Beneficial ownership — 13D / 13G
85,680 recent Schedule 13D / 13G filings — activist (13D) and passive (13G) stakes above 5% of a class.
Coverage begins December 2024, when the SEC required these schedules to be filed as structured XML.
| Reporting person | Issuer | Schedule | % of class | Event date | Filed |
|---|---|---|---|---|---|
| Saba Capital Management, L.P. | CMU Mfs High Yield Municipal Trust | 13D/A | 8.05% | Dec 22, 2023 | 2y |
| Saba Capital Management, L.P. | BCAT BlackRock Capital Allocation Term Trust | 13D/A | 12.68% | Dec 22, 2023 | 2y |
| Extract Advisors LLC | EMX EMX Royalty Corporation | 13G | 5.5% | Dec 22, 2023 | 2y |
| Willard L. Umphrey | LMDX LumiraDx Limited Common Shares | 13D/A | 10.31% | Dec 22, 2023 | 2y |
| Saba Capital Management, L.P. | ECAT BlackRock ESG Capital Allocation Term Trust | 13D/A | 22.88% | Dec 22, 2023 | 2y |
| GKCC, LLC | ELTX Elicio Therapeutics, Inc. | 13D/A | 19.99% | Dec 22, 2023 | 2y |
| Saba Capital Management, L.P. | BMEZ BlackRock Health Sciences Term Trust | 13D/A | 15.76% | Dec 22, 2023 | 2y |
| Karpus Management, Inc. | NRK Nuveen New York Amt-Free Quality Municipal Income Fund | 13D/A | 21.9% | Dec 22, 2023 | 2y |
| GABELLI MARC | MPTI M-tron Industries, Inc. | 13D/A | 5.04% | Dec 22, 2023 | 2y |
| Redmile Group, LLC | STTK Shattuck Labs, Inc. | 13D/A | 12% | Dec 21, 2023 | 2y |
| Saba Capital Management, L.P. | CXH Mfs Investment Grade Municipal Trust | 13D/A | 6.56% | Dec 21, 2023 | 2y |
| Capital Maritime & Trading Corp. | CCEC Capital Clean Energy Carriers Corp. | 13D/A | 72.3% | Dec 21, 2023 | 2y |
| AXAR CAPITAL MANAGEMENT L.P. | JETMF Global Crossing Airlines Group Inc. | 13D/A | 11.4% | Dec 21, 2023 | 2y |
| Samsara BioCapital, L.P. | SYRS Syros Pharmaceuticals, Inc. Common Stock | 13D/A | 9.5% | Dec 21, 2023 | 2y |
| Nistec Golan Ltd. | ELTK Eltek Ltd | 13D/A | 61.23% | Dec 20, 2023 | 2y |
| BRC Group Holdings, Inc. | BW Babcock & Wilcox Enterprises, Inc. | 13D/A | 32.4% | Dec 19, 2023 | 2y |
| Phoenix Financial Ltd. | ELLO Ellomay Capital Ltd. | 13G/A | 5.45% | Dec 18, 2023 | 2y |
| GENDELL JEFFREY L | FRD Friedman Industries Inc | 13G | 5.17% | Dec 18, 2023 | 2y |
| Mason Ward | PARA Parabolic Technologies, Inc. | 13D | 21.5% | Dec 14, 2023 | 2y |
| PERCEPTIVE ADVISORS LLC | CELC Celcuity Inc. | 13G | 5.7% | Dec 14, 2023 | 2y |
| CastleKnight Master Fund LP | CYH Community Health Systems Inc | 13G | 7.1% | Dec 14, 2023 | 2y |
| ADAGE CAPITAL PARTNERS GP, L.L.C. | VERU Veru Inc. | 13G | 9.5% | Dec 14, 2023 | 2y |
| Emil F. Wright, Jr. | AUBN Auburn National Bancorporation, Inc | 13D | 9.56% | Dec 14, 2023 | 2y |
