STOLZ & ASSOCIATES, PS

Registered adviser

CIK

2108989

Location

TACOMA, WA

Portfolio Value

Small $170,596,499

Diversification

Highly concentrated

Filing Date

Global Rank

#7,217 / 8,827 ▲ 59 · as of Jun 2026

Top Industry

Semiconductors 27.5%

3Y Alpha vs SPY

-9.2%

Period ended 38 days ago

Filed Nov 5, 2026 · 2d

4 quarters · since Dec 2025

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Nov 1, 2026

Form ADV adviser

CRD 117216

Roster of Nov 1, 2026

Regulatory AUM

$282,195,649

Main clients

Individuals and high net worth (98% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Mar 2026 to Nov 2026	$282,195,649	Individuals and high net worth (98%)
Apr 2025 to Feb 2026	$230,062,463	Individuals and high net worth (97%)
Feb 2024 to Mar 2025	$199,442,103	Individuals and high net worth (96%)
May 2023 to Jan 2024	$156,392,935	Individuals and high net worth (95%)
Apr 2023	$156,392,935	Individuals and high net worth (95%)
Mar 2022 to Mar 2023	$169,624,420	Individuals and high net worth (94%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Concentrated

The top 10 positions are 98.5% of the book (60%+)

Turnover

Turnover unknown

It needs four straight quarters of measured turnover

Horizon

Short horizon

Value-weighted holding period 3.0 quarters (under 4)

Closest benchmark: every 13F filer's combined book, active share 90.8%; sector active share 83.2% against the combined 13F book's sector weights.

Over time 3 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

41 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

51.9%

−0.9 pts

Top 5

92.4%

−2.7 pts

Top 10

96.6%

−1.9 pts

HHI

3,257

Highly concentrated−152

Portfolio Trend

4 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	93.5%	$159,436,540	25
Technology	4.6%	$7,763,906	8
Healthcare	0.4%	$766,655	2
Consumer Defensive	0.4%	$642,700	1
Communication Services	0.4%	$622,108	2
Energy	0.3%	$491,342	1
Consumer Cyclical	0.3%	$487,835	1
Financial Services	0.2%	$385,413	1

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

11 positions

Ticker	Company	Δ Shares	Shares	Value
DFGP	Dimensional Global Core Plus Fixed Income ETF	+67,460	448,241	$23,275,362
DUHP	Dimensional US High Profitability ETF	+24,143	787,570	$33,007,058
GOVT	iShares U.S. Treasury Bond ETF	+19,404	520,105	$11,374,696
DIHP	Dimensional International High Profitability ETF	+17,906	477,830	$16,098,092
SCMB	Schwab Municipal Bond ETF	+11,900	50,490	$1,219,838
VCIT	VANGUARD INTERMEDIATE-TERM CORPORATE BOND INDEX FUND	+11,575	151,763	$11,884,560
DFAE	Dimensional Emerging Core Equity Market ETF	+7,690	308,423	$12,124,108
SHV	iShares 0-1 Year Treasury Bond ETF	+6,703	118,446	$13,066,962
DFAR	Dimensional US Real Estate ETF	+5,255	38,995	$942,119
AVDV	Avantis International Small Cap Value ETF	+1,235	84,952	$9,292,049
NVDA	Nvidia Corp	+17	11,551	$2,638,017
No positions match the current search.

Trimmed

Positions the filer reduced

9 positions

Ticker	Company	Δ Shares	Shares	Value
CPSF		−2,076	9,685	$257,811
DFAT	Dimensional U.S. Targeted Value ETF	−1,882	5,011	$332,930
DFAC	Dimensional U.S. Core Equity 2 ETF	−810	52,851	$2,349,226
AVUV	Avantis U.S. Small Cap Value ETF	−796	166,547	$19,614,240
BRK-B	Berkshire Hathaway Inc	−124	774	$385,413
AVGO	Broadcom Inc.	−38	597	$209,660
IWM	iShares Russell 2000 ETF	−35	875	$243,153
GOOGL	Alphabet Inc.	−29	632	$217,458
MSFT	Microsoft Corp	−23	1,818	$932,452
No positions match the current search.

New Positions

Positions the filer opened this quarter

10 positions

Ticker	Company	Shares	Value
HPE	Hewlett Packard Enterprise Co	23,241	$1,484,867
HPQ	Hp Inc	23,181	$725,101
KEYS	Keysight Technologies, Inc.	1,642	$597,753
A	Agilent Technologies, Inc.	3,277	$564,659
XOM	ExxonMobil Holdings Corp	3,019	$491,342
META	Meta Platforms, Inc.	558	$404,650
BNDW	Vanguard Scottsdale Funds	5,850	$385,222
AGG	iShares Core U.S. Aggregate Bond ETF	3,179	$300,542
JNJ	Johnson & Johnson	763	$201,996
CPST	Calamos S&P 500 Structured Alt Protection ETF - September	7,125	$200,283
No positions match the current search.

