Beneficial ownership — 13D / 13G
85,017 recent Schedule 13D / 13G filings — activist (13D) and passive (13G) stakes above 5% of a class.
Coverage begins December 2024, when the SEC required these schedules to be filed as structured XML.
| Reporting person | Issuer | Schedule | % of class | Event date | Filed |
|---|---|---|---|---|---|
| Apollo Management Holdings GP, LLC | EGIO Edgio, Inc. Common Stock | 13D/A | 35.8% | Nov 14, 2023 | 2y |
| FS Capital Partners VI, LLC | ARHS Arhaus, Inc. | 13D/A | 23.09% | Nov 14, 2023 | 2y |
| AstraZeneca PLC | CLLS Cellectis S.A. | 13D/A | 22.4% | Nov 14, 2023 | 2y |
| Saba Capital Management, L.P. | ASA ASA Gold & Precious Metals Ltd | 13D/A | 12.45% | Nov 14, 2023 | 2y |
| David Seldin | BURU Nuburu, Inc. | 13D/A | 34% | Nov 13, 2023 | 2y |
| GIP II Blue Holding, L.P. | HESM Hess Midstream LP | 13D/A | 52.2% | Nov 13, 2023 | 2y |
| Jay Lichter, Ph.D. (Lichter) | JANX Janux Therapeutics, Inc. | 13D/A | 21.2% | Nov 13, 2023 | 2y |
| WHITMORE BRADFORD T | SLSN Solesence, Inc. | 13D/A | 62.4% | Nov 13, 2023 | 2y |
| Hess Investments North Dakota LLC | HESM Hess Midstream LP | 13D/A | 56% | Nov 13, 2023 | 2y |
| Johnson & Johnson Innovation - JJDC, Inc. | NBTX Nanobiotix S.A. | 13G | 10.2% | Nov 9, 2023 | 2y |
| Engaged Capital LLC | BRCC BRC Inc. | 13D/A | 20.6% | Nov 9, 2023 | 2y |
| MILLENNIUM MANAGEMENT LLC | ENTA Enanta Pharmaceuticals Inc | 13G | 4.9% | Nov 7, 2023 | 2y |
| Flawless Management Inc. | CISS C3is Inc. | 13D | 9.97% | Nov 6, 2023 | 2y |
| Baldo Fodera | ASTR Astra Space, Inc. Class A Common Stock | 13D | 9.99% | Nov 6, 2023 | 2y |
| Cormorant Asset Management, LP | KRRO Korro Bio, Inc. | 13G | 8.49% | Nov 6, 2023 | 2y |
| Steamboat Capital Partners, LLC | WHLR Wheeler Real Estate Investment Trust, Inc. | 13D | 0.2% | Nov 6, 2023 | 2y |
| GLOBAL VALUE INVESTMENT CORP. | FLNT Fluent, Inc. | 13D | 5.1% | Nov 6, 2023 | 2y |
| Polar Capital Holdings Plc | ARQT Arcutis Biotherapeutics, Inc. | 13G | 7.56% | Oct 20, 2023 | 2y |
| Qing Cai HUANG | NWGL CL Workshop Group Ltd | 13D | 5.7% | Oct 9, 2023 | 2y |
| Wing Luk CHAN | NWGL CL Workshop Group Ltd | 13D | 5.7% | Oct 9, 2023 | 2y |
| Lin Li | NCL Northann Corp. | 13D | 73.65% | Sep 29, 2023 | 2y |
| SIT INVESTMENT ASSOCIATES INC | KTF Dws Municipal Income Trust | 13D/A | 11.32% | Nov 15, 2023 | 3y |
| SIT INVESTMENT ASSOCIATES INC | NHS Neuberger High Yield Strategies Fund Inc. | 13G/A | 4.42% | Nov 15, 2023 | 3y |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | TDF Templeton Dragon Fund Inc | 13D | 36.2% | Nov 14, 2023 | 3y |
