Beneficial ownership — 13D / 13G
85,017 recent Schedule 13D / 13G filings — activist (13D) and passive (13G) stakes above 5% of a class.
Coverage begins December 2024, when the SEC required these schedules to be filed as structured XML.
| Reporting person | Issuer | Schedule | % of class | Event date | Filed |
|---|---|---|---|---|---|
| Noll Shaun | DRTTF Dirtt Environmental Solutions Ltd | 13D/A | 17.4% | Nov 20, 2023 | 2y |
| PURA VIDA INVESTMENTS, LLC | CUTR Cutera, Inc. | 13D/A | 5.37% | Nov 17, 2023 | 2y |
| ICAHN SCHOOL OF MEDICINE AT MOUNT SINAI | HSCS HeartSciences Inc. | 13G | 9.9% | Nov 16, 2023 | 2y |
| Mitchell P. Kopin | BBLG Bone Biologics Corp | 13G | 4.99% | Nov 16, 2023 | 2y |
| ADAGE CAPITAL PARTNERS GP, L.L.C. | CMPX Compass Therapeutics, Inc. | 13G | 5.66% | Nov 16, 2023 | 2y |
| RA CAPITAL MANAGEMENT, L.P. | THRD Third Harmonic Bio, Inc. Common Stock | 13G | 5% | Nov 16, 2023 | 2y |
| PERCEPTIVE ADVISORS LLC | EOLS Evolus, Inc. | 13G | 5.4% | Nov 15, 2023 | 2y |
| Findell Capital Partners LP | OPRT Oportun Financial Corp | 13D | 5.4% | Nov 15, 2023 | 2y |
| WHITEBOX ADVISORS LLC | UP Wheels Up Experience Inc. | 13G | 6.2% | Nov 15, 2023 | 2y |
| TANG CAPITAL MANAGEMENT, LLC | KNTE Kinnate Biopharma Inc. Common Stock | 13G | 6.3% | Nov 15, 2023 | 2y |
| Saba Capital Management, L.P. | VPV Invesco Pennsylvania Value Municipal Income Trust | 13D/A | 10.11% | Nov 22, 2023 | 2y |
| Saba Capital Management, L.P. | CXE Mfs High Income Municipal Trust | 13D/A | 6.09% | Nov 22, 2023 | 2y |
| Compagnie Maritime Belge NV | CMBT Cmb.Tech NV | 13D/A | 53.45% | Nov 22, 2023 | 2y |
| Famatown Finance Ltd. | CMBT Cmb.Tech NV | 13D/A | 0% | Nov 22, 2023 | 2y |
| Saba Capital Management, L.P. | BCAT BlackRock Capital Allocation Term Trust | 13D/A | 11.22% | Nov 22, 2023 | 2y |
| ORBIMED ADVISORS LLC | THRX Theseus Pharmaceuticals, Inc. Common Stock | 13D/A | 40.1% | Nov 22, 2023 | 2y |
| Stingray Group Inc. | RIME Algorhythm Holdings, Inc. | 13D/A | 24.75% | Nov 21, 2023 | 2y |
| Saba Capital Management, L.P. | ASA ASA Gold & Precious Metals Ltd | 13D/A | 13.74% | Nov 21, 2023 | 2y |
| Baldo Fodera | ASTR Astra Space, Inc. Class A Common Stock | 13D/A | 9.99% | Nov 21, 2023 | 2y |
| Liang Meng | HOLI Hollsys Automation Technologies INTERNATIONAL, LTD. COMMON (British Virgin Island) | 13D/A | 13.7% | Nov 21, 2023 | 2y |
| Abdiel Qualified Master Fund, LP | CRCT Cricut, Inc. | 13D/A | 24% | Nov 21, 2023 | 2y |
| GERDIN MICHAEL J | HTLD Heartland Express Inc | 13D/A | 39.6% | Nov 20, 2023 | 2y |
| Gary Bowman | BWMN Bowman Consulting Group Ltd. | 13D/A | 16.97% | Nov 20, 2023 | 2y |
