Beneficial ownership — 13D / 13G
85,017 recent Schedule 13D / 13G filings — activist (13D) and passive (13G) stakes above 5% of a class.
Coverage begins December 2024, when the SEC required these schedules to be filed as structured XML.
| Reporting person | Issuer | Schedule | % of class | Event date | Filed |
|---|---|---|---|---|---|
| GAMCO INVESTORS, INC. ET AL | APRN Blue Apron Holdings, Inc. Class A Common Stock | 13D/A | 0% | Nov 13, 2023 | 3y |
| Family Trading Inc. | TOPS Top Ships Inc. | 13D/A | 63.36% | Nov 13, 2023 | 3y |
| MV Management XI, L.L.C. | ROVR Rover Group, Inc. Class A Common Stock | 13D/A | 3.2% | Nov 10, 2023 | 3y |
| GLOBAL VALUE INVESTMENT CORP. | RMCF Rocky Mountain Chocolate Factory, Inc. | 13D/A | 14.86% | Nov 10, 2023 | 3y |
| Saba Capital Management, L.P. | SABA Saba Capital Income & Opportunities Fund II | 13D/A | 19.54% | Nov 10, 2023 | 3y |
| NEUBERGER BERMAN GROUP LLC | ETWO E2open Parent Holdings, Inc. | 13D/A | 13% | Nov 10, 2023 | 3y |
| Dayton Judd | LFVN Lifevantage Corp | 13D/A | 6% | Nov 10, 2023 | 3y |
| Radoff Bradley Louis | LFVN Lifevantage Corp | 13D/A | 6.8% | Nov 10, 2023 | 3y |
| Phoenix Financial Ltd. | RDWR Radware Ltd | 13G/A | 4.87% | Nov 10, 2023 | 3y |
| Walgreens Boots Alliance, Inc. | COR Cencora, Inc. | 13D/A | 15.29% | Nov 9, 2023 | 3y |
| Xiangmin Cui | ALPN Alpine Immune Sciences, Inc. Common Stock | 13D/A | 14.1% | Nov 9, 2023 | 3y |
| Mitchell H. Gold | ALPN Alpine Immune Sciences, Inc. Common Stock | 13D/A | 7.2% | Nov 9, 2023 | 3y |
| Steel Partners, Ltd. | SPLP STEEL PARTNERS HOLDINGS L.P. | 13D/A | 48.7% | Nov 9, 2023 | 3y |
| Al Kapoor | OPTX Syntec Optics Holdings, Inc. | 13D | 83.49% | Nov 8, 2023 | 3y |
| Indaba Capital Management, L.P. | TRHC Tabula Rasa HealthCare, Inc. Common Stock | 13D/A | 0% | Nov 3, 2023 | 3y |
| Focus Impact BHAC Sponsor, LLC | BHAC Focus Impact BH3 Acquisition Company Class A Common Stock | 13D | 71.6% | Nov 2, 2023 | 3y |
| GLOBAL VALUE INVESTMENT CORP. | FLXS Flexsteel Industries Inc | 13D | 5.06% | Nov 2, 2023 | 3y |
| Dustin A. Moskovitz | ASAN Asana, Inc. | 13D/A | 59.3% | Nov 1, 2023 | 3y |
| Aristotle Capital Management, LLC | CINF Cincinnati Financial Corp | 13G/A | 0.01% | Oct 31, 2023 | 3y |
| Caledonia (Private) Investments Pty Ltd | LAWIL Light & Wonder, Inc. | 13G/A | 9.36% | Sep 30, 2023 | 3y |
| J Arnold Wealth Management Co | ACYN First Trust Exchange-Traded Fund | 13G | 28% | Sep 29, 2023 | 3y |
| Folius Digital Opportunities Master Fund Ltd. | MATH Metalpha Technology Holding Ltd | 13G | 5.6% | Sep 13, 2023 | 3y |
| Saba Capital Management, L.P. | BTX BlackRock Technology & Private Equity Term Trust | 13D/A | 14.95% | Nov 10, 2023 | 3y |
