Wallace Hart LLC

Registered adviser

CIK

2018963

Location

LEXINGTON, KY

Portfolio Value

Small $160,040,799

Diversification

Moderately concentrated

Filing Date

Global Rank

#7,220 / 8,827 ▲ 1227

Top Industry

Semiconductors 32.0%

Period ended 4 months ago

Filed Aug 13, 2026 · 3mo

10 quarters · since Mar 2024

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Nov 1, 2026

Form ADV adviser

CRD 285981

Roster of Nov 1, 2026

Regulatory AUM

$264,001,265

Main clients

Individuals and high net worth (92% of AUM)

Private funds

1 fund · Hedge funds

Focus by fund count, roster of Nov 1, 2026

$17,521,012 gross assets

Private funds on Schedule D 7.B.(1)

As filed Mar 19, 2024; SEC's bulk Form ADV archive ends with 2024 filings.

$22,000,000 gross assets in 1 fund Hedge funds $22,000,000 (1)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Nov 2026	$264,001,265	Individuals and high net worth (92%)
Apr 2025 to Mar 2026	$255,607,816	Individuals and high net worth (90%)
Apr 2024 to Mar 2025	$234,437,210	Individuals and high net worth (91%)
May 2023 to Mar 2024	$214,691,810	Individuals and high net worth (91%)
Apr 2023	$214,691,810	Individuals and high net worth (91%)
Apr 2022 to Mar 2023	$242,220,000	Individuals and high net worth (96%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.

Style

Concentrated

The top 10 positions are 86.2% of the book (60%+)

Turnover

Medium turnover

30.7% over the last four quarters (30% to under 100%)

Horizon

Medium horizon

Value-weighted holding period 8.0 quarters (4 to under 12)

Closest benchmark: every 13F filer's combined book, active share 81.2%; sector active share 62.2% against the combined 13F book's sector weights.

Over time 10 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

45 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026

Top Position

35.0%

−22.1 pts

Top 5

77.0%

−7.4 pts

Top 10

86.2%

−4.8 pts

HHI

2,250

Moderately concentrated−1,231

Portfolio Trend

10 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	74.8%	$119,780,914	16
Technology	14.1%	$22,645,711	14
Energy	3.6%	$5,780,650	2
Industrials	3.5%	$5,679,642	6
Consumer Cyclical	1.2%	$1,853,570	1
Consumer Defensive	1.1%	$1,737,423	2
Communication Services	1.0%	$1,642,020	2
Financial Services	0.4%	$705,327	1
Healthcare	0.1%	$215,542	1

Last Quarter's Activity

Export CSV

Jun 30, 2026 vs Mar 31, 2026

Added To

Positions the filer increased

15 positions

Ticker	Company	Δ Shares	Shares	Value
QQQ	Invesco Qqq Trust, Series 1	+68,902	75,984	$55,954,617
LRCX	Lam Research Corp	+6,048	7,659	$3,318,874
AMZN	Amazon Com Inc	+4,548	7,777	$1,853,570
AAPL	Apple Inc.	+4,248	8,670	$2,508,751
KLAC	Kla Corp	+3,828	4,390	$1,324,506
SPY	Spdr S&P 500 ETF Trust	+2,559	66,258	$49,479,486
EFA	iShares MSCI EAFE ETF	+1,474	9,538	$990,807
IGM	iShares Expanded Tech Sector ETF	+1,260	25,447	$4,162,620
IYW	iShares, Inc.	+1,071	16,531	$4,169,614
PDBC	Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF	+743	26,090	$414,309
MMM	3M Co	+732	5,738	$929,039
GLD	Spdr Gold Trust	+468	2,525	$930,159
ROK	Rockwell Automation, Inc	+149	2,047	$1,013,428
VO	VANGUARD MID-CAP INDEX FUND	+96	128	$10,312
VUG	VANGUARD GROWTH INDEX FUND	+65	78	$6,718
No positions match the current search.

Trimmed

Positions the filer reduced

2 positions

Ticker	Company	Δ Shares	Shares	Value
PWR	Quanta Services, Inc.	−298	1,386	$997,975
MSFT	Microsoft Corp	−38	834	$311,098
No positions match the current search.

New Positions

Positions the filer opened this quarter

13 positions

Ticker	Company	Shares	Value
IDGT	iShares U.S. Digital Infrastructure and Real Estate ETF	27,107	$3,245,792
MU	Micron Technology Inc	2,811	$3,244,709
AMD	Advanced Micro Devices Inc	4,966	$2,884,799
INTC	Intel Corp	19,579	$2,733,815
AMAT	Applied Materials Inc	2,162	$1,563,126
GOOGL	Alphabet Inc.	3,917	$1,399,818
NVDA	Nvidia Corp	6,736	$1,347,806
AVGO	Broadcom Inc.	3,369	$1,272,639
WMT	Walmart Inc.	10,211	$1,156,497
CAT	Caterpillar Inc	864	$920,073
FIX	Comfort Systems USA Inc	462	$915,660
GEV	GE Vernova Inc.	769	$903,467
NXPI	NXP Semiconductors N.V.	2,561	$719,717
No positions match the current search.

