Beneficial ownership — 13D / 13G
85,017 recent Schedule 13D / 13G filings — activist (13D) and passive (13G) stakes above 5% of a class.
Coverage begins December 2024, when the SEC required these schedules to be filed as structured XML.
| Reporting person | Issuer | Schedule | % of class | Event date | Filed |
|---|---|---|---|---|---|
| Prasad Anjaneya Jeereddi | EHSI Elite Health Systems Inc. | 13D | 16.1% | Nov 27, 2023 | 2y |
| Campbell Richard D | VTLE Vital Energy, Inc. | 13D | 22.75% | Nov 22, 2023 | 2y |
| Thomas J. Herzfeld Advisors, Inc. | CCIF Carlyle Credit Income Fund | 13G/A | 4.36% | Nov 22, 2023 | 2y |
| Muthusamy Shanmugam | ANIP Ani Pharmaceuticals Inc | 13D/A | 5.07% | Nov 17, 2023 | 2y |
| Orin Hirschman | CLRB Cellectar Biosciences, Inc. | 13G | 9.9% | Nov 7, 2023 | 2y |
| FAIRFAX FINANCIAL HOLDINGS LTD/ CAN | ORLA Orla Mining Ltd. | 13G | 9.9% | May 12, 2023 | 2y |
| Blackstone Inc. | GRTXD Galera Therapeutics, Inc. | 13D/A | 4.2% | Dec 4, 2023 | 2y |
| Daniel G. Cohen | COHN Cohen & Co Inc. | 13D/A | 72.33% | Dec 2, 2023 | 2y |
| Lester R. Brafman | COHN Cohen & Co Inc. | 13D/A | 12.94% | Dec 2, 2023 | 2y |
| REH Company | HEP Holly Energy Partners, L.P. | 13D/A | 0% | Dec 1, 2023 | 2y |
| GAMCO INVESTORS, INC. ET AL | BELFA Bel Fuse Inc | 13D/A | 9.62% | Dec 1, 2023 | 2y |
| HF Sinclair Corporation | HEP Holly Energy Partners, L.P. | 13D/A | 100% | Dec 1, 2023 | 2y |
| Orin Hirschman | AIRG Airgain Inc | 13G/A | 0% | Dec 1, 2023 | 2y |
| Fund 1 Investments, LLC | TLYS Tilly's, Inc. | 13D/A | 28.82% | Dec 1, 2023 | 2y |
| REH Company | DINO HF Sinclair Corp | 13D/A | 14.4% | Dec 1, 2023 | 2y |
| Volta Energy Technologies, LLC | SLDP Solid Power, Inc. | 13G/A | 0% | Nov 30, 2023 | 2y |
| Gregory Boyd Penner | VIEW View, Inc. Class A Common Stock | 13G/A | 6.9% | Nov 30, 2023 | 2y |
| Brookfield Oaktree Holdings, LLC | IMPL Impel Pharmaceuticals Inc. Common Stock | 13D/A | 10.44% | Nov 30, 2023 | 2y |
| Saba Capital Management, L.P. | EMO ClearBridge Energy Midstream Opportunity Fund Inc. | 13D/A | 23.18% | Nov 30, 2023 | 2y |
| BRC Group Holdings, Inc. | PAAI Paradium.AI, Inc. | 13D/A | 0.3% | Nov 30, 2023 | 2y |
| Brookstone Capital Management | AAPR Innovator ETFs Trust | 13G | 10.88% | Nov 30, 2023 | 2y |
| Folius Digital Opportunities Master Fund Ltd. | MATH Metalpha Technology Holding Ltd | 13G/A | 11.7% | Nov 30, 2023 | 2y |
| BAUPOST GROUP LLC/MA | VRTV VERITIV CORPORATION | 13D/A | 0% | Nov 30, 2023 | 2y |
| Philotimo Fund, LP | EGAN EGAIN Corp | 13D/A | 7.6% | Nov 30, 2023 | 2y |
