funds	0.0%	1	-20.2%	0	0
Other private funds	0.3%	2	+6.9%	1	0
Private funds, type not stated	0.1%	1	-8.6%	0	0
No private funds	18.0%	82	+15.6%	11	4
Unknown	79.6%	45	+4.5%	5	7

Location	Share	Filers	Change	New	Exited
United States	99.1%	132	+7.5%	18	11
Outside the US	0.9%	3	+5.4%	0	0

The Sep 30, 2026 filing window is still open, so its bar shows only the filers that have filed so far.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 4 holders with no observed 2026-03-31 13F and 2 holders with no observed 2026-06-30 13F.

Conviction and Crowding

135 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

11.9% of filers hold it in their top 10

Mar 31, 2026: 13

Holders above 5%

median weight 0.056%

Mar 31, 2026: 1

Crowding

—

shares outstanding is an issuer-wide count, not one listing's

Private-fund advisers

—

of shares outstanding

Institutional ownership

—

shares outstanding is an issuer-wide count, not one listing's

Top 10 holders

80.2%

of 13F shares, Herfindahl 0.291

Active holders

+7.9%

like-for-like share change of active filers

5% stakes on record

0 13D, 0 13G

How long holders have held it value-weighted 17.2 quarters

Under 1 year 7.00% 1 to 3 years 32.6% 3 years or more 60.4% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$35.22

estimated per share

Mar 31, 2026: $35.24

Quarter-end price

$34.88

implied by 13F values

Estimated gain or loss

-1.0%

price against the estimated cost

Estimated at a loss

95.0%

of costed 13F value

Estimated cost covers 36.0% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Fund Ownership of PHYL by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 0 shares.

Fund type	Shares	Funds
Index funds	0	0
Index ETFs	0	0
Active ETFs	208,387	3
Active funds	128,300	1
Unclassified	0	0
All registered funds	336,687	4

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Quarterly Activity

vs Jun 30, 2026

New

Increased

Decreased

Sold Out

Unchanged

New and Sold Out count only filers that reported a 13F for both quarters: a first-time filer's book is not a buy, and a fund that has not filed, or withheld its positions under confidential treatment, has not sold.

Holder count: -111

Institutional value: -97.0%

Shares held: -96.9%

Top Buyers

vs Jun 30, 2026

Institution	Added	Now Holds
Mid SAX WEALTH ADVISORS, LLC	+15,137	125,484
Micro GAINLINE FINANCIAL PARTNERS, LLC	+13,931	120,147
Small KFA Private Wealth Group, LLC	+13,514	158,199
Small Mendota Financial Group, LLC	+9,219	37,235
Small RFG - Bristol Wealth Advisors, LLC	+5,141	64,255

Top Sellers

vs Jun 30, 2026

Institution	Sold	Now Holds
Small Breakwater Capital Group	−51,832	28,899
Small Foguth Wealth Management, LLC.	−22,399	105,176
Small TrustBank	−8,136	36,615
Small Freedom Financial Partners LLC	−5,098	23,380
Small HBW ADVISORY SERVICES LLC	−1,031	127,649

Top New Positions

vs Jun 30, 2026

Institution	Acquired	Value (USD)	Open
Small GK Wealth Management LLC	296	$9,895

Top Sold-Out Positions

vs Jun 30, 2026

Institution	Previously Held	Last Value (USD)
Small Fjell Capital, LLC	51,138	$1,783,693
Small InTrack Investment Management Inc	41,729	$1,455,507
Small Pacifica Partners Inc.	70	$2,441

