Beneficial ownership — 13D / 13G
85,017 recent Schedule 13D / 13G filings — activist (13D) and passive (13G) stakes above 5% of a class.
Coverage begins December 2024, when the SEC required these schedules to be filed as structured XML.
| Reporting person | Issuer | Schedule | % of class | Event date | Filed |
|---|---|---|---|---|---|
| James Huang | CASIF CASI Pharmaceuticals, Inc. | 13G/A | 18% | Nov 9, 2023 | 3y |
| PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. | LRFC Logan Ridge Finance Corporation Common Stock | 13D | 8.7% | Nov 9, 2023 | 3y |
| Matrix Capital Management Company, LP | AURA Aura Biosciences, Inc. | 13D/A | 14.1% | Nov 9, 2023 | 3y |
| Bitfury Top HoldCo B.V. | CIFR Cipher Digital Inc. | 13D/A | 75.4% | Nov 9, 2023 | 3y |
| Chris Kemp | ASTR Astra Space, Inc. Class A Common Stock | 13D/A | 9.3% | Nov 8, 2023 | 3y |
| Tassos Recachinas | LLAP Terran Orbital Corporation | 13D/A | 8.4% | Nov 8, 2023 | 3y |
| Lind Global Fund II LP | AUMN Golden Minerals Co | 13G | 9.9% | Nov 8, 2023 | 3y |
| Adam London | ASTR Astra Space, Inc. Class A Common Stock | 13D/A | 9.4% | Nov 8, 2023 | 3y |
| JCP Investment Management, LLC | FARM FARMER BROTHERS CO | 13D/A | 5.1% | Nov 7, 2023 | 3y |
| HELU CARLOS SLIM | TALO Talos Energy Inc. | 13G/A | 10.8% | Nov 7, 2023 | 3y |
| Saba Capital Management, L.P. | IGA Voya Global Advantage & Premium Opportunity Fund | 13D/A | 6.29% | Nov 7, 2023 | 3y |
| TCI FUND MANAGEMENT LTD | CNI Canadian National Railway Co | 13D/A | 6.3% | Nov 7, 2023 | 3y |
| STILWELL JOSEPH | WHLR Wheeler Real Estate Investment Trust, Inc. | 13D/A | 75.7% | Nov 7, 2023 | 3y |
| Abdiel Qualified Master Fund, LP | APPN Appian Corp | 13D/A | 17.6% | Nov 7, 2023 | 3y |
| 22NW Fund, LP | FARM FARMER BROTHERS CO | 13D/A | 10.2% | Nov 7, 2023 | 3y |
| Alta Fundamental Advisers LLC | MIST Milestone Pharmaceuticals Inc. | 13D | 5% | Nov 6, 2023 | 3y |
| Scott Stanford | ASTR Astra Space, Inc. Class A Common Stock | 13D/A | 16.8% | Nov 6, 2023 | 3y |
| NOVO HOLDINGS A/S | LVTX LAVA Therapeutics N.V. Ordinary Shares | 13D/A | 7.1% | Nov 3, 2023 | 3y |
| Harraden Circle Investments, LLC | GCTS GCT Semiconductor Holding, Inc. | 13G | 9.28% | Nov 3, 2023 | 3y |
| Point72 Asset Management, L.P. | KRRO Korro Bio, Inc. | 13G | 6.8% | Nov 3, 2023 | 3y |
| AstraZeneca PLC | CLLS Cellectis S.A. | 13D | 22.4% | Nov 1, 2023 | 3y |
| Karpus Management, Inc. | VKQ Invesco Municipal Trust | 13G/A | 4.33% | Oct 31, 2023 | 3y |
| BAILLIE GIFFORD & CO | RDFN Redfin Corporation Common Stock | 13G/A | 0.02% | Oct 31, 2023 | 3y |
| Dapice Joshua J. | AGIO Agios Pharmaceuticals, Inc. | 13G | 7.1% | Oct 31, 2023 | 3y |
