Heritage Wealth Management, Inc./Texas

Registered adviser

CIK

1966400

Location

HOUSTON, TX

Portfolio Value

Small $266,487,798

Diversification

Highly concentrated

Filing Date

Global Rank

#5,669 / 8,827 ▼ 76 · as of Jun 2026

Top Industry

Oil & Gas Integrated 23.7%

Period ended 38 days ago

Filed Nov 6, 2026 · 1d

16 quarters · since Dec 2022

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Nov 1, 2026

Form ADV adviser

CRD 122394

Roster of Nov 1, 2026

Regulatory AUM

$357,815,556

Main clients

Individuals and high net worth (100% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Mar 2026 to Nov 2026	$357,815,556	Individuals and high net worth (100%)
Apr 2025 to Feb 2026	$313,072,495	Individuals and high net worth (100%)
Apr 2024 to Mar 2025	$264,274,776	Individuals and high net worth (100%)
May 2023 to Mar 2024	$224,510,661	Individuals and high net worth (100%)
Apr 2023	$224,510,661	Individuals and high net worth (100%)
Apr 2022 to Mar 2023	$218,983,140	Individuals and high net worth (100%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Concentrated

The top 10 positions are 98.4% of the book (60%+)

Turnover

Low turnover

4.9% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 13.5 quarters (12+)

Closest benchmark: every 13F filer's combined book, active share 92.1%; sector active share 83.6% against the combined 13F book's sector weights.

Over time 15 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

42 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

80.4%

−1.8 pts

Top 5

97.1%

+0.1 pts

Top 10

98.6%

+0.1 pts

HHI

6,627

Highly concentrated−240

Portfolio Trend

16 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	96.8%	$258,032,350	29
Energy	1.4%	$3,664,197	4
Technology	0.9%	$2,453,789	3
Financial Services	0.7%	$1,817,859	4
Healthcare	0.2%	$519,603	2

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

17 positions

Ticker	Company	Δ Shares	Shares	Value
SGOV	iShares 0-3 Month Treasury Bond ETF	+85,135	174,340	$17,552,551
DFUS	Dimensional U.S. Equity Market ETF	+15,541	905,266	$75,164,235
DFAS	Dimensional U.S. Small Cap ETF	+13,851	440,492	$34,102,890
DFUV	Dimensional U.S. Marketwide Value ETF	+13,466	681,065	$37,458,575
DFAI	Dimensional International Core Equity Market ETF	+11,685	632,861	$26,219,431
DUHP	Dimensional US High Profitability ETF	+10,804	357,129	$14,967,276
DFAE	Dimensional Emerging Core Equity Market ETF	+7,471	206,262	$8,108,159
VNQ	VANGUARD REAL ESTATE INDEX FUND	+3,570	99,182	$8,889,682
DFAU	Dimensional US Core Equity Market ETF	+367	5,336	$279,392
SLB	Slb Limited	+337	8,474	$412,853
DFAR	Dimensional US Real Estate ETF	+87	10,309	$249,065
DFSV	Dimensional US Small Cap Value ETF	+12	6,107	$228,829
JPM	Jpmorgan Chase & Co	+12	1,248	$412,875
CVX	Chevron Corp	+11	2,652	$541,564
ABBV	AbbVie Inc.	+10	1,118	$292,457
BRK-B	Berkshire Hathaway Inc	+8	1,796	$894,318
AVGO	Broadcom Inc.	+1	1,453	$510,279
No positions match the current search.

Trimmed

Positions the filer reduced

14 positions

Ticker	Company	Δ Shares	Shares	Value
DFAX	Dimensional World ex. U.S. Core Equity 2 ETF	−20,414	90,249	$3,341,017
DFCF	Dimensional Core Fixed Income ETF	−19,463	315,137	$12,643,296
MUB	iShares National Muni Bond ETF	−5,197	92,005	$9,301,705
DFIV	Dimensional International Value ETF	−3,331	27,174	$1,517,939
IJH	iShares Core S&P Mid-Cap ETF	−2,709	25,699	$1,849,043
AAPL	Apple Inc.	−1,270	4,205	$1,400,349
IJR	iShares Core S&P Small-Cap ETF	−1,014	16,100	$2,190,244
TRGP	Targa Resources Corp.	−175	4,624	$1,249,913
XOM	ExxonMobil Holdings Corp	−171	8,970	$1,459,867
JNJ	Johnson & Johnson	−134	858	$227,146
MSFT	Microsoft Corp	−107	1,059	$543,161
IVV	iShares Core S&P 500 ETF	−55	908	$695,391
IEFA	iShares Core MSCI EAFE ETF	−27	3,399	$329,295
DLN	WisdomTree U.S. LargeCap Dividend Fund	−9	5,340	$519,048
No positions match the current search.

New Positions

Positions the filer opened this quarter

2 positions

Ticker	Company	Shares	Value
VTEB	VANGUARD TAX-EXEMPT BOND INDEX FUND	14,165	$670,854
SPY	Spdr S&P 500 ETF Trust	262	$199,809
No positions match the current search.

