John A. Wolfe & Associates, Inc.

Registered adviser

CIK

2118722

Location

PORTAGE, MI

Portfolio Value

Micro $75,206,040

Diversification

Moderately concentrated

Filing Date

Global Rank

#8,496 / 8,827 ▼ 11 · as of Jun 2026

Top Industry

Gold 100.0%

Period ended 38 days ago

Filed Nov 6, 2026 · 1d

4 quarters · since Dec 2025

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Nov 1, 2026

Form ADV adviser

CRD 110799

Roster of Nov 1, 2026

Regulatory AUM

$560,663,000

Main clients

Individuals and high net worth (99% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Feb 2026 to Nov 2026	$560,663,000	Individuals and high net worth (99%)
Mar 2025 to Jan 2026	$534,664,000	Individuals and high net worth (99%)
Feb 2024 to Feb 2025	$498,417,000	Individuals and high net worth (99%)
May 2023 to Jan 2024	$467,702,000	Individuals and high net worth (99%)
Mar 2023 to Apr 2023	$467,702,000	Individuals and high net worth (99%)
Feb 2022 to Feb 2023	$556,811,000	Individuals and high net worth (99%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Concentrated

The top 10 positions are 98.3% of the book (60%+)

Turnover

Turnover unknown

It needs four straight quarters of measured turnover

Horizon

Short horizon

Value-weighted holding period 2.9 quarters (under 4)

Closest benchmark: every 13F filer's combined book, active share 92.0%; sector active share 86.9% against the combined 13F book's sector weights.

Over time 3 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

46 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

28.6%

+0.5 pts

Top 5

79.5%

−1.6 pts

Top 10

98.4%

+0.2 pts

HHI

1,636

Moderately concentrated+6

Portfolio Trend

4 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	99.8%	$75,026,455	45
Basic Materials	0.2%	$179,585	1

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

12 positions

Ticker	Company	Δ Shares	Shares	Value
SMMU	PIMCO Short Term Municipal Bond Active Exchange-Traded Fund	+32,388	435,833	$21,534,508
DFAE	Dimensional Emerging Core Equity Market ETF	+18,427	59,617	$2,343,544
JEPI	JPMorgan Equity Premium Income ETF	+3,454	237,477	$13,350,956
VO	VANGUARD MID-CAP INDEX FUND	+1,524	26,706	$2,094,284
DFAS	Dimensional U.S. Small Cap ETF	+377	15,412	$1,193,197
VXUS	Vanguard Total International Stock ETF	+273	1,796	$152,588
IJH	iShares Core S&P Mid-Cap ETF	+272	53,259	$3,831,985
XLU	State Street(R) Utilities Select Sector SPDR(R) ETF	+112	16,538	$652,258
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	+72	606	$226,789
VFH	VANGUARD FINANCIALS INDEX FUND	+6	1,775	$230,909
DFAT	Dimensional U.S. Targeted Value ETF	+4	1,171	$77,801
KRE	State Street(R) SPDR(R) S&P(R) Regional Banking ETF	+2	283	$19,651
No positions match the current search.

