TOP Private Wealth LLC.
Registered adviserRegulatory profile
From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.
In the firm's words
- Index / passive:
We may engage in both passive and active investing in Client’s portfolio.
- Multi-asset:
we begin by attempting to identify an appropriate ratio of equities, fixed income, and cash (i.e. “asset allocation”) suitable to the Client’s investment goals and risk tolerance.
- Fixed income / rates:
We primarily advise our Clients regarding investments in stocks, bonds, mutual funds, ETFs, U.S. government and municipal securities, and cash and cash equivalents.
- Income:
Account supervision is guided by the stated objectives of the Client (e.g., maximum capital appreciation, growth, income, or growth, and income), as well as risk tolerance and tax considerations.
- Value:
We believe the securities to be currently undervalued, and/or
- Private markets:
TPW and its representative may from time to time recommend less traditional assets (sometimes called “alternative investments”) in combination with more traditional assets like stocks and bonds, when suitable. Alternative investments can include: commodities, currency hedging, direct lending, hedge funds, precious metals, private equity, venture capital, among others.
- Wealth management / planning:
We offer Investment Management and Financial Planning.
Portfolio style
Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.
Closest benchmark: every 13F filer's combined book, active share 89.6%; sector active share 74.8% against the combined 13F book's sector weights.
How the bands are measured
Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.
Clone Performance
Build a hypothetical price-return history from this filer's public 13F holdings.
View clone backtestPortfolio Concentration
139 tracked positions · as of Jun 30, 2026Sector Breakdown
As of Jun 30, 2026| Sector | % Portfolio | Value |
|---|---|---|
| Unclassified | 87.7% | $91,375,787 |
| Financial Services | 8.8% | $9,166,995 |
| Technology | 1.1% | $1,164,061 |
| Industrials | 1.1% | $1,142,498 |
| Healthcare | 1.0% | $1,042,518 |
| Real Estate | 0.1% | $135,809 |
| Consumer Cyclical | 0.1% | $131,738 |
| Consumer Defensive | 0.0% | $40,349 |
| Communication Services | 0.0% | $23,954 |
| Utilities | 0.0% | $21,175 |
| Ticker | Company | Type | Shares | Value (USD) | % of Portfolio | History |
|---|---|---|---|---|---|---|
| SPYM |
State Street(R) SPDR(R) Portfolio S&P 500(R) ETF
|
First | 209,007 | $18,367,535 | 17.62% | |
| SPY |
Spdr S&P 500 ETF Trust
|
First | 14,733 | $11,002,162 | 10.55% | |
| SPYV |
State Street(R) SPDR(R) Portfolio S&P 500(R) Value ETF
|
First | 142,308 | $8,650,903 | 8.30% | |
| XLI |
State Street(R) Industrial Select Sector SPDR(R) ETF
|
First | 43,178 | $7,997,860 | 7.67% | |
| QQQ |
Invesco Qqq Trust, Series 1
|
First | 8,419 | $6,199,751 | 5.95% | |
| PSCI |
Invesco Ltd.
Financial Services
|
First | 29,935 | $5,569,706 | 5.34% | |
| SPMD |
State Street(R) SPDR(R) Portfolio S&P 400(TM) Mid Cap ETF
|
First | 79,919 | $5,399,327 | 5.18% | |
| PAAA |
PGIM AAA CLO ETF
|
First | 80,693 | $4,137,130 | 3.97% | |
| AGG |
iShares Core U.S. Aggregate Bond ETF
|
First | 32,967 | $3,263,073 | 3.13% | |
| JAAA |
Janus Henderson AAA CLO ETF
|
First | 61,358 | $3,097,965 | 2.97% | |
| IEF |
iShares 7-10 Year Treasury Bond ETF
|
First | 30,812 | $2,913,890 | 2.80% | |
| DIA |
Spdr Dow Jones Industrial Average ETF Trust
|
First | 5,524 | $2,885,682 | 2.77% | |
|
|
First | 16,345 | $2,703,136 | 2.59% | ||
| RWL |
Invesco Ltd.
Financial Services
|
First | 13,398 | $1,711,728 | 1.64% | |
| IVV |
iShares Core S&P 500 ETF
|
First | 2,205 | $1,651,302 | 1.58% | |
| IDMO |
Invesco Ltd.
