Carlsbad Wealth Advisory Group, Inc.
Registered adviserRegulatory profile
From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.
| Rosters | Regulatory AUM | Main clients |
|---|---|---|
| Apr 2026 to Nov 2026 | $237,557,236 | Individuals and high net worth (100%) |
| Mar 2025 to Mar 2026 | $204,392,308 | Individuals and high net worth (100%) |
| Apr 2024 to Feb 2025 | $180,067,873 | Individuals and high net worth (100%) |
| May 2023 to Mar 2024 | $202,449,882 | Individuals and high net worth (100%) |
| Apr 2023 | $202,449,882 | Individuals and high net worth (100%) |
| Feb 2022 to Mar 2023 | $244,295,531 | Individuals and high net worth (100%) |
In the firm's words
- Index / passive:
Instead of individual equities, Carlsbad Wealth focuses heavily on utilizing Exchange-Traded Funds (ETFs) to construct client portfolios.
- Fixed income / rates:
We limit our investment advice and management to ETFs, mutual funds, equities, bonds, fixed income, debt securities, no-load annuities, and government securities.
- Multi-asset:
Our primary method of analysis centers around asset allocation rather than the selection of individual securities.
- Wealth management / planning:
We provide financial planning services that may include investment planning, life insurance, tax concerns, retirement planning, college planning, and estate planning.
Portfolio style
Measured from the filed 13F common-share book for Jun 30, 2023, never from the firm's own description.
Closest benchmark: every 13F filer's combined book, active share 91.1%; sector active share 80.2% against the combined 13F book's sector weights.
How the bands are measured
Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.
Clone Performance
Build a hypothetical price-return history from this filer's public 13F holdings.
View clone backtestPortfolio Concentration
45 tracked positions · as of Jun 30, 2023Sector Breakdown
As of Jun 30, 2023| Sector | % Portfolio | Value |
|---|---|---|
| Unclassified | 92.7% | $143,828,629 |
| Consumer Cyclical | 3.3% | $5,061,483 |
| Technology | 2.2% | $3,368,941 |
| Industrials | 1.0% | $1,530,321 |
| Consumer Defensive | 0.5% | $755,720 |
| Real Estate | 0.2% | $328,845 |
| Financial Services | 0.1% | $228,604 |
| Ticker | Company | Type | Shares | Value (USD) | % of Portfolio | History |
|---|---|---|---|---|---|---|
| SCHX |
Schwab U.S. Large-Cap ETF
|
First | 445,202 | $23,315,273 | 15.03% | |
| SCHG |
Schwab U.S. Large-Cap Growth ETF
|
First | 282,450 | $21,169,627 | 13.65% | |
| SCHV |
Schwab U.S. Large-Cap Value ETF
|
First | 260,219 | $17,458,066 | 11.26% | |
| VEA |
Vanguard FTSE Developed Markets ETF
|
First | 328,080 | $15,150,734 | 9.77% | |
| SCHP |
Schwab U.S. TIPS ETF
|
First | 194,531 | $10,199,260 | 6.58% | |
| BIV |
Vanguard Bond Index Funds
|
First | 125,031 | $9,406,082 | 6.06% | |
| BSV |
VANGUARD SHORT-TERM BOND INDEX FUND
|
First | 100,465 | $7,592,140 | 4.89% | |
| SCHA |
Schwab U.S. Small-Cap ETF
|
First | 144,688 | $6,337,334 | 4.09% | |
| SCHF |
Schwab International Equity ETF
|
First | 137,241 | $4,892,641 | 3.15% | |
| HD |
Home Depot, Inc.
Consumer Cyclical
|
First | 15,253 | $4,738,191 | 3.05% | |
| BLV |
VANGUARD LONG-TERM BOND INDEX FUND
|
First | 60,970 | $4,567,872 | 2.95% | |
| SCHZ |
Schwab U.S. Aggregate Bond ETF
|
First | 85,901 | $3,965,190 | 2.56% | |
| SCHH |
Schwab U.S. REIT ETF
|
First | 191,136 | $3,732,886 | 2.41% | |
| AAPL |
Apple Inc.