| Yaron Eitan | MRAI Marpai, Inc. | 13D/A | 5.9% | Nov 17, 2023 | 2y |
| ADAMS STREET PARTNERS LLC | ICVX Icosavax, Inc. Common Stock | 13D/A | 4.2% | Nov 17, 2023 | 2y |
| Terra Property Trust, Inc. | MITT TPG Mortgage Investment Trust, Inc. | 13D/A | 4.8% | Nov 16, 2023 | 2y |
| Pogo Royalty, LLC | EONR EON Resources Inc. | 13D | 29.1% | Nov 15, 2023 | 2y |
| NOVO HOLDINGS A/S | LXEO Lexeo Therapeutics, Inc. | 13G | 5.1% | Nov 15, 2023 | 2y |
| Charles & Potomac Capital, LLC | ONDS Ondas Inc. | 13D/A | 18.8% | Nov 15, 2023 | 2y |
| Daniel Kaufman | HROW Harrow, Inc. | 13G | 5.37% | Nov 15, 2023 | 2y |
| George Economou | SHIP Seanergy Maritime Holdings Corp. | 13D | 5.7% | Nov 14, 2023 | 2y |
| Ole Nielsen | TRUP Trupanion, Inc. | 13G | 5.6% | Nov 14, 2023 | 2y |
| Ariel Emanuel | TKO TKO Group Holdings, Inc. | 13D | 52.2% | Nov 14, 2023 | 2y |
| TANG CAPITAL MANAGEMENT, LLC | THRX Theseus Pharmaceuticals, Inc. Common Stock | 13D | 7% | Nov 14, 2023 | 2y |
| TANG CAPITAL MANAGEMENT, LLC | ACRS Aclaris Therapeutics, Inc. | 13G | 6.1% | Nov 14, 2023 | 2y |
| JAB Holdings B.V. | DNUT Krispy Kreme, Inc. | 13D/A | 44.42% | Nov 22, 2023 | 2y |
| Bellevue Capital Partners, LLC | NYC American Strategic Investment Co. | 13D/A | 46.5% | Nov 22, 2023 | 2y |
| René Holeček | VSTO Vista Outdoor Inc. | 13D/A | 5.7% | Nov 22, 2023 | 2y |
| Farragut Square Global Master Fund, LP | MRT Marti Technologies, Inc. | 13D/A | 13.3% | Nov 21, 2023 | 2y |
| KKR Asset Management LLC | FSK FS KKR Capital Corp | 13D/A | 4.9% | Nov 21, 2023 | 2y |
| Saba Capital Management, L.P. | BTX BlackRock Technology & Private Equity Term Trust | 13D/A | 16.18% | Nov 20, 2023 | 2y |
| Family Trading Inc. | TOPS Top Ships Inc. | 13D/A | 63.36% | Nov 20, 2023 | 2y |
| Frazier Life Sciences VIII, L.P. | ALPN Alpine Immune Sciences, Inc. Common Stock | 13D/A | 9.8% | Nov 20, 2023 | 2y |
| PAR Investment Partners, L.P. | GRPN Groupon, Inc. | 13G | 19.9% | Nov 20, 2023 | 2y |
| Redmile Group, LLC | AUGX Augmedix, Inc. Common Stock | 13D/A | 40.7% | Nov 20, 2023 | 2y |
| Saba Capital Management, L.P. | NXJ NUVEEN NEW JERSEY QUALITY MUNICIPAL INCOME FUND | 13D/A | 12.24% | Nov 20, 2023 | 2y |
| Saba Capital Management, L.P. | FMN Federated Hermes Premier Municipal Income Fund | 13D/A | 10.54% | Nov 20, 2023 | 2y |
| Cannae Holdings, Inc. | PSFE Paysafe Ltd | 13D/A | 4.77% | Nov 20, 2023 | 2y |
| Martin J. Wygod | NSTG NanoString Technologies, Inc. | 13D/A | 1.49% | Nov 20, 2023 | 2y |
| JCP Investment Management, LLC | WHG Westwood Holdings Group Inc | 13D/A | 5.9% | Nov 20, 2023 | 2y |