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Beneficial ownership — 13D / 13G

85,680 recent Schedule 13D / 13G filings — activist (13D) and passive (13G) stakes above 5% of a class.

Reporting person Issuer Schedule % of class Filed
Saba Capital Management, L.P. CMU Mfs High Yield Municipal Trust 13D/A 8.05% 2y
Saba Capital Management, L.P. BCAT BlackRock Capital Allocation Term Trust 13D/A 12.68% 2y
Extract Advisors LLC EMX EMX Royalty Corporation 13G 5.5% 2y
Willard L. Umphrey LMDX LumiraDx Limited Common Shares 13D/A 10.31% 2y
Saba Capital Management, L.P. ECAT BlackRock ESG Capital Allocation Term Trust 13D/A 22.88% 2y
GKCC, LLC ELTX Elicio Therapeutics, Inc. 13D/A 19.99% 2y
Saba Capital Management, L.P. BMEZ BlackRock Health Sciences Term Trust 13D/A 15.76% 2y
Karpus Management, Inc. NRK Nuveen New York Amt-Free Quality Municipal Income Fund 13D/A 21.9% 2y
GABELLI MARC MPTI M-tron Industries, Inc. 13D/A 5.04% 2y
Redmile Group, LLC STTK Shattuck Labs, Inc. 13D/A 12% 2y
Saba Capital Management, L.P. CXH Mfs Investment Grade Municipal Trust 13D/A 6.56% 2y
Capital Maritime & Trading Corp. CCEC Capital Clean Energy Carriers Corp. 13D/A 72.3% 2y
AXAR CAPITAL MANAGEMENT L.P. JETMF Global Crossing Airlines Group Inc. 13D/A 11.4% 2y
Samsara BioCapital, L.P. SYRS Syros Pharmaceuticals, Inc. Common Stock 13D/A 9.5% 2y
Nistec Golan Ltd. ELTK Eltek Ltd 13D/A 61.23% 2y
BRC Group Holdings, Inc. BW Babcock & Wilcox Enterprises, Inc. 13D/A 32.4% 2y
Phoenix Financial Ltd. ELLO Ellomay Capital Ltd. 13G/A 5.45% 2y
GENDELL JEFFREY L FRD Friedman Industries Inc 13G 5.17% 2y
Mason Ward PARA Parabolic Technologies, Inc. 13D 21.5% 2y
PERCEPTIVE ADVISORS LLC CELC Celcuity Inc. 13G 5.7% 2y
CastleKnight Master Fund LP CYH Community Health Systems Inc 13G 7.1% 2y
ADAGE CAPITAL PARTNERS GP, L.L.C. VERU Veru Inc. 13G 9.5% 2y
Emil F. Wright, Jr. AUBN Auburn National Bancorporation, Inc 13D 9.56% 2y
Joseph P. Davy PARA Parabolic Technologies, Inc. 13D 15.5% 2y
Estate of Roland A. Linteau III PARA Parabolic Technologies, Inc. 13G 12.5% 2y
RA CAPITAL MANAGEMENT, L.P. CCCC C4 Therapeutics, Inc. 13G 9.9% 2y
TANG CAPITAL MANAGEMENT, LLC OKUR OnKure Therapeutics, Inc. 13D 10% 2y
Brian P. Hannasch NRXS Neuraxis, INC 13G 10.2% 2y
BANK OF NOVA SCOTIA PRBM Parabellum Acquisition Corp. 13G 7.1% 2y
SSR Mining Inc. EMX EMX Royalty Corporation 13G/A 5.49% 2y
GOLDEN GATE PRIVATE EQUITY, INC. LVOX LiveVox Holding, Inc. Class A Common Stock 13D/A 0% 2y
Odey Asset Management LLP CDZI Cadiz Inc 13G/A 0% 2y
Knott David M Jr MDWT Midwest Holding Inc. Common Stock 13D/A 0% 2y
Compagnie Maritime Belge NV CMBT Cmb.Tech NV 13D/A 53.45% 2y
Focused Compounding Fund, LP PRKA Parks America, Inc 13D/A 38.5% 2y
NGP Energy Capital Management, L.L.C. PR Permian Resources Corp 13D/A 7.5% 2y
EIG Veteran Equity Aggregator, L.P. USAC USA Compression Partners, LP 13D/A 18.2% 2y
Philotimo Fund, LP PRTS CarParts.com, Inc. 13D/A 4.7% 2y
Charles W. Ergen ECHO EchoStar CORP 13D/A 59.7% 2y
TORO 18 HOLDINGS LLC UEIC Universal Electronics Inc 13D/A 11.9% 2y
Firment Shipping Inc. GLBS Globus Maritime Ltd 13D/A 24.8% 2y
Flawless Management Inc. IMPP Imperial Petroleum Inc./Marshall Islands 13D/A 35.5% 2y
Bulldog Investors, LLP PGZ Principal Real Estate Income Fund 13D/A 7.32% 2y
Mill Road Capital III, L.P. ALTG Alta Equipment Group Inc. 13D/A 7.2% 2y
Saba Capital Management, L.P. AFB Alliancebernstein National Municipal Income Fund 13D/A 6.85% 2y
Vadim Komissarov AISP Airship AI Holdings, Inc. 13D/A 1.2% 2y
GILEAD SCIENCES, INC. HOOK HOOKIPA Pharma Inc. 13G/A 19.4% 2y
Gold Fields Limited GAU Galiano Gold Inc. 13D/A 9.77% 2y
Flat Footed LLC DHC Diversified Healthcare Trust 13D/A 9.8% 2y
New Enterprise Associates 15, L.P. NEUE NeueHealth, Inc. 13D/A 54.2% 2y