Compass Planning Associates Inc

Registered adviser

CIK

2046823

Location

GREENFIELD, MA

Portfolio Value

Small $191,146,499

Diversification

Moderately concentrated

Filing Date

Global Rank

#6,758 / 8,827 ▲ 123 · as of Jun 2026

Top Industry

Internet Content & Information 45.6%

Period ended 38 days ago

Filed Oct 13, 2026 · 25d

8 quarters · since Dec 2024

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Nov 1, 2026

Form ADV adviser

CRD 128014

Roster of Nov 1, 2026

Regulatory AUM

$213,939,625

Main clients

Individuals and high net worth (100% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Mar 2026 to Nov 2026	$213,939,625	Individuals and high net worth (100%)
Mar 2025 to Feb 2026	$199,540,863	Individuals and high net worth (100%)
Apr 2024 to Feb 2025	$138,824,327	Individuals and high net worth (100%)
Dec 2023 to Mar 2024	$118,216,131	Individuals and high net worth (100%)

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Concentrated

The top 10 positions are 97.8% of the book (60%+)

Turnover

Low turnover

21.2% over the last four quarters (under 30%)

Horizon

Medium horizon

Value-weighted holding period 6.9 quarters (4 to under 12)

Closest benchmark: every 13F filer's combined book, active share 94.1%; sector active share 86.2% against the combined 13F book's sector weights.

Over time 7 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

35 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

33.0%

−2.7 pts

Top 5

87.1%

−2.1 pts

Top 10

98.0%

+0.2 pts

HHI

1,990

Moderately concentrated−163

Portfolio Trend

8 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	99.2%	$189,674,793	30
Communication Services	0.4%	$670,576	1
Technology	0.1%	$286,295	2
Healthcare	0.1%	$259,235	1
Financial Services	0.1%	$255,600	1

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

19 positions

Ticker	Company	Δ Shares	Shares	Value
VGSH	VANGUARD SHORT-TERM TREASURY INDEX FUND	+39,219	368,545	$21,213,450
VTEB	VANGUARD TAX-EXEMPT BOND INDEX FUND	+15,757	45,121	$2,136,930
BIV	Vanguard Bond Index Funds	+15,657	405,761	$29,563,746
VO	VANGUARD MID-CAP INDEX FUND	+6,256	40,582	$3,182,440
VEU	Vanguard International Equity Index Funds	+5,335	197,245	$16,365,417
VUG	VANGUARD GROWTH INDEX FUND	+4,154	87,544	$7,888,589
VTV	VANGUARD VALUE INDEX FUND	+2,202	105,301	$22,753,440
MGV	VANGUARD MORNINGSTAR MEGA CAP VALUE INDEX FUND	+1,379	56,954	$9,174,719
VB	Vanguard Index Funds	+370	15,193	$4,322,256
SPY	Spdr S&P 500 ETF Trust	+342	28,063	$21,401,685
GOOG	Alphabet Inc.	+241	1,968	$670,576
VOO	VANGUARD 500 INDEX FUND	+91	3,348	$2,346,479
TIP	iShares TIPS Bond ETF	+43	2,554	$265,718
VLU	State Street(R) SPDR(R) S&P(R) 1500 Value Tilt ETF	+7	1,738	$415,364
IWM	iShares Russell 2000 ETF	+2	964	$267,885
MDY	Spdr S&P Midcap 400 ETF Trust	+2	727	$477,428
VV	VANGUARD LARGE-CAP INDEX FUND	+2	853	$300,128
QQQ	Invesco Qqq Trust, Series 1	+1	880	$650,997
DIA	Spdr Dow Jones Industrial Average ETF Trust	+1	1,391	$707,393
No positions match the current search.

Trimmed

Positions the filer reduced

8 positions

Ticker	Company	Δ Shares	Shares	Value
BSV	VANGUARD SHORT-TERM BOND INDEX FUND	−24,111	437,985	$33,462,054
EOS	Eaton Vance Enhanced Equity Income Fund II	−5,217	12,000	$255,600
VEA	Vanguard FTSE Developed Markets ETF	−1,314	22,612	$1,596,633
SCHG	Schwab U.S. Large-Cap Growth ETF	−547	6,108	$219,460
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	−342	9,854	$3,687,760
IJR	iShares Core S&P Small-Cap ETF	−196	2,175	$295,887
IVV	iShares Core S&P 500 ETF	−64	695	$532,265
EFA	iShares MSCI EAFE ETF	−1	8,536	$886,805
No positions match the current search.

New Positions

Positions the filer opened this quarter

4 positions

Ticker	Company	Shares	Value
IGSB	iShares 1-5 Year Investment Grade Corporate Bond ETF	80,666	$4,132,519
AGG	iShares Core U.S. Aggregate Bond ETF	4,440	$419,757
ABBV	AbbVie Inc.	991	$259,235
MSFT	Microsoft Corp	439	$225,163
No positions match the current search.