| FreshRealm, Inc. | APRN Blue Apron Holdings, Inc. Class A Common Stock | 13D/A | 0% | Nov 10, 2023 | 3y |
| Saba Capital Management, L.P. | NXJ NUVEEN NEW JERSEY QUALITY MUNICIPAL INCOME FUND | 13D/A | 10.9% | Nov 10, 2023 | 3y |
| Forager Fund, L.P. | DLA Delta Apparel Inc. | 13D/A | 6.3% | Nov 10, 2023 | 3y |
| Harraden Circle Investments, LLC | CNTM ConnectM Technology Solutions, Inc. | 13G | 5.13% | Nov 9, 2023 | 3y |
| Edenbrook Capital, LLC | MCHX Marchex Inc | 13D/A | 37.67% | Nov 9, 2023 | 3y |
| Sylebra Capital Ltd | AEVA Aeva Technologies, Inc. | 13D/A | 19.9% | Nov 9, 2023 | 3y |
| Pershing Square Capital Management, L.P. | HHH Howard Hughes Holdings Inc. | 13D/A | 36.1% | Nov 9, 2023 | 3y |
| Jacobsen Per A. | BLIN Bridgeline Digital, Inc. | 13G/A | 6.5% | Nov 9, 2023 | 3y |
| Barta Jan | GRPN Groupon, Inc. | 13D/A | 24.6% | Nov 9, 2023 | 3y |
| Rubric Capital Management LP | MREO Mereo BioPharma Group plc | 13D/A | 13.88% | Nov 9, 2023 | 3y |
| Shoshana Shendelman | APLT Applied Therapeutics, Inc. Common Stock | 13D/A | 10.1% | Nov 9, 2023 | 3y |
| ORBIMED ADVISORS LLC | ALPN Alpine Immune Sciences, Inc. Common Stock | 13D/A | 7.3% | Nov 9, 2023 | 3y |
| GARDNER LEWIS ASSET MANAGEMENT L P | BSQR BSQUARE Corporation | 13D | 5.1% | Nov 8, 2023 | 3y |
| Saba Capital Management, L.P. | NQP NUVEEN PENNSYLVANIA QUALITY MUNICIPAL INCOME FUND | 13D/A | 10.81% | Nov 8, 2023 | 3y |
| Brett Adcock | ACHR Archer Aviation Inc. | 13D/A | 4.3% | Nov 8, 2023 | 3y |
| Saba Capital Management, L.P. | JRI Nuveen Real Asset Income & Growth Fund | 13D/A | 8.27% | Nov 8, 2023 | 3y |
| Saba Capital Management, L.P. | NMAI Nuveen Multi-Asset Income Fund | 13D/A | 13.65% | Nov 8, 2023 | 3y |
| Capital Maritime & Trading Corp. | CCEC Capital Clean Energy Carriers Corp. | 13D/A | 25.9% | Nov 8, 2023 | 3y |
| Deerfield Management Company, L.P. | AFIB Acutus Medical, Inc. Common Stock | 13D/A | 9.22% | Nov 8, 2023 | 3y |
| TPG GP A, LLC | HOUS Anywhere Real Estate Inc. | 13D/A | 9.1% | Nov 8, 2023 | 3y |
| BIOS MEMORY SPV I, LP | CGTX Cognition Therapeutics Inc | 13D/A | 19.4% | Nov 8, 2023 | 3y |
| Steven J. McLaughlin | EXFY Expensify, Inc. | 13G/A | 14.3% | Nov 8, 2023 | 3y |
| HMI Capital Management, L.P. | NEWR New Relic, Inc. | 13D/A | 0% | Nov 8, 2023 | 3y |
| Saba Capital Management, L.P. | CMU Mfs High Yield Municipal Trust | 13D/A | 9.7% | Nov 7, 2023 | 3y |
| Saba Capital Management, L.P. | CXH Mfs Investment Grade Municipal Trust | 13D/A | 8.47% | Nov 7, 2023 | 3y |
| Bpifrance Participations S.A. | CLLS Cellectis S.A. | 13D/A | 9.7% | Nov 6, 2023 | 3y |
| Saba Capital Management, L.P. | KTF Dws Municipal Income Trust | 13D | 5.45% | Nov 6, 2023 | 3y |