Trimmed

Positions the filer reduced

18 positions

Ticker	Company	Δ Shares	Shares	Value
VGT	VANGUARD INFORMATION TECHNOLOGY INDEX FUND	−2,416	32,399	$4,071,582
VYMI	VANGUARD INTERNATIONAL HIGH DIVIDEND YIELD INDEX FUND	−1,725	52,233	$5,282,323
ACWV	iShares Trust	−1,198	11,229	$0
IJT	iShares S&P Small-Cap 600 Growth ETF	−421	19,323	$3,098,056
VHT	VANGUARD HEALTH CARE INDEX FUND	−413	3,088	$976,055
EMXC	iShares MSCI Emerging Markets ex China ETF	−332	935	$92,639
VYM	VANGUARD HIGH DIVIDEND YIELD INDEX FUND	−244	8,648	$1,342,169
VAW	VANGUARD MATERIALS INDEX FUND	−192	3,712	$809,847
QQQ	Invesco Qqq Trust, Series 1	−132	2,841	$2,101,686
AVUV	Avantis U.S. Small Cap Value ETF	−126	13,423	$1,580,826
IGV	iShares Expanded Tech-Software Sector ETF	−123	2,129	$226,695
VDE	VANGUARD ENERGY INDEX FUND	−109	4,695	$808,291
VBR	VANGUARD SMALL-CAP VALUE INDEX FUND	−107	4,943	$1,141,981
ISCV	iShares Morningstar Small-Cap Value ETF	−94	4,929	$368,719
IVLU	iShares MSCI Intl Value Factor ETF	−40	9,284	$398,190
IJK	iShares S&P Mid-Cap 400 Growth ETF	−35	582	$63,793
VB	Vanguard Index Funds	−25	1,228	$349,353
VBK	VANGUARD SMALL-CAP GROWTH INDEX FUND	−11	2,106	$711,469
No positions match the current search.

New Positions

Positions the filer opened this quarter

5 positions

Ticker	Company	Shares	Value
JMST	JPMorgan Ultra-Short Municipal Income ETF	33,012	$1,669,086
AVDV	Avantis International Small Cap Value ETF	14,445	$1,579,994
SUB	iShares Short-Term National Muni Bond ETF	7,502	$784,259
VGIT	VANGUARD INTERMEDIATE-TERM TREASURY INDEX FUND	602	$34,109
IAUM	iShares Gold Trust Micro	275	$11,390
No positions match the current search.

Sold Out

Positions the filer fully exited

No qualifying positions this quarter.

Portfolio Positions

Compact Export CSV View 13F filing

46 tracked positions · $75,206,040 total · filing declares 47 positions · $77,333,048 · as of Sep 30, 2026