| BAILLIE GIFFORD & CO | FTCH Farfetch Limited Class A Ordinary Shares | 13G/A | 7.53% | Oct 31, 2023 | 3y |
| WELLINGTON MANAGEMENT GROUP LLP | TSVT 2seventy bio, Inc. Common Stock | 13G/A | 1.59% | Oct 31, 2023 | 3y |
| RIVERSTONE HOLDINGS LLC | VTLE Vital Energy, Inc. | 13G | 11.8% | Oct 31, 2023 | 3y |
| Karpus Management, Inc. | GLST Global Star Acquisition, Inc. Class A Common Stock | 13G/A | 4.13% | Oct 31, 2023 | 3y |
| WELLINGTON MANAGEMENT GROUP LLP | RUSHA Rush Enterprises Inc Tx | 13G/A | 10.05% | Oct 31, 2023 | 3y |
| Karpus Management, Inc. | KTF Dws Municipal Income Trust | 13G/A | 1.79% | Oct 31, 2023 | 3y |
| WELLINGTON MANAGEMENT GROUP LLP | SP SP Plus Corporation | 13G/A | 2.45% | Oct 31, 2023 | 3y |
| Karpus Management, Inc. | VTN Invesco Trust for Investment Grade New York Municipals | 13G/A | 0.98% | Oct 31, 2023 | 3y |
| JANUS HENDERSON GROUP PLC | SKIN SkinHealth Systems Inc. | 13G/A | 10.1% | Oct 31, 2023 | 3y |
| WELLINGTON MANAGEMENT GROUP LLP | ACH Accendra Health Inc | 13G/A | 4.76% | Oct 31, 2023 | 3y |
| BAILLIE GIFFORD & CO | NVCR NovoCure Ltd | 13G/A | 4.77% | Oct 31, 2023 | 3y |
| WELLINGTON MANAGEMENT GROUP LLP | RVMD Revolution Medicines, Inc. | 13G/A | 12.99% | Oct 31, 2023 | 3y |
| Nantahala Capital Management, LLC | RDNW RideNow Group, Inc. | 13G/A | 10.7% | Oct 31, 2023 | 3y |
| Dapice Joshua J. | RVMD Revolution Medicines, Inc. | 13G | 6.2% | Oct 31, 2023 | 3y |
| First Trust Capital Management L.P. | FEXD Fintech Ecosystem Development Corp. Class A Common Stock | 13G/A | 9.68% | Oct 31, 2023 | 3y |
| COMPASS GROUP LLC | VTRU Vitru Limited Common Shares | 13G/A | 14.15% | Oct 31, 2023 | 3y |
| WELLINGTON MANAGEMENT GROUP LLP | AGIO Agios Pharmaceuticals, Inc. | 13G/A | 3.95% | Oct 31, 2023 | 3y |
| John P. Szabo, Jr. | GAIA Gaia, Inc | 13G | 9% | Aug 31, 2023 | 3y |
| Versant Venture Capital VI, L.P. | BDTX Black Diamond Therapeutics, Inc. | 13D/A | 8.4% | Aug 11, 2023 | 3y |
| Versant Venture Capital VI, L.P. | GLUE Monte Rosa Therapeutics, Inc. | 13D/A | 13.7% | Aug 10, 2023 | 3y |
| Versant Venture Capital VI, L.P. | TPST Tempest Therapeutics, Inc. | 13D/A | 15.9% | Aug 10, 2023 | 3y |
| Versant Venture Capital VI, L.P. | PASG Passage BIO, Inc. | 13D/A | 7.3% | Aug 7, 2023 | 3y |
| John P. Szabo, Jr. | INVE INVE Technologies, Inc. | 13G | 8% | May 31, 2023 | 3y |
| TENOR CAPITAL MANAGEMENT Co., L.P. | NOGN Nogin, Inc. Common Stock | 13G | 5.03% | Apr 4, 2023 | 3y |
| Jelena Puzovic | ATER Aterian, Inc. | 13G/A | 0.07% | Dec 31, 2021 | 3y |
| Artisan Topco LP | AVID Avid Technology Inc | 13D/A | 100% | Nov 8, 2023 | 3y |