Beneficial ownership — 13D / 13G
85,680 recent Schedule 13D / 13G filings — activist (13D) and passive (13G) stakes above 5% of a class.
Coverage begins December 2024, when the SEC required these schedules to be filed as structured XML.
| Reporting person | Issuer | Schedule | % of class | Event date | Filed |
|---|---|---|---|---|---|
| Hudson Bay Capital Management LP | DPCS DP Cap Acquisition Corp I Class A Ordinary Shares | 13G | 9.85% | Dec 31, 2023 | 2y |
| Allred Aaron R | UPBD Upbound Group, Inc. | 13G/A | 9.4% | Dec 31, 2023 | 2y |
| COWEN AND COMPANY, LLC | LCAA L Catterton Asia Acquisition Corp Class A Ordinary Shares | 13G/A | 3.24% | Dec 29, 2023 | 2y |
| Cowen Financial Products LLC | AGAC African Gold Acquisition Corporation | 13G/A | 0% | Dec 29, 2023 | 2y |
| COWEN AND COMPANY, LLC | AFJK Aimei Health Technology Co., Ltd. | 13G | 5.3% | Dec 29, 2023 | 2y |
| Cowen Financial Products LLC | JNCE Jounce Therapeutics, Inc. Common Stock | 13G/A | 0% | Dec 29, 2023 | 2y |
| COWEN AND COMPANY, LLC | TRCA Twin Ridge Capital Acquisition Corp. | 13G/A | 0% | Dec 29, 2023 | 2y |
| COWEN AND COMPANY, LLC | AOGO Arogo Capital Acquisition Corp. Class A Common Stock | 13G | 7.1% | Dec 29, 2023 | 2y |
| COWEN AND COMPANY, LLC | JWSMF Jaws Mustang Acquisition Corp | 13G | 5.9% | Dec 29, 2023 | 2y |
| Cowen Financial Products LLC | SLVM Sylvamo Corp | 13G/A | 0% | Dec 29, 2023 | 2y |
| Cowen Financial Products LLC | SCPH scPharmaceuticals Inc. Common Stock | 13G/A | 0% | Dec 29, 2023 | 2y |
| WESTFIELD CAPITAL MANAGEMENT CO LP | ASND Ascendis Pharma A/S | 13G/A | 7.05% | Dec 29, 2023 | 2y |
| GOLDMAN SACHS GROUP INC | BATL Battalion Oil Corp | 13G/A | 4% | Dec 29, 2023 | 2y |
| COWEN AND COMPANY, LLC | LGAC Lazard Growth Acquisition Corp. I Ordinary Shares | 13G/A | 0% | Dec 29, 2023 | 2y |
| COWEN AND COMPANY, LLC | KRNL Kernel Group Holdings, Inc. Class A Ordinary Shares | 13G | 5.8% | Dec 29, 2023 | 2y |
| COWEN AND COMPANY, LLC | ANSC Agriculture & Natural Solutions Acquisition Corp | 13G | 6.2% | Dec 29, 2023 | 2y |
| Cowen Financial Products LLC | CWLXF C21 Investments Inc. | 13G/A | 0% | Dec 29, 2023 | 2y |
| Cowen Financial Products LLC | TARS Tarsus Pharmaceuticals, Inc. | 13G/A | 5.77% | Dec 29, 2023 | 2y |
| COWEN AND COMPANY, LLC | CNDA Concord Acquisition Corp II | 13G | 5.5% | Dec 29, 2023 | 2y |
| COWEN AND COMPANY, LLC | KCGI Kensington Capital Acquisition Corp. V | 13G | 6.6% | Dec 29, 2023 | 2y |
| COWEN AND COMPANY, LLC | PRIAF Prime Impact Acquisition I | 13G/A | 0% | Dec 29, 2023 | 2y |
| COWEN AND COMPANY, LLC | GLST Global Star Acquisition, Inc. Class A Common Stock | 13G | 6% | Dec 29, 2023 | 2y |