| GAMCO INVESTORS, INC. ET AL | GYRO Gyrodyne, LLC | 13D/A | 9.47% | Nov 14, 2023 | 3y |
| ORBIMED ISRAEL BIOFUND GP LIMITED PARTNERSHIP | CMMB Chemomab Therapeutics Ltd. | 13D/A | 18.3% | Nov 14, 2023 | 3y |
| Praesidium Investment Management Company, LLC | ZUO Zuora, Inc. | 13D/A | 4.9% | Nov 14, 2023 | 3y |
| Carvana Group, LLC | ROOT Root, Inc. | 13D/A | 39.8% | Nov 14, 2023 | 3y |
| GAMCO INVESTORS, INC. ET AL | CUTR Cutera, Inc. | 13D/A | 5.33% | Nov 13, 2023 | 3y |
| Paragon Technologies, Inc. | OPTT Ocean Power Technologies, Inc. | 13D/A | 4% | Nov 13, 2023 | 3y |
| GAMCO INVESTORS, INC. ET AL | MPTI M-tron Industries, Inc. | 13D/A | 8.43% | Nov 13, 2023 | 3y |
| FAIRFAX FINANCIAL HOLDINGS LTD/ CAN | BB BLACKBERRY Ltd | 13D/A | 8% | Nov 13, 2023 | 3y |
| Advent International, L.P. | CCC CCC Intelligent Solutions Holdings Inc. | 13D/A | 47.4% | Nov 13, 2023 | 3y |
| Legion Partners Asset Management, LLC | OSPN OneSpan Inc. | 13D/A | 7.7% | Nov 13, 2023 | 3y |
| Politan Capital Management LP | AZTA Azenta, Inc. | 13D/A | 7.92% | Nov 13, 2023 | 3y |
| Silver Lake Group, L.L.C. | ROOT Root, Inc. | 13D/A | 0% | Nov 13, 2023 | 3y |
| GAMCO INVESTORS, INC. ET AL | CPHC Canterbury Park Holding Corp | 13D/A | 7.73% | Nov 13, 2023 | 3y |
| Rubric Capital Management LP | MREO Mereo BioPharma Group plc | 13D/A | 13.88% | Nov 13, 2023 | 3y |
| Danaos Investment Limited as Trustee of the 883 Trust | DAC Danaos Corp | 13D/A | 47.3% | Nov 10, 2023 | 3y |
| Brookfield Oaktree Holdings, LLC | IMPL Impel Pharmaceuticals Inc. Common Stock | 13D/A | 9.1% | Nov 10, 2023 | 3y |
| AH Bio Fund II, L.P. | EQRX EQRx, Inc. Common Stock | 13D/A | 0% | Nov 9, 2023 | 3y |
| BROADWOOD PARTNERS, L.P. | STAA Staar Surgical Co | 13D/A | 20.7% | Nov 9, 2023 | 3y |
| Campbell Richard D | VTLE Vital Energy, Inc. | 13G | 6.34% | Nov 5, 2023 | 3y |
| H PARTNERS MANAGEMENT, LLC | SIX Six Flags Entertainment Corp. | 13D/A | 13.65% | Nov 2, 2023 | 3y |
| J Arnold Wealth Management Co | FAB First Trust Exchange-Traded AlphaDEX Fund | 13G | 11.7% | Oct 31, 2023 | 3y |
| RA CAPITAL MANAGEMENT, L.P. | DSGN Design Therapeutics, Inc. | 13G/A | 0% | Nov 14, 2023 | 3y |
| PERCEPTIVE ADVISORS LLC | CRGX CARGO Therapeutics, Inc. Common Stock | 13G | 8.4% | Nov 14, 2023 | 3y |
| Todd L. Boehly | LXU Lsb Industries, Inc. | 13D/A | 20.6% | Nov 14, 2023 | 3y |
| Brian Corday | DWTX Dogwood Therapeutics, Inc. | 13G/A | 6.84% | Nov 14, 2023 | 3y |
| F9 Investments, LLC (Single Member LLC with Thomas D. Sullivan Single Member) | LL LL Flooring Holdings, Inc. | 13D/A | 8.8% | Nov 14, 2023 | 3y |