Financial Services
|
First | 23,586 | $1,421,999 | 1.36% | |
| BUFF |
|
First | 25,345 | $1,335,174 | 1.28% | |
| SPTI |
State Street(R) SPDR(R) Portfolio Intermediate Term Treasury ETF
|
First | 42,046 | $1,193,685 | 1.15% | |
| SPDW |
State Street(R) SPDR(R) Portfolio Developed World ex-US ETF
|
First | 22,120 | $1,114,626 | 1.07% | |
| SPAB |
State Street(R) SPDR(R) Portfolio Aggregate Bond ETF
|
First | 41,907 | $1,069,466 | 1.03% | |
| XLK |
State Street(R) Technology Select Sector SPDR(R) ETF
|
First | 5,421 | $1,032,808 | 0.99% | |
| XLE |
State Street(R) Energy Select Sector SPDR(R) ETF
|
First | 17,315 | $919,599 | 0.88% | |
| RTX |
RTX Corp
Industrials
|
First | 4,302 | $816,218 | 0.78% | |
| FLAX |
Franklin FTSE Asia ex Japan ETF
|
First | 21,809 | $812,865 | 0.78% | |
| SPYG |
State Street(R) SPDR(R) Portfolio S&P 500(R) Growth ETF
|
First | 5,450 | $648,495 | 0.62% | |
| IWF |
iShares Russell 1000 Growth ETF
|
First | 3,894 | $483,517 | 0.46% | |
| XLC |
State Street(R) Communication Services Select Sector SPDR(R) ETF
|
First | 4,431 | $474,693 | 0.46% | |
| IJR |
iShares Core S&P Small-Cap ETF
|
First | 3,140 | $465,693 | 0.45% | |
| AAPL |
Apple Inc.
Technology
|
First | 1,498 | $433,461 | 0.42% | |
|
|
First | 15,661 | $433,026 | 0.42% | ||
| UNH |
Unitedhealth Group Inc
Healthcare
|
First | 1,003 | $416,876 | 0.40% | |
| XLU |
State Street(R) Utilities Select Sector SPDR(R) ETF
|
First | 7,747 | $351,248 | 0.34% | |
| MSFT |
Microsoft Corp
Technology
|
First | 902 | $336,464 | 0.32% | |
| SPIB |
State Street(R) SPDR(R) Portfolio Intermediate Term Corporate Bond ETF
|
First | 9,822 | $328,644 | 0.32% | |
| LLY |
ELI LILLY & Co
Healthcare
|
First | 242 | $290,262 | 0.28% | |
| JNJ |
Johnson & Johnson
Healthcare
|
First | 1,043 | $264,890 | 0.25% | |
| NVDA |
Nvidia Corp
Technology
|
First | 1,143 | $228,702 | 0.22% | |
| JPM |
Jpmorgan Chase & Co
Financial Services
|
First | 669 | $218,983 | 0.21% | |
|
|
First | 3,380 | $206,518 | 0.20% | ||
| VOO |
VANGUARD 500 INDEX FUND
|
First | 280 | $192,306 | 0.18% | |
| ESGD |
iShares ESG Aware MSCI EAFE ETF
|
First | 1,870 | $192,254 | 0.18% | |
| VO |
VANGUARD MID-CAP INDEX FUND
|
First | 1,738 | $140,030 | 0.13% | |
| ICSH |
iShares Ultra Short Duration Bond Active ETF
|
First | 2,575 | $130,243 | 0.12% | |
| OTIS |
Otis Worldwide Corp
Industrials
|
First | 1,621 | $116,063 | 0.11% | |
| BBJP |
JPMorgan BetaBuilders Japan ETF
|
First | 1,435 | $108,069 | 0.10% | |
| IWM |
iShares Russell 2000 ETF
|
First | 339 | $101,852 | 0.10% | |
| TSLA |
Tesla, Inc.
Consumer Cyclical
|
First | 229 | $96,317 | 0.09% | |
| IVE |
iShares S&P 500 Value ETF
|
First | 423 | $96,046 | 0.09% | |
| CARR |
CARRIER GLOBAL Corp
Industrials
|
First | 1,243 | $91,174 | 0.09% | |
| PBUS |
Invesco Ltd.
Financial Services
|
First | 1,196 | $89,508 | 0.09% |
Showing the top 50 of 139 positions. Create a free account to see every position, past quarters, search, filters and CSV export.
Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.