Technology
|
First | 15,151 | $2,938,839 | 1.89% | |
| VWO |
VANGUARD EMERGING MARKETS STOCK INDEX FUND
|
First | 68,347 | $2,780,355 | 1.79% | |
| HYLB |
Xtrackers USD High Yield Corporate Bond ETF
|
First | 51,449 | $1,774,990 | 1.14% | |
| USHY |
iShares Broad USD High Yield Corporate Bond ETF
|
First | 45,592 | $1,609,397 | 1.04% | |
| VTIP |
VANGUARD SHORT-TERM INFLATION-PROTECTED SECURITIES INDEX FUND
|
First | 30,145 | $1,429,475 | 0.92% | |
| LMT |
Lockheed Martin Corp
Industrials
|
First | 2,754 | $1,267,886 | 0.82% | |
| VUG |
VANGUARD GROWTH INDEX FUND
|
First | 3,217 | $910,282 | 0.59% | |
| SCHC |
Schwab International Small-Cap Equity ETF
|
First | 21,467 | $724,940 | 0.47% | |
| BND |
VANGUARD TOTAL BOND MARKET INDEX FUND
|
First | 9,915 | $720,721 | 0.46% | |
| VB |
Vanguard Index Funds
|
First | 3,278 | $651,961 | 0.42% | |
| VV |
VANGUARD LARGE-CAP INDEX FUND
|
First | 3,212 | $651,136 | 0.42% | |
| SCHE |
Schwab Emerging Markets Equity ETF
|
First | 24,430 | $601,710 | 0.39% | |
| VEU |
Vanguard International Equity Index Funds
|
First | 11,034 | $600,359 | 0.39% | |
| AGG |
iShares Core U.S. Aggregate Bond ETF
|
First | 5,931 | $580,941 | 0.37% | |
| VTI |
VANGUARD TOTAL STOCK MARKET INDEX FUND
|
First | 2,354 | $518,539 | 0.33% | |
| VTV |
VANGUARD VALUE INDEX FUND
|
First | 3,533 | $502,039 | 0.32% | |
| COST |
Costco Wholesale Corp
Consumer Defensive
|
First | 867 | $466,775 | 0.30% | |
| MSFT |
Microsoft Corp
Technology
|
First | 1,263 | $430,102 | 0.28% | |
| HYG |
iShares iBoxx $ High Yield Corporate Bond ETF
|
First | 5,136 | $385,559 | 0.25% | |
| PFF |
iShares Preferred and Income Securities ETF
|
First | 12,350 | $381,985 | 0.25% | |
| JNK |
State Street(R) SPDR(R) Bloomberg High Yield Bond ETF
|
First | 4,120 | $379,163 | 0.24% | |
| VNQ |
VANGUARD REAL ESTATE INDEX FUND
|
First | 3,995 | $333,822 | 0.22% | |
| O |
Realty Income Corp
Real Estate
|
First | 5,500 | $328,845 | 0.21% | |
| AMZN |
Amazon Com Inc
Consumer Cyclical
|
First | 2,480 | $323,292 | 0.21% | |
| SPY |
Spdr S&P 500 ETF Trust
|
First | 629 | $278,823 | 0.18% | |
| ETN |
Eaton Corp plc
Industrials
|
First | 1,305 | $262,435 | 0.17% | |
| WMT |
Walmart Inc.
Consumer Defensive
|
First | 1,435 | $225,553 | 0.15% | |
| JPST |
JPMorgan Ultra-Short Income ETF
|
First | 4,234 | $212,292 | 0.14% | |
| PGX |
Invesco Ltd.
Financial Services
|
First | 12,266 | $139,464 | 0.09% | |
| PSLV |
Sprott Physical Silver Trust
Financial Services
|
First | 11,443 | $89,140 | 0.06% | |
| LFVN |
Lifevantage Corp
Consumer Defensive
|
First | 14,573 | $63,392 | 0.04% | |
|
|
First | 16,500 | $13,035 | 0.01% |
Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.