Sold Out

Positions the filer fully exited

4 positions

Ticker	Company	Shares	Value
PFE	Pfizer Inc	23,597	$568,215
SOXL	Direxion Daily Semiconductor Bull 3X Shares	1,107	$295,247
SO	Southern Co	2,100	$200,991
SKYD	Skydance Corp	15,000	$147,900
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

42 tracked positions · $266,487,798 total · filing declares 42 positions · $266,742,872 · as of Sep 30, 2026

All sectors Energy Financial Services Healthcare Technology

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
DFUS	Dimensional U.S. Equity Market ETF	Added	905,266	+15,541	$75,164,235	+3.1%	28.21%
DFUV	Dimensional U.S. Marketwide Value ETF	Added	681,065	+13,466	$37,458,575	+2.0%	14.06%
DFAS	Dimensional U.S. Small Cap ETF	Added	440,492	+13,851	$34,102,890	−2.9%	12.80%
DFAI	Dimensional International Core Equity Market ETF	Added	632,861	+11,685	$26,219,431	+2.3%	9.84%
SGOV	iShares 0-3 Month Treasury Bond ETF	Added	174,340	+85,135	$17,552,551	+95.5%	6.59%
DUHP	Dimensional US High Profitability ETF	Added	357,129	+10,804	$14,967,276	+3.6%	5.62%
DFCF	Dimensional Core Fixed Income ETF	Reduced	315,137	-19,463	$12,643,296	−10.5%	4.74%
MUB	iShares National Muni Bond ETF	Reduced	92,005	-5,197	$9,301,705	−11.1%	3.49%
VNQ	VANGUARD REAL ESTATE INDEX FUND	Added	99,182	+3,570	$8,889,682	−3.6%	3.34%
DFAE	Dimensional Emerging Core Equity Market ETF	Added	206,262	+7,471	$8,108,159	+1.4%	3.04%
DFAX	Dimensional World ex. U.S. Core Equity 2 ETF	Reduced	90,249	-20,414	$3,341,017	−18.0%	1.25%
IJR	iShares Core S&P Small-Cap ETF	Reduced	16,100	-1,014	$2,190,244	−13.7%	0.82%
IJH	iShares Core S&P Mid-Cap ETF	Reduced	25,699	-2,709	$1,849,043	−15.6%	0.69%
DFIV	Dimensional International Value ETF	Reduced	27,174	-3,331	$1,517,939	−7.9%	0.57%
XOM	ExxonMobil Holdings Corp Energy	Reduced	8,970	-171	$1,459,867	+16.8%	0.55%
AAPL	Apple Inc. Technology	Reduced	4,205	-1,270	$1,400,349	−11.6%	0.53%
TRGP	Targa Resources Corp. Energy	Reduced	4,624	-175	$1,249,913	−2.9%	0.47%
BRK-B	Berkshire Hathaway Inc Financial Services	Added	1,796	+8	$894,318	−0.0%	0.34%
IVV	iShares Core S&P 500 ETF	Reduced	908	-55	$695,391	−3.6%	0.26%
VTEB	VANGUARD TAX-EXEMPT BOND INDEX FUND	NEW	14,165	NEW	$670,854	NEW	0.25%
MSFT	Microsoft Corp Technology	Reduced	1,059	-107	$543,161	+24.9%	0.20%
CVX	Chevron Corp Energy	Added	2,652	+11	$541,564	+23.7%	0.20%
DLN	WisdomTree U.S. LargeCap Dividend Fund	Reduced	5,340	-9	$519,048	+0.7%	0.19%
AVGO	Broadcom Inc. Technology	Added	1,453	+1	$510,279	−7.0%	0.19%
JPM	Jpmorgan Chase & Co Financial Services	Added	1,248	+12	$412,875	+2.1%	0.15%
SLB	Slb Limited Energy	Added	8,474	+337	$412,853	+9.1%	0.15%
SPGI	S&P Global Inc. Financial Services	Held	961	0	$379,085	−3.1%	0.14%
IEFA	iShares Core MSCI EAFE ETF	Reduced	3,399	-27	$329,295	−0.5%	0.12%
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Held	859	0	$321,472	+1.1%	0.12%
IUSV	iShares Core S&P U.S. Value ETF	Held	2,885	0	$318,157	+0.1%	0.12%
ABBV	AbbVie Inc. Healthcare	Added	1,118	+10	$292,457	+4.9%	0.11%
DFAU	Dimensional US Core Equity Market ETF	Added	5,336	+367	$279,392	+8.8%	0.10%
DFAR	Dimensional US Real Estate ETF	Added	10,309	+87	$249,065	−6.9%	0.09%
DGRO	iShares Core Dividend Growth ETF	Held	3,291	0	$248,108	−0.5%	0.09%
VB	Vanguard Index Funds	Held	814	0	$231,574	−6.1%	0.09%
DFSV	Dimensional US Small Cap Value ETF	Added	6,107	+12	$228,829	−3.2%	0.09%
JNJ	Johnson & Johnson Healthcare	Reduced	858	-134	$227,146	−9.8%	0.09%
VIG	Vanguard Specialized Funds	Held	950	0	$221,644	−1.4%	0.08%
VPL	VANGUARD PACIFIC STOCK INDEX FUND	Held	1,845	0	$213,669	+0.1%	0.08%
SPY	Spdr S&P 500 ETF Trust	NEW	262	NEW	$199,809	NEW	0.07%
BDJ	BlackRock Enhanced Equity Dividend Trust Financial Services	Held	13,998	0	$131,581	−1.8%	0.05%
MEAR	iShares Trust	Held	5,808	0	$0	−100.0%	0.00%

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.