| Cowen Financial Products LLC | LL LL Flooring Holdings, Inc. | 13G/A | 5.26% | Dec 29, 2023 | 2y |
| Cowen Financial Products LLC | ACET Adicet Bio, Inc. | 13G/A | 6.29% | Dec 29, 2023 | 2y |
| COWEN AND COMPANY, LLC | CURR Currenc Group Inc. | 13G | 7.2% | Dec 29, 2023 | 2y |
| Cowen Financial Products LLC | APYX Apyx Medical Corp | 13G/A | 0% | Dec 29, 2023 | 2y |
| GOLDMAN SACHS GROUP INC | BNL Broadstone Net Lease, Inc. | 13G/A | 0.2% | Dec 29, 2023 | 2y |
| COWEN AND COMPANY, LLC | GAQ Generation Asia I Acquisition Limited Class A Ordinary Shares | 13G | 5.5% | Dec 29, 2023 | 2y |
| Cowen Financial Products LLC | GTBIF Green Thumb Industries Inc. | 13G/A | 0% | Dec 29, 2023 | 2y |
| COWEN AND COMPANY, LLC | FTII FutureTech II Acquisition Corp. | 13G | 6.8% | Dec 29, 2023 | 2y |
| GOLDMAN SACHS GROUP INC | BLFS Biolife Solutions Inc | 13G | 5.5% | Dec 29, 2023 | 2y |
| Cowen Financial Products LLC | TRLV Trulieve Cannabis Corp. | 13G/A | 0% | Dec 29, 2023 | 2y |
| COWEN AND COMPANY, LLC | SLAMF Slam Corp. | 13G/A | 3.16% | Dec 29, 2023 | 2y |
| Cowen Financial Products LLC | XGN Exagen Inc. | 13G/A | 5.27% | Dec 29, 2023 | 2y |
| Stephens Investments Holdings LLC | CONN Conn's Inc. | 13D/A | 9.7% | Dec 18, 2023 | 2y |
| Aberdeen Group plc | SHYF The Shyft Group, Inc. Common Stock | 13G/A | 0% | Nov 1, 2023 | 2y |
| 180 Degree Capital Corp. | SCOR Comscore, Inc. | 13D/A | 7.2% | Feb 1, 2024 | 2y |
| Jacobsen Per A. | BLIN Bridgeline Digital, Inc. | 13G/A | 7% | Feb 1, 2024 | 2y |
| James H. Dahl | AXR Amrep Corp. | 13D/A | 15.8% | Feb 1, 2024 | 2y |
| FONG GIFFORD | PNRG Primeenergy Resources Corp | 13D | 6.18% | Feb 1, 2024 | 2y |
| HESTIA CAPITAL PARTNERS LP | PBI Pitney Bowes Inc | 13D/A | 9% | Jan 31, 2024 | 2y |
| Legion Partners Asset Management, LLC | CCO Clear Channel Outdoor Holdings, Inc. | 13D/A | 5.4% | Jan 31, 2024 | 2y |
| Saba Capital Management, L.P. | ASA ASA Gold & Precious Metals Ltd | 13D/A | 16.87% | Jan 31, 2024 | 2y |
| Brookstone Capital Management | AAPR Innovator ETFs Trust | 13G/A | 1.91% | Jan 31, 2024 | 2y |
| Brookstone Capital Management | AAPR Innovator ETFs Trust | 13G | 12.87% | Jan 31, 2024 | 2y |
| Brookstone Capital Management | AAPR Innovator ETFs Trust | 13G | 19.03% | Jan 31, 2024 | 2y |
| Brookstone Capital Management | AFGR First Trust Exchange-Traded Fund VIII | 13G/A | 6.08% | Jan 31, 2024 | 2y |
| Christopher Scott Ginieczki, as Personal Representative of the Estate of Geoffrey S. M. Hedrick | IA Innovative Solutions & Support Inc | 13D/A | 8.58% | Jan 30, 2024 | 2y |
| GAMCO INVESTORS, INC. ET AL | MOD Modine Manufacturing Co | 13D/A | 3.73% | Jan 30, 2024 | 2y |
| Constellation Sponsor LP | CSTAF Constellation Acquisition Corp I | 13D/A | 84.7% | Jan 30, 2024 | 2y |