Nova Financial LLC

Registered adviser

CIK

2158449

Location

TUCSON, AZ

Portfolio Value

Small $232,231,628

Diversification

Diversified

Filing Date

Sep 30, 2026

Top Industry

Semiconductors 7.8%

Period ended 37 days ago

Filed Nov 4, 2026 · 2d

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Nov 1, 2026

Form ADV adviser

CRD 150148

Roster of Nov 1, 2026

Regulatory AUM

$469,445,760

Main clients

Individuals and high net worth (100% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Nov 2026	$469,445,760	Individuals and high net worth (100%)
Apr 2025 to Mar 2026	$391,234,000	Individuals and high net worth (100%)
Apr 2024 to Mar 2025	$342,468,206	Individuals and high net worth (100%)
May 2023 to Mar 2024	$290,301,691	Individuals and high net worth (99%)
Apr 2023	$290,301,691	Individuals and high net worth (99%)
Apr 2022 to Mar 2023	$308,496,440	Individuals and high net worth (99%)

3 earlier changes not shown.

Portfolio style

Not measured yet. Quarters are measured from the first covered 13F quarter, once each filing window closes.

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

861 tracked positions · as of Sep 30, 2026

Top Position

24.0%

of portfolio value

Top 5

41.1%

of portfolio value

Top 10

51.1%

of portfolio value

HHI

727

Diversified

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	53.2%	$123,563,666	316
Technology	12.4%	$28,833,665	77
Financial Services	8.3%	$19,288,442	80
Energy	5.4%	$12,517,836	42
Industrials	3.6%	$8,394,192	71
Consumer Cyclical	3.4%	$7,900,004	51
Basic Materials	3.4%	$7,861,324	38
Communication Services	3.4%	$7,801,100	29
Consumer Defensive	3.2%	$7,315,536	31
Healthcare	2.2%	$5,128,718	71
Utilities	0.9%	$2,075,440	24
Real Estate	0.7%	$1,551,705	31

Portfolio Positions

Compact Export CSV View 13F filing

861 tracked positions · $232,231,628 total · filing declares 865 positions · $237,872,621 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 861 positions by value · page 1 of 18

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
JPST	JPMorgan Ultra-Short Income ETF	First	688,143	—	$34,661,762	—	14.93%
IWF	iShares Russell 1000 Growth ETF	First	82,411	—	$10,322,801	—	4.45%
AAPL	Apple Inc. Technology	First	22,557	—	$7,511,932	—	3.23%
JGRO	JPMorgan Active Growth ETF	First	72,349	—	$6,987,466	—	3.01%
JEPI	JPMorgan Equity Premium Income ETF	First	115,943	—	$6,518,315	—	2.81%
IAU	Ishares Gold Trust	First	78,763	—	$6,151,390	—	2.65%
SPY	Spdr S&P 500 ETF Trust	First	7,809	—	$5,955,377	—	2.56%
MSFT	Microsoft Corp Technology	First	9,198	—	$4,717,654	—	2.03%
NVDA	Nvidia Corp Technology	First	19,851	—	$4,533,571	—	1.95%
AMZN	Amazon Com Inc Consumer Cyclical	First	16,697	—	$4,160,057	—	1.79%
C	Citigroup Inc Financial Services	First	29,025	—	$3,758,157	—	1.62%
MO	Altria Group, Inc. Consumer Defensive	First	53,028	—	$3,570,905	—	1.54%
XOM	ExxonMobil Holdings Corp Energy	First	21,226	—	$3,454,531	—	1.49%
WPM	Wheaton Precious Metals Corp. Basic Materials	First	24,891	—	$3,328,424	—	1.43%
DFAU	Dimensional US Core Equity Market ETF	First	61,821	—	$3,236,947	—	1.39%
URI	United Rentals, Inc. Industrials	First	3,176	—	$3,178,477	—	1.37%
PYPL	PayPal Holdings, Inc. Financial Services	First	57,424	—	$3,016,482	—	1.30%
JEPQ	JPMorgan Nasdaq Equity Premium Income ETF	First	48,104	—	$2,946,851	—	1.27%
IWD	iShares Russell 1000 Value ETF	First	10,381	—	$2,573,761	—	1.11%
SCCO	Southern Copper Corp Basic Materials	First	12,646	—	$2,564,108	—	1.10%
GOOGL	Alphabet Inc. Communication Services	First	7,048	—	$2,425,075	—	1.04%
GS	Goldman Sachs Group Inc Financial Services	First	2,563	—	$2,307,622	—	0.99%
IJH	iShares Core S&P Mid-Cap ETF	First	30,136	—	$2,168,285	—	0.93%
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	First	5,680	—	$2,125,683	—	0.92%
META	Meta Platforms, Inc. Communication Services	First	2,763	—	$2,003,672	—	0.86%
PULS	PGIM Ultra Short Bond ETF	First	40,399	—	$1,998,134	—	0.86%
JIRE	JPMorgan International Research Enhanced Equity ETF	First	23,973	—	$1,969,621	—	0.85%
CGGR	Capital Group Growth ETF	First	40,184	—	$1,905,927	—	0.82%
IJR	iShares Core S&P Small-Cap ETF	First	12,791	—	$1,740,087	—	0.75%
ET	Energy Transfer LP Energy	First	87,896	—	$1,737,703	—	0.75%
PLTR	Palantir Technologies Inc. Technology	First	9,175	—	$1,716,183	—	0.74%
ZROZ	PIMCO 25+ Year Zero Coupon U.S. Treasury Index Exchange-Traded Fund	First	30,183	—	$1,627,467	—	0.70%
WFRD	Weatherford International plc Energy	First	19,789	—	$1,556,998	—	0.67%
HPE	Hewlett Packard Enterprise Co Technology	First	24,067	—	$1,537,640	—	0.66%
MS	Morgan Stanley Financial Services	First	8,098	—	$1,523,071	—	0.66%
AIG	American International Group, Inc. Financial Services	First	19,863	—	$1,478,204	—	0.64%
DCOR	Dimensional ETF Trust	First	17,370	—	$1,435,804	—	0.62%
JHMD	John Hancock Multifactor Developed International ETF	First	31,187	—	$1,383,143	—	0.60%
JAVA	JPMorgan Active Value ETF	First	16,920	—	$1,348,862	—	0.58%
GOOG	Alphabet Inc. Communication Services	First	3,934	—	$1,340,471	—	0.58%
BP	Bp PLC Energy	First	30,300	—	$1,332,897	—	0.57%
JNJ	Johnson & Johnson Healthcare	First	4,997	—	$1,322,905	—	0.57%
WFC	Wells Fargo & Company Financial Services	First	16,190	—	$1,296,009	—	0.56%
JDVL	John Hancock Disciplined Value Select ETF	First	39,942	—	$1,248,187	—	0.54%
JPM	Jpmorgan Chase & Co Financial Services	First	3,766	—	$1,245,905	—	0.54%
MU	Micron Technology Inc Technology	First	1,169	—	$1,245,113	—	0.54%
BX	Blackstone Inc. Financial Services	First	10,415	—	$1,167,417	—	0.50%
MINT	PIMCO Enhanced Short Maturity Active Exchange-Traded Fund	First	11,248	—	$1,130,986	—	0.49%
PLD	Prologis, Inc. Real Estate	First	8,638	—	$1,121,557	—	0.48%
HELO	JPMorgan Hedged Equity Laddered Overlay ETF	First	16,170	—	$1,118,478	—	0.48%

Showing the top 50 of 861 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.