Filter: New 1 Increased 14 Reduced 7 Sold out 3 Unchanged 2

Holder type: Registered adviser 14 Unknown 10

Showing 24 of 24

All Common Calls Puts

Compact Export CSV

Holder	Value (USD)	% of 13F	Shares	Own %	Change	Type	Filed
Small KFA Private Wealth Group, LLC Registered adviser PHYL	$5,288,592	13.52%	158,199	—	+13,514 +9.3%	Shares	2026-10-07
Small HBW ADVISORY SERVICES LLC Registered adviser PHYL	$4,267,306	10.91%	127,649	—	-1,031 -0.8%	Shares	2026-10-15
Mid SAX WEALTH ADVISORS, LLC Registered adviser PHYL	$4,194,930	10.73%	125,484	—	+15,137 +13.7%	Shares	2026-10-13
Micro GAINLINE FINANCIAL PARTNERS, LLC PHYL	$4,016,514	10.27%	120,147	—	+13,931 +13.1%	Shares	2026-10-15
Small Foguth Wealth Management, LLC. Registered adviser PHYL	$3,516,033	8.99%	105,176	—	-22,399 -17.6%	Shares	2026-10-19
Small First Citizens Financial Corp PHYL	$2,608,710	6.67%	78,035	—	+4,454 +6.1%	Shares	2026-10-02
Small PFW Advisors LLC PHYL	$2,272,805	5.81%	67,987	—	+803 +1.2%	Shares	2026-10-07
Small RFG - Bristol Wealth Advisors, LLC Registered adviser PHYL	$2,148,044	5.49%	64,255	—	+5,141 +8.7%	Shares	2026-10-09
Small MRA Advisory Group PHYL	$1,636,365	4.18%	48,949	—	-845 -1.7%	Shares	2026-10-07
Small Mendota Financial Group, LLC PHYL	$1,244,766	3.18%	37,235	—	+9,219 +32.9%	Shares	2026-10-07
Small Hoxton Planning & Management, LLC PHYL	$1,231,160	3.15%	36,828	—	-784 -2.1%	Shares	2026-10-15
Small TrustBank PHYL	$1,224,039	3.13%	36,615	—	-8,136 -18.2%	Shares	2026-10-20
Small Breakwater Capital Group Registered adviser PHYL	$966,093	2.47%	28,899	—	-51,832 -64.2%	Shares	2026-10-09
Small Freedom Financial Partners LLC Registered adviser PHYL	$781,593	2.00%	23,380	—	-5,098 -17.9%	Shares	2026-10-19
Small Veracity Capital LLC Registered adviser PHYL	$755,183	1.93%	22,590	—	+4,797 +27.0%	Shares	2026-10-08
Mid KWB Wealth Registered adviser PHYL	$730,612	1.87%	21,855	—	+534 +2.5%	Shares	2026-10-16
Small HARMONY ASSET MANAGEMENT LLC Registered adviser PHYL	$445,454	1.14%	13,325	—	+456 +3.5%	Shares	2026-10-20
Small HICKS CAPITAL MANAGEMENT LLC Registered adviser PHYL	$414,465	1.06%	12,398	—	0 0.0%	Shares	2026-10-20
Small MILESTONE ASSET MANAGEMENT, LLC Registered adviser PHYL	$372,276	0.95%	11,136	—	+305 +2.8%	Shares	2026-10-15
Micro Walleye Partners, LLC PHYL	$337,542	0.86%	10,097	—	+3,513 +53.4%	Shares	2026-10-13
Small Bison Wealth, LLC Registered adviser PHYL	$329,753	0.84%	9,864	—	+51 +0.5%	Shares	2026-10-13
Mid B. Riley Wealth Advisors, Inc. PHYL	$311,367	0.80%	9,314	—	+1,813 +24.2%	Shares	2026-10-13
Small GK Wealth Management LLC PHYL	$9,895	0.03%	296	—	New	Shares	2026-10-09
Large Farther Finance Advisors, LLC Registered adviser PHYL	$869	0.00%	26	—	0 0.0%	Shares	2026-10-08
Small Fjell Capital, LLC Registered adviser PHYL	$1,783,693	4.56%	51,138	—	Sold Out	Shares	2026-07-15
Small InTrack Investment Management Inc Registered adviser PHYL	$1,455,507	3.72%	41,729	—	Sold Out	Shares	2026-07-17
Small Pacifica Partners Inc. Registered adviser PHYL	$2,441	0.01%	70	—	Sold Out	Shares	2026-07-13
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