Sold Out

Positions the filer fully exited

2 positions

Ticker	Company	Shares	Value
IYG	iShares U.S. Financial Services ETF	38,609	$3,198,369
TLT	iShares 20+ Year Treasury Bond ETF	4,479	$388,284
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

45 tracked positions · $160,040,799 total · filing declares 45 positions · $160,040,819 · as of Jun 30, 2026

All sectors Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Technology

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
QQQ	Invesco Qqq Trust, Series 1	Added	75,984	+68,902	$55,954,617	+1268.9%	10	before history	34.96%
SPY	Spdr S&P 500 ETF Trust	Added	66,258	+2,559	$49,479,486	+19.4%	10	before history	30.92%
TPL	Texas Pacific Land Corp Energy	Held	12,010	0	$5,256,056	−7.8%	10	before history	3.28%
IYW	iShares, Inc.	Added	16,531	+1,071	$4,169,614	+48.7%	4	$197.32	2.61%
IGM	iShares Expanded Tech Sector ETF	Added	25,447	+1,260	$4,162,620	+45.2%	4	unpriced	2.60%
LRCX	Lam Research Corp Technology	Added	7,659	+6,048	$3,318,874	+864.2%	4	$261.98	2.07%
IDGT	iShares U.S. Digital Infrastructure and Real Estate ETF	NEW	27,107	NEW	$3,245,792	NEW	1	unpriced	2.03%
MU	Micron Technology Inc Technology	NEW	2,811	NEW	$3,244,709	NEW	1	$749.89	2.03%
AMD	Advanced Micro Devices Inc Technology	NEW	4,966	NEW	$2,884,799	NEW	1	$409.99	1.80%
INTC	Intel Corp Technology	NEW	19,579	NEW	$2,733,815	NEW	1	$101.12	1.71%
AAPL	Apple Inc. Technology	Added	8,670	+4,248	$2,508,751	+123.5%	9	$268.26	1.57%
AMZN	Amazon Com Inc Consumer Cyclical	Added	7,777	+4,548	$1,853,570	+175.6%	10	before history	1.16%
AMAT	Applied Materials Inc Technology	NEW	2,162	NEW	$1,563,126	NEW	1	$461.39	0.98%
GOOGL	Alphabet Inc. Communication Services	NEW	3,917	NEW	$1,399,818	NEW	1	$359.97	0.87%
NVDA	Nvidia Corp Technology	NEW	6,736	NEW	$1,347,806	NEW	1	$205.61	0.84%
KLAC	Kla Corp Technology	Added	4,390	+3,828	$1,324,506	+60.1%	3	$134.07	0.83%
AVGO	Broadcom Inc. Technology	NEW	3,369	NEW	$1,272,639	NEW	1	$400.96	0.80%
WMT	Walmart Inc. Consumer Defensive	NEW	10,211	NEW	$1,156,497	NEW	1	$124.14	0.72%
ROK	Rockwell Automation, Inc Industrials	Added	2,047	+149	$1,013,428	+48.8%	3	$390.93	0.63%
PWR	Quanta Services, Inc. Industrials	Reduced	1,386	-298	$997,975	+7.9%	3	$487.02	0.62%
EFA	iShares MSCI EAFE ETF	Added	9,538	+1,474	$990,807	+26.5%	4	unpriced	0.62%
GLD	Spdr Gold Trust	Added	2,525	+468	$930,159	+5.1%	3	$415.01	0.58%
MMM	3M Co Industrials	Added	5,738	+732	$929,039	+27.8%	3	$159.74	0.58%
CAT	Caterpillar Inc Industrials	NEW	864	NEW	$920,073	NEW	1	$878.47	0.57%
FIX	Comfort Systems USA Inc Industrials	NEW	462	NEW	$915,660	NEW	1	$1,814.55	0.57%
GEV	GE Vernova Inc. Industrials	NEW	769	NEW	$903,467	NEW	1	$1,020.67	0.56%
MSTR	Strategy Inc Technology	Held	8,400	0	$730,212	−30.3%	9	unpriced	0.46%
NXPI	NXP Semiconductors N.V. Technology	NEW	2,561	NEW	$719,717	NEW	1	$275.59	0.45%
HOMB	Home Bancshares Inc Financial Services	Held	24,705	0	$705,327	+6.0%	10	before history	0.44%
COST	Costco Wholesale Corp Consumer Defensive	Held	621	0	$580,926	−6.1%	10	before history	0.36%
XOM	ExxonMobil Holdings Corp Energy	Held	3,837	0	$524,594	−19.4%	10	before history	0.33%
PDBC	Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF	Added	26,090	+743	$414,309	−5.6%	3	$14.37	0.26%
TXN	Texas Instruments Inc Technology	Held	1,190	0	$354,703	+53.5%	3	$171.26	0.22%
TSM	Taiwan Semiconductor Manufacturing Co Ltd Technology	Held	693	0	$330,956	+41.3%	3	$293.42	0.21%
MSFT	Microsoft Corp Technology	Reduced	834	-38	$311,098	−3.6%	5	$454.65	0.19%
TMUS	T-Mobile US, Inc. Communication Services	Held	1,444	0	$242,202	−20.1%	10	before history	0.15%
ISRG	Intuitive Surgical Inc Healthcare	Held	542	0	$215,542	−13.7%	10	before history	0.13%
VOO	VANGUARD 500 INDEX FUND	Held	230	0	$157,966	+14.9%	4	unpriced	0.10%
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Held	384	0	$142,095	+15.3%	5	unpriced	0.09%
VTV	VANGUARD VALUE INDEX FUND	Held	365	0	$79,544	+11.1%	5	unpriced	0.05%
		Held	100	0	$24,621	+19.6%	4	$202.31	0.02%
VO	VANGUARD MID-CAP INDEX FUND	Added	128	+96	$10,312	+12.2%	4	unpriced	0.01%
VUG	VANGUARD GROWTH INDEX FUND	Added	78	+65	$6,718	+18.3%	5	unpriced	0.00%
IWR	iShares Russell Mid-Cap ETF	Held	58	0	$6,398	+13.5%	3	unpriced	0.00%
		Held	40	0	$5,856	+14.3%	3	$139.75	0.00%

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.