Beneficial ownership — 13D / 13G
85,680 recent Schedule 13D / 13G filings — activist (13D) and passive (13G) stakes above 5% of a class.
Coverage begins December 2024, when the SEC required these schedules to be filed as structured XML.
| Reporting person | Issuer | Schedule | % of class | Event date | Filed |
|---|---|---|---|---|---|
| GOLDMAN SACHS GROUP INC | LGND Ligand Pharmaceuticals Inc | 13G | 6.8% | Dec 29, 2023 | 2y |
| Capital International Investors | ITT Itt Inc. | 13G/A | 11.9% | Dec 29, 2023 | 2y |
| GOLDMAN SACHS GROUP INC | SLN Silence Therapeutics plc | 13G/A | 2.2% | Dec 29, 2023 | 2y |
| Capital World Investors | ARES Ares Management Corp | 13G/A | 6% | Dec 29, 2023 | 2y |
| Invesco Ltd. | BAB Invesco Exchange-Traded Fund Trust II | 13G/A | 17.1% | Dec 29, 2023 | 2y |
| Odyssey Health, Inc. | OGEN Oragenics Inc | 13D | 16.6% | Dec 28, 2023 | 2y |
| TOCQUEVILLE ASSET MANAGEMENT L.P. | CSBR Champions Oncology, Inc. | 13G | 5% | Dec 28, 2023 | 2y |
| Cantor Fitzgerald Securities | PARA Parabolic Technologies, Inc. | 13G | 8.8% | Dec 28, 2023 | 2y |
| Hertford Advisors Ltd. | DRK DarkHorse Technologies Inc. | 13G | 9.99% | Dec 26, 2023 | 2y |
| Michael Bigger | BDRX Biodexa Pharmaceuticals Plc | 13G | 9.9% | Dec 21, 2023 | 2y |
| TOCQUEVILLE ASSET MANAGEMENT L.P. | NCSM NCS Multistage Holdings, Inc. | 13G | 5.5% | Dec 6, 2023 | 2y |
| Bulldog Investors, LLP | CCIF Carlyle Credit Income Fund | 13D/A | 1.2% | Nov 30, 2023 | 2y |
| Saudi Research and Media Group | ANGH Anghami Inc | 13G | 6.9% | Nov 29, 2023 | 2y |
| Cantor Fitzgerald Securities | AMOD Alpha Modus Holdings, Inc. | 13G | 5.5% | Nov 15, 2023 | 2y |
| K2 PRINCIPAL FUND, L.P. | ILLMF illumin Holdings Inc. | 13G/A | 3.26% | Apr 14, 2023 | 2y |
| K2 PRINCIPAL FUND, L.P. | SJT San Juan Basin Royalty Trust | 13G/A | 4.75% | Feb 23, 2023 | 2y |
| Gareth Sheridan | NTRB NutriBand Inc. | 13G | 19.88% | Feb 15, 2022 | 2y |
| Arthur Richards Rule IV | SII Sprott Inc. | 13G/A | 10.5% | Dec 31, 2020 | 2y |
| ARISON MICKY MEIR | CCL Carnival Corp Ltd. | 13D/A | 7.7% | Feb 9, 2024 | 2y |
| Zeno Investment Master Fund | MLKMF Waldencast plc | 13D/A | 18.8% | Feb 9, 2024 | 2y |
| LSP 6 Holding C.V. | NKTX Nkarta, Inc. | 13D/A | 5.8% | Feb 8, 2024 | 2y |
| Velan Capital Investment Management LP | JSPR Jasper Therapeutics, Inc. | 13D/A | 9.8% | Feb 8, 2024 | 2y |
| GAMCO INVESTORS, INC. ET AL | FARM FARMER BROTHERS CO | 13D/A | 3.7% | Feb 8, 2024 | 2y |
| GAMCO INVESTORS, INC. ET AL | CYT Cyteir Therapeutics, Inc. Common Stock | 13D/A | 3.66% | Feb 8, 2024 | 2y |