Sold Out

Positions the filer fully exited

1 positions

Ticker	Company	Shares	Value	Open
HYT	Blackrock Corporate High Yield Fund, Inc.	15,397	$131,798
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

41 tracked positions · $170,596,499 total · filing declares 41 positions · $170,596,611 · as of Sep 30, 2026

All sectors Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Technology

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
DUHP	Dimensional US High Profitability ETF	Added	787,570	+24,143	$33,007,058	+3.6%	19.35%
DFGP	Dimensional Global Core Plus Fixed Income ETF	Added	448,241	+67,460	$23,275,362	+12.2%	13.64%
AVUV	Avantis U.S. Small Cap Value ETF	Reduced	166,547	-796	$19,614,240	−6.1%	11.50%
DIHP	Dimensional International High Profitability ETF	Added	477,830	+17,906	$16,098,092	+2.6%	9.44%
SHV	iShares 0-1 Year Treasury Bond ETF	Added	118,446	+6,703	$13,066,962	+6.0%	7.66%
DFAE	Dimensional Emerging Core Equity Market ETF	Added	308,423	+7,690	$12,124,108	+0.3%	7.11%
VCIT	VANGUARD INTERMEDIATE-TERM CORPORATE BOND INDEX FUND	Added	151,763	+11,575	$11,884,560	+2.6%	6.97%
GOVT	iShares U.S. Treasury Bond ETF	Added	520,105	+19,404	$11,374,696	−0.3%	6.67%
AVDV	Avantis International Small Cap Value ETF	Added	84,952	+1,235	$9,292,049	+7.7%	5.45%
NVDA	Nvidia Corp Technology	Added	11,551	+17	$2,638,017	+14.3%	1.55%
DFAC	Dimensional U.S. Core Equity 2 ETF	Reduced	52,851	-810	$2,349,226	−1.3%	1.38%
HPE	Hewlett Packard Enterprise Co Technology	NEW	23,241	NEW	$1,484,867	NEW	0.87%
SCMB	Schwab Municipal Bond ETF	Added	50,490	+11,900	$1,219,838	+22.4%	0.72%
CPSD		Held	40,039	0	$1,086,854	+1.7%	0.64%
CPRA		Held	37,060	0	$1,030,757	+0.6%	0.60%
AAPL	Apple Inc. Technology	Held	2,863	0	$953,436	+15.1%	0.56%
DFAR	Dimensional US Real Estate ETF	Added	38,995	+5,255	$942,119	+6.7%	0.55%
MSFT	Microsoft Corp Technology	Reduced	1,818	-23	$932,452	+35.8%	0.55%
HPQ	Hp Inc Technology	NEW	23,181	NEW	$725,101	NEW	0.43%
COST	Costco Wholesale Corp Consumer Defensive	Held	706	0	$642,700	−2.7%	0.38%
KEYS	Keysight Technologies, Inc. Technology	NEW	1,642	NEW	$597,753	NEW	0.35%
A	Agilent Technologies, Inc. Healthcare	NEW	3,277	NEW	$564,659	NEW	0.33%
XOM	ExxonMobil Holdings Corp Energy	NEW	3,019	NEW	$491,342	NEW	0.29%
AMZN	Amazon Com Inc Consumer Cyclical	Held	1,958	0	$487,835	+4.5%	0.29%
META	Meta Platforms, Inc. Communication Services	NEW	558	NEW	$404,650	NEW	0.24%
BRK-B	Berkshire Hathaway Inc Financial Services	Reduced	774	-124	$385,413	−14.2%	0.23%
BNDW	Vanguard Scottsdale Funds	NEW	5,850	NEW	$385,222	NEW	0.23%
FAUG	FT Vest U.S. Equity Buffer ETF - August	Held	5,888	0	$339,207	+2.0%	0.20%
DFAT	Dimensional U.S. Targeted Value ETF	Reduced	5,011	-1,882	$332,930	−30.9%	0.20%
AGG	iShares Core U.S. Aggregate Bond ETF	NEW	3,179	NEW	$300,542	NEW	0.18%
CPSR	Calamos S&P 500 Structured Alt Protection ETF - March	Held	11,455	0	$299,777	+1.3%	0.18%
CPRO		Held	9,530	0	$272,566	+1.5%	0.16%
CPSF		Reduced	9,685	-2,076	$257,811	−16.3%	0.15%
IWM	iShares Russell 2000 ETF	Reduced	875	-35	$243,153	−11.1%	0.14%
DISV	Dimensional International Small Cap Value ETF	Held	5,410	0	$234,198	+7.9%	0.14%
TSM	Taiwan Semiconductor Manufacturing Co Ltd Technology	Held	488	0	$222,620	−4.5%	0.13%
GOOGL	Alphabet Inc. Communication Services	Reduced	632	-29	$217,458	−7.9%	0.13%
AVGO	Broadcom Inc. Technology	Reduced	597	-38	$209,660	−12.6%	0.12%
DFAS	Dimensional U.S. Small Cap ETF	Held	2,647	0	$204,930	−6.0%	0.12%
JNJ	Johnson & Johnson Healthcare	NEW	763	NEW	$201,996	NEW	0.12%
CPST	Calamos S&P 500 Structured Alt Protection ETF - September	NEW	7,125	NEW	$200,283	NEW	0.12%

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.