All sectors Basic Materials

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
SMMU	PIMCO Short Term Municipal Bond Active Exchange-Traded Fund	Added	435,833	+32,388	$21,534,508	+5.7%	28.63%
JEPI	JPMorgan Equity Premium Income ETF	Added	237,477	+3,454	$13,350,956	+1.0%	17.75%
VYMI	VANGUARD INTERNATIONAL HIGH DIVIDEND YIELD INDEX FUND	Reduced	52,233	-1,725	$5,282,323	−0.3%	7.02%
VGT	VANGUARD INFORMATION TECHNOLOGY INDEX FUND	Reduced	32,399	-2,416	$4,071,582	−2.2%	5.41%
IJH	iShares Core S&P Mid-Cap ETF	Added	53,259	+272	$3,831,985	−6.2%	5.10%
IJT	iShares S&P Small-Cap 600 Growth ETF	Reduced	19,323	-421	$3,098,056	−12.1%	4.12%
DFAE	Dimensional Emerging Core Equity Market ETF	Added	59,617	+18,427	$2,343,544	+41.5%	3.12%
QQQ	Invesco Qqq Trust, Series 1	Reduced	2,841	-132	$2,101,686	−4.0%	2.79%
VO	VANGUARD MID-CAP INDEX FUND	Added	26,706	+1,524	$2,094,284	+3.2%	2.78%
JMST	JPMorgan Ultra-Short Municipal Income ETF	NEW	33,012	NEW	$1,669,086	NEW	2.22%
AVUV	Avantis U.S. Small Cap Value ETF	Reduced	13,423	-126	$1,580,826	−6.5%	2.10%
AVDV	Avantis International Small Cap Value ETF	NEW	14,445	NEW	$1,579,994	NEW	2.10%
VYM	VANGUARD HIGH DIVIDEND YIELD INDEX FUND	Reduced	8,648	-244	$1,342,169	−4.5%	1.78%
DFAS	Dimensional U.S. Small Cap ETF	Added	15,412	+377	$1,193,197	−3.6%	1.59%
VBR	VANGUARD SMALL-CAP VALUE INDEX FUND	Reduced	4,943	-107	$1,141,981	−6.9%	1.52%
VHT	VANGUARD HEALTH CARE INDEX FUND	Reduced	3,088	-413	$976,055	−6.8%	1.30%
VAW	VANGUARD MATERIALS INDEX FUND	Reduced	3,712	-192	$809,847	−9.3%	1.08%
VDE	VANGUARD ENERGY INDEX FUND	Reduced	4,695	-109	$808,291	+12.1%	1.07%
SUB	iShares Short-Term National Muni Bond ETF	NEW	7,502	NEW	$784,259	NEW	1.04%
VBK	VANGUARD SMALL-CAP GROWTH INDEX FUND	Reduced	2,106	-11	$711,469	−8.1%	0.95%
XLU	State Street(R) Utilities Select Sector SPDR(R) ETF	Added	16,538	+112	$652,258	−12.4%	0.87%
IWR	iShares Russell Mid-Cap ETF	Held	4,000	0	$426,840	−3.3%	0.57%
IVLU	iShares MSCI Intl Value Factor ETF	Reduced	9,284	-40	$398,190	+2.1%	0.53%
ISCV	iShares Morningstar Small-Cap Value ETF	Reduced	4,929	-94	$368,719	−6.3%	0.49%
VB	Vanguard Index Funds	Reduced	1,228	-25	$349,353	−8.0%	0.46%
GLD	Spdr Gold Trust	Held	866	0	$329,807	+3.4%	0.44%
IWM	iShares Russell 2000 ETF	Held	1,000	0	$277,890	−7.5%	0.37%
VFH	VANGUARD FINANCIALS INDEX FUND	Added	1,775	+6	$230,909	−0.8%	0.31%
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Added	606	+72	$226,789	+14.8%	0.30%
IGV	iShares Expanded Tech-Software Sector ETF	Reduced	2,129	-123	$226,695	+11.1%	0.30%
VOO	VANGUARD 500 INDEX FUND	Held	303	0	$212,360	+2.0%	0.28%
DVY	iShares Select Dividend ETF	Held	1,251	0	$190,239	−2.7%	0.25%
SDY	State Street(R) SPDR(R) S&P(R) Dividend ETF	Held	1,240	0	$181,635	−3.7%	0.24%
WPM	Wheaton Precious Metals Corp. Basic Materials	Held	1,343	0	$179,585	+19.1%	0.24%
GDX	VanEck Gold Miners ETF	Held	1,874	0	$164,537	+16.4%	0.22%
VXUS	Vanguard Total International Stock ETF	Added	1,796	+273	$152,588	+17.2%	0.20%
EMXC	iShares MSCI Emerging Markets ex China ETF	Reduced	935	-332	$92,639	−28.5%	0.12%
DFAT	Dimensional U.S. Targeted Value ETF	Added	1,171	+4	$77,801	−4.6%	0.10%
IJK	iShares S&P Mid-Cap 400 Growth ETF	Reduced	582	-35	$63,793	−12.0%	0.08%
VGIT	VANGUARD INTERMEDIATE-TERM TREASURY INDEX FUND	NEW	602	NEW	$34,109	NEW	0.05%
IVV	iShares Core S&P 500 ETF	Held	42	0	$32,165	+2.3%	0.04%
KRE	State Street(R) SPDR(R) S&P(R) Regional Banking ETF	Added	283	+2	$19,651	−6.6%	0.03%
IAUM	iShares Gold Trust Micro	NEW	275	NEW	$11,390	NEW	0.02%
		Held	6,700	0	$0	−100.0%	0.00%
ACWV	iShares Trust	Reduced	11,229	-1,198	$0	−100.0%	0.00%
ISCB	iShares Trust	Held	2,240	0	$0	−100.0%	0.00%

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.