| Liang Meng | HOLI Hollsys Automation Technologies INTERNATIONAL, LTD. COMMON (British Virgin Island) | 13D/A | 13.7% | Feb 8, 2024 | 2y |
| Saba Capital Management, L.P. | ADX Adams Diversified Equity Fund, Inc. | 13D/A | 6.55% | Feb 8, 2024 | 2y |
| Eric R. Colson | APAM Artisan Partners Asset Management Inc. | 13D/A | 12.3% | Feb 7, 2024 | 2y |
| Walgreens Boots Alliance, Inc. | COR Cencora, Inc. | 13D/A | 13.2% | Feb 7, 2024 | 2y |
| Mill Road Capital III, L.P. | ALTG Alta Equipment Group Inc. | 13D/A | 9.4% | Feb 7, 2024 | 2y |
| K2 PRINCIPAL FUND, L.P. | HHLA HH&L Acquisition Co. | 13G | 7.08% | Feb 7, 2024 | 2y |
| Chad Richison | PAYC Paycom Software, Inc. | 13D/A | 11.6% | Feb 7, 2024 | 2y |
| Monte M. Brem | STEP StepStone Group Inc. | 13D/A | 49.8% | Feb 7, 2024 | 2y |
| BRC Group Holdings, Inc. | ALTG Alta Equipment Group Inc. | 13D/A | 0.7% | Feb 7, 2024 | 2y |
| Troy Dias | POL Polished.com Inc. | 13G | 11.85% | Feb 7, 2024 | 2y |
| Alpha Wave Global, LP | ANRO Alto Neuroscience, Inc. | 13G | 13.8% | Feb 6, 2024 | 2y |
| Lind Global Fund II LP | CING Cingulate Inc. | 13G | 9.9% | Feb 6, 2024 | 2y |
| Peter J. Werth | CING Cingulate Inc. | 13D/A | 19.99% | Feb 6, 2024 | 2y |
| COWEN AND COMPANY, LLC | TCOA Zalatoris Acquisition Corp. | 13G | 3.93% | Feb 2, 2024 | 2y |
| Chong Chan Teo | TGL Treasure Global Inc | 13D | 5.7% | Feb 2, 2024 | 2y |
| SPRING CREEK CAPITAL LLC | USAR USA Rare Earth, Inc. | 13G | 5.45% | Feb 2, 2024 | 2y |
| Tencent Holdings Limited | AS Amer Sports, Inc. | 13D | 6.5% | Feb 1, 2024 | 2y |
| Dodge & Cox | JCI Johnson Controls International plc | 13G/A | 11% | Jan 31, 2024 | 2y |
| MASSACHUSETTS FINANCIAL SERVICES CO /MA/ | DNB Dun & Bradstreet Holdings, Inc. | 13G/A | 10.6% | Jan 31, 2024 | 2y |
| BlackRock Inc. | SSTI Soundthinking, Inc. | 13G/A | 4.9% | Jan 31, 2024 | 2y |
| EARNEST PARTNERS LLC | FCFS FirstCash Holdings, Inc. | 13G/A | 5.1% | Jan 31, 2024 | 2y |
| MORGAN STANLEY | NCZ Virtus Convertible & Income Fund II | 13G/A | 10.1% | Jan 31, 2024 | 2y |
| Bank of New York Mellon Corp | LRGE Legg Mason ETF Investment Trust | 13G/A | 18.23% | Jan 31, 2024 | 2y |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | IAE Voya Asia Pacific High Dividend Equity Income Fund | 13G/A | 32.5% | Jan 31, 2024 | 2y |
| Stonepine Capital Management, LLC | KPRX Kiora Pharmaceuticals Inc | 13G | 9.99% | Jan 31, 2024 | 2y |
| Bank of New York Mellon Corp | BUYZ Franklin Templeton ETF Trust | 13G/A | 5.5% | Jan 31, 2024 | 2y |