Garton & Associates Financial Advisors LLC
Registered adviserRegulatory profile
From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.
| Rosters | Regulatory AUM | Main clients |
|---|---|---|
| Apr 2026 to Nov 2026 | $215,376,210 | Individuals and high net worth (85%) |
| Apr 2025 to Mar 2026 | $184,871,474 | Individuals and high net worth (86%) |
| Apr 2024 to Mar 2025 | $159,751,600 | Individuals and high net worth (85%) |
| May 2023 to Mar 2024 | $137,292,287 | Individuals and high net worth (85%) |
| Apr 2023 | $137,292,287 | Individuals and high net worth (85%) |
| Jun 2022 to Mar 2023 | $149,526,603 | Individuals and high net worth (87%) |
Portfolio style
Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.
Closest benchmark: the Nasdaq-100 as of 2026-06-30, active share 84.3%; sector active share 20.6% against the combined 13F book's sector weights.
Over time 3 measured quarters
How the bands are measured
Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.
Clone Performance
Build a hypothetical price-return history from this filer's public 13F holdings.
View clone backtestPortfolio Concentration
25 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026Portfolio Trend
Sector Breakdown
As of Sep 30, 2026| Sector | % Portfolio | Value |
|---|---|---|
| Technology | 30.7% | $11,274,732 |
| Consumer Cyclical | 19.1% | $7,013,132 |
| Unclassified | 13.9% | $5,112,705 |
| Industrials | 7.9% | $2,887,742 |
| Financial Services | 7.6% | $2,803,323 |
| Consumer Defensive | 7.1% | $2,591,474 |
| Utilities | 6.4% | $2,365,677 |
| Healthcare | 2.8% | $1,036,060 |
| Communication Services | 2.0% | $740,186 |
| Real Estate | 1.3% | $477,647 |
| Energy | 1.2% | $423,759 |
Last Quarter's Activity
Export CSVAdded To
Positions the filer increased| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| HAS | Hasbro, Inc. | +10,227 | 22,752 | $1,994,895 | |
| TCAF | T. Rowe Price Capital Appreciation Equity ETF | +1,668 | 52,575 | $2,222,345 | |
| QQQM | Invesco Ltd. | +923 | 13,425 | $0 | |
| EPD | Enterprise Products Partners L.P. | +692 | 11,900 | $423,759 | |
| T | At&T Inc. | +689 | 20,993 | $512,229 | |
| AMZN | Amazon Com Inc | +399 | 16,026 | $3,992,877 | |
| VYMI | VANGUARD INTERNATIONAL HIGH DIVIDEND YIELD INDEX FUND | +307 | 17,937 | $1,813,968 | |
| PFE | Pfizer Inc | +20 | 17,752 | $506,287 | |
| KO | Coca Cola Co | +7 | 16,690 | $1,436,675 | |
| No positions match the current search. | |||||
Trimmed
Positions the filer reduced| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| AMCR | Amcor plc | −24,510 | 24,495 | $1,025,360 | |
| EXC | Exelon Corp | −12,138 | 16,771 | $677,548 | |
| CMCSA | Comcast Corp | −11,492 | 10,476 | $227,957 | |
| PEP | Pepsico Inc | −3,238 | 9,113 | $1,154,799 | |
| AVGO | Broadcom Inc. | −367 | 14,168 | $4,975,659 | |
| RBCAA | Republic Bancorp Inc | −360 | 15,203 | $1,394,115 | |
| AAPL | Apple Inc. | −147 | 18,915 | $6,299,073 | |
| SCHD | Schwab U.S. Dividend Equity ETF | −39 | 12,422 | $404,087 | |
| SPHY | State Street(R) SPDR(R) Portfolio High Yield Bond ETF | −9 | 16,099 | $363,676 | |
| No positions match the current search. | |||||
New Positions
Positions the filer opened this quarter| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| RELX | Relx PLC | 55,208 | $1,831,801 | |
| POR | Portland General Electric Co | 37,825 | $1,688,129 | |
| EWBC | East West Bancorp Inc | 11,371 | $1,409,208 | |
| OTIS | Otis Worldwide Corp | 16,417 | $1,055,941 | |
| GSK | GSK plc | 10,998 | $529,773 | |
| AMT | American Tower Corp | 2,918 | $477,647 | |
| FDVV | Fidelity High Dividend ETF | 5,082 | $308,629 | |
| No positions match the current search. | ||||
Sold Out
Positions the filer fully exited| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| ABBV | AbbVie Inc. | 10,238 | $2,576,290 | |
| DUK | Duke Energy CORP | 16,757 | $2,121,101 | |
| TMUS | T-Mobile US, Inc. | 11,972 | $2,008,063 | |
| GNTX | Gentex Corp | 56,273 | $1,422,018 | |
| UBER | Uber Technologies, Inc | 19,331 | $1,394,924 | |
| ENB | Enbridge Inc | 15,465 | $838,357 | |
| No positions match the current search. | ||||
| Ticker | Company | Type | Shares | Value (USD) | % of Portfolio | History |
|---|---|---|---|---|---|---|
| AAPL |
Apple Inc.