| Family Trading Inc. | TOPS Top Ships Inc. | 13D/A | 63.36% | Nov 30, 2023 | 2y |
| Oaktree Capital Holdings, LLC | TRMD TORM plc | 13D/A | 59.9% | Nov 30, 2023 | 2y |
| Paragon Technologies, Inc. | OPTT Ocean Power Technologies, Inc. | 13D/A | 4.9% | Nov 30, 2023 | 2y |
| Steiner Leisure Limited | OSW ONESPAWORLD HOLDINGS Ltd | 13D/A | 4.85% | Nov 30, 2023 | 2y |
| TPG GP A, LLC | TPG TPG Inc. | 13D/A | 80.3% | Nov 30, 2023 | 2y |
| Exor N.V. | CLVT Clarivate PLC | 13D/A | 8.58% | Nov 30, 2023 | 2y |
| Saba Capital Management, L.P. | BMEZ BlackRock Health Sciences Term Trust | 13D/A | 13.37% | Nov 30, 2023 | 2y |
| FS Capital Partners V, LLC | LOCO El Pollo Loco Holdings, Inc. | 13D/A | 4.95% | Nov 29, 2023 | 2y |
| Robert W. Duggan | PLSE Pulse Biosciences, Inc. | 13D/A | 67.8% | Nov 28, 2023 | 2y |
| Millennium Management LLC | ABEO Abeona Therapeutics Inc. | 13G | 5.5% | Nov 27, 2023 | 2y |
| BIOTECHNOLOGY VALUE FUND L P | SABS SAB Biotherapeutics, Inc. | 13G | 9.99% | Nov 22, 2023 | 2y |
| Phoenix Financial Ltd. | SSYS Stratasys Ltd. | 13G | 5.22% | Nov 21, 2023 | 2y |
| FAST Sponsor II LLC | FBYD Falcon's Beyond Global, Inc. | 13D/A | 34.7% | Nov 6, 2023 | 2y |
| Access Industries Management, LLC | SLNA Selina Hospitality PLC Ordinary Shares | 13G/A | 4.92% | Oct 18, 2023 | 2y |
| Orin Hirschman | ELUT Elutia Inc. | 13G | 9.9% | Sep 18, 2023 | 2y |
| ADK Soho Fund LP | QMCO Quantum Corp | 13G | 9.4% | Aug 18, 2023 | 2y |
| DYNAMO INTERNACIONAL GESTAO DE RECURSOS LTDA. | MLKMF Waldencast plc | 13D/A | 19.1% | Dec 1, 2023 | 2y |
| SIT INVESTMENT ASSOCIATES INC | PIM Franklin Master Intermediate Income Trust | 13D/A | 42.42% | Dec 1, 2023 | 2y |
| 22NW Fund, LP | DRTTF Dirtt Environmental Solutions Ltd | 13D/A | 31.2% | Dec 1, 2023 | 2y |
| WARBURG PINCUS LLC | BANC Banc Of California, Inc. | 13D | 9.9% | Nov 30, 2023 | 2y |
| Alessandra T. Norcross | FRBK Republic First Bancorp Inc | 13D/A | 7.6% | Nov 30, 2023 | 2y |
| Point72 Asset Management, L.P. | FTCH Farfetch Limited Class A Ordinary Shares | 13G | 5.3% | Nov 30, 2023 | 2y |
| Saba Capital Management, L.P. | ECAT BlackRock ESG Capital Allocation Term Trust | 13D/A | 20.21% | Nov 29, 2023 | 2y |
| Firment Shipping Inc. | GLBS Globus Maritime Ltd | 13D/A | 14.8% | Nov 29, 2023 | 2y |
| Saba Capital Management, L.P. | CEV Eaton Vance California Municipal Income Trust | 13D/A | 12.6% | Nov 29, 2023 | 2y |
| Saba Capital Management, L.P. | MEGI NYLIM CBRE Global Infrastructure Megatrends Term Fund | 13D | 10.18% | Nov 29, 2023 | 2y |