| Joseph P. Davy | PARA Parabolic Technologies, Inc. | 13D | 15.5% | Dec 14, 2023 | 2y |
| Estate of Roland A. Linteau III | PARA Parabolic Technologies, Inc. | 13G | 12.5% | Dec 14, 2023 | 2y |
| RA CAPITAL MANAGEMENT, L.P. | CCCC C4 Therapeutics, Inc. | 13G | 9.9% | Dec 14, 2023 | 2y |
| TANG CAPITAL MANAGEMENT, LLC | OKUR OnKure Therapeutics, Inc. | 13D | 10% | Nov 14, 2023 | 2y |
| Brian P. Hannasch | NRXS Neuraxis, INC | 13G | 10.2% | Aug 11, 2023 | 2y |
| BANK OF NOVA SCOTIA | PRBM Parabellum Acquisition Corp. | 13G | 7.1% | Dec 30, 2022 | 2y |
| SSR Mining Inc. | EMX EMX Royalty Corporation | 13G/A | 5.49% | Dec 22, 2023 | 2y |
| GOLDEN GATE PRIVATE EQUITY, INC. | LVOX LiveVox Holding, Inc. Class A Common Stock | 13D/A | 0% | Dec 22, 2023 | 2y |
| Odey Asset Management LLP | CDZI Cadiz Inc | 13G/A | 0% | Dec 22, 2023 | 2y |
| Knott David M Jr | MDWT Midwest Holding Inc. Common Stock | 13D/A | 0% | Dec 22, 2023 | 2y |
| Compagnie Maritime Belge NV | CMBT Cmb.Tech NV | 13D/A | 53.45% | Dec 22, 2023 | 2y |
| Focused Compounding Fund, LP | PRKA Parks America, Inc | 13D/A | 38.5% | Dec 22, 2023 | 2y |
| NGP Energy Capital Management, L.L.C. | PR Permian Resources Corp | 13D/A | 7.5% | Dec 21, 2023 | 2y |
| EIG Veteran Equity Aggregator, L.P. | USAC USA Compression Partners, LP | 13D/A | 18.2% | Dec 21, 2023 | 2y |
| Philotimo Fund, LP | PRTS CarParts.com, Inc. | 13D/A | 4.7% | Dec 21, 2023 | 2y |
| Charles W. Ergen | ECHO EchoStar CORP | 13D/A | 59.7% | Dec 21, 2023 | 2y |
| TORO 18 HOLDINGS LLC | UEIC Universal Electronics Inc | 13D/A | 11.9% | Dec 21, 2023 | 2y |
| Firment Shipping Inc. | GLBS Globus Maritime Ltd | 13D/A | 24.8% | Dec 21, 2023 | 2y |
| Flawless Management Inc. | IMPP Imperial Petroleum Inc./Marshall Islands | 13D/A | 35.5% | Dec 20, 2023 | 2y |
| Bulldog Investors, LLP | PGZ Principal Real Estate Income Fund | 13D/A | 7.32% | Dec 20, 2023 | 2y |
| Mill Road Capital III, L.P. | ALTG Alta Equipment Group Inc. | 13D/A | 7.2% | Dec 20, 2023 | 2y |
| Saba Capital Management, L.P. | AFB Alliancebernstein National Municipal Income Fund | 13D/A | 6.85% | Dec 20, 2023 | 2y |
| Vadim Komissarov | AISP Airship AI Holdings, Inc. | 13D/A | 1.2% | Dec 20, 2023 | 2y |
| GILEAD SCIENCES, INC. | HOOK HOOKIPA Pharma Inc. | 13G/A | 19.4% | Dec 20, 2023 | 2y |
| Gold Fields Limited | GAU Galiano Gold Inc. | 13D/A | 9.77% | Dec 20, 2023 | 2y |
| Flat Footed LLC | DHC Diversified Healthcare Trust | 13D/A | 9.8% | Dec 19, 2023 | 2y |
| New Enterprise Associates 15, L.P. | NEUE NeueHealth, Inc. | 13D/A | 54.2% | Dec 19, 2023 | 2y |