Sold Out

Positions the filer fully exited

2 positions

Ticker	Company	Shares	Value
STK	Columbia Seligman Premium Technology Growth Fund, Inc.	5,690	$306,520
BRK-B	Berkshire Hathaway Inc	526	$263,205
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

35 tracked positions · $191,146,499 total · filing declares 35 positions · $191,146,540 · as of Sep 30, 2026

All sectors Communication Services Financial Services Healthcare Technology

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
BSV	VANGUARD SHORT-TERM BOND INDEX FUND	Reduced	437,985	-24,111	$33,462,054	−7.1%	17.51%
BIV	Vanguard Bond Index Funds	Added	405,761	+15,657	$29,563,746	−1.2%	15.47%
VTV	VANGUARD VALUE INDEX FUND	Added	105,301	+2,202	$22,753,440	+1.3%	11.90%
SPY	Spdr S&P 500 ETF Trust	Added	28,063	+342	$21,401,685	+3.4%	11.20%
VGSH	VANGUARD SHORT-TERM TREASURY INDEX FUND	Added	368,545	+39,219	$21,213,450	+10.7%	11.10%
VEU	Vanguard International Equity Index Funds	Added	197,245	+5,335	$16,365,417	+1.8%	8.56%
MGV	VANGUARD MORNINGSTAR MEGA CAP VALUE INDEX FUND	Added	56,954	+1,379	$9,174,719	+1.0%	4.80%
VUG	VANGUARD GROWTH INDEX FUND	Added	87,544	+4,154	$7,888,589	+9.8%	4.13%
VB	Vanguard Index Funds	Added	15,193	+370	$4,322,256	−3.8%	2.26%
IGSB	iShares 1-5 Year Investment Grade Corporate Bond ETF	NEW	80,666	NEW	$4,132,519	NEW	2.16%
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Reduced	9,854	-342	$3,687,760	−2.3%	1.93%
VO	VANGUARD MID-CAP INDEX FUND	Added	40,582	+6,256	$3,182,440	+15.1%	1.66%
VOO	VANGUARD 500 INDEX FUND	Added	3,348	+91	$2,346,479	+4.9%	1.23%
VTEB	VANGUARD TAX-EXEMPT BOND INDEX FUND	Added	45,121	+15,757	$2,136,930	+43.9%	1.12%
VEA	Vanguard FTSE Developed Markets ETF	Reduced	22,612	-1,314	$1,596,633	−6.3%	0.84%
EFA	iShares MSCI EAFE ETF	Reduced	8,536	-1	$886,805	−0.0%	0.46%
DIA	Spdr Dow Jones Industrial Average ETF Trust	Added	1,391	+1	$707,393	−2.6%	0.37%
GOOG	Alphabet Inc. Communication Services	Added	1,968	+241	$670,576	+9.9%	0.35%
QQQ	Invesco Qqq Trust, Series 1	Added	880	+1	$650,997	+0.6%	0.34%
IVV	iShares Core S&P 500 ETF	Reduced	695	-64	$532,265	−6.4%	0.28%
MDY	Spdr S&P Midcap 400 ETF Trust	Added	727	+2	$477,428	−6.4%	0.25%
MUNY	Vanguard New York Tax-Exempt Bond ETF	Held	4,357	0	$424,110	−6.4%	0.22%
AGG	iShares Core U.S. Aggregate Bond ETF	NEW	4,440	NEW	$419,757	NEW	0.22%
VLU	State Street(R) SPDR(R) S&P(R) 1500 Value Tilt ETF	Added	1,738	+7	$415,364	+0.7%	0.22%
NYF	iShares New York Muni Bond ETF	Held	7,541	0	$380,971	−6.3%	0.20%
VV	VANGUARD LARGE-CAP INDEX FUND	Added	853	+2	$300,128	+2.5%	0.16%
IJR	iShares Core S&P Small-Cap ETF	Reduced	2,175	-196	$295,887	−15.9%	0.15%
IWM	iShares Russell 2000 ETF	Added	964	+2	$267,885	−7.3%	0.14%
TIP	iShares TIPS Bond ETF	Added	2,554	+43	$265,718	−3.3%	0.14%
ABBV	AbbVie Inc. Healthcare	NEW	991	NEW	$259,235	NEW	0.14%
EOS	Eaton Vance Enhanced Equity Income Fund II Financial Services	Reduced	12,000	-5,217	$255,600	−32.6%	0.13%
MSFT	Microsoft Corp Technology	NEW	439	NEW	$225,163	NEW	0.12%
SCHG	Schwab U.S. Large-Cap Growth ETF	Reduced	6,108	-547	$219,460	−2.6%	0.11%
SCHF	Schwab International Equity ETF	Held	7,372	0	$202,508	−0.8%	0.11%
KEEL	Keel Infrastructure Corp. Technology	Held	17,318	0	$61,132	−38.5%	0.03%

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.