Technology
|
Reduced | 18,915 | $6,299,073 | 17.15% | |
| AVGO |
Broadcom Inc.
Technology
|
Reduced | 14,168 | $4,975,659 | 13.55% | |
| AMZN |
Amazon Com Inc
Consumer Cyclical
|
Added | 16,026 | $3,992,877 | 10.87% | |
| TCAF |
T. Rowe Price Capital Appreciation Equity ETF
|
Added | 52,575 | $2,222,345 | 6.05% | |
| HAS |
Hasbro, Inc.
Consumer Cyclical
|
Added | 22,752 | $1,994,895 | 5.43% | |
| RELX |
Relx PLC
Industrials
|
NEW | 55,208 | $1,831,801 | 4.99% | |
| VYMI |
VANGUARD INTERNATIONAL HIGH DIVIDEND YIELD INDEX FUND
|
Added | 17,937 | $1,813,968 | 4.94% | |
| POR |
Portland General Electric Co
Utilities
|
NEW | 37,825 | $1,688,129 | 4.60% | |
| KO |
Coca Cola Co
Consumer Defensive
|
Added | 16,690 | $1,436,675 | 3.91% | |
| EWBC |
East West Bancorp Inc
Financial Services
|
NEW | 11,371 | $1,409,208 | 3.84% | |
| RBCAA |
Republic Bancorp Inc
Financial Services
|
Reduced | 15,203 | $1,394,115 | 3.80% | |
| PEP |
Pepsico Inc
Consumer Defensive
|
Reduced | 9,113 | $1,154,799 | 3.14% | |
| OTIS |
Otis Worldwide Corp
Industrials
|
NEW | 16,417 | $1,055,941 | 2.88% | |
| AMCR |
Amcor plc
Consumer Cyclical
|
Reduced | 24,495 | $1,025,360 | 2.79% | |
| EXC |
Exelon Corp
Utilities
|
Reduced | 16,771 | $677,548 | 1.84% | |
| GSK |
GSK plc
Healthcare
|
NEW | 10,998 | $529,773 | 1.44% | |
| T |
At&T Inc.
Communication Services
|
Added | 20,993 | $512,229 | 1.39% | |
| PFE |
Pfizer Inc
Healthcare
|
Added | 17,752 | $506,287 | 1.38% | |
| AMT |
American Tower Corp
Real Estate
|
NEW | 2,918 | $477,647 | 1.30% | |
| EPD |
Enterprise Products Partners L.P.
Energy
|
Added | 11,900 | $423,759 | 1.15% | |
| SCHD |
Schwab U.S. Dividend Equity ETF
|
Reduced | 12,422 | $404,087 | 1.10% | |
| SPHY |
State Street(R) SPDR(R) Portfolio High Yield Bond ETF
|
Reduced | 16,099 | $363,676 | 0.99% | |
| FDVV |
Fidelity High Dividend ETF
|
NEW | 5,082 | $308,629 | 0.84% | |
| CMCSA |
Comcast Corp
Communication Services
|
Reduced | 10,476 | $227,957 | 0.62% | |
| QQQM |
Invesco Ltd.
Financial Services
|
Added | 13,425 | $0 | 0.00% |
Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.