AORT · Artivion, Inc. · Shareholders & Ownership

$24.03 +1.13 (+4.95%)

S&P 600 member Russell 2000 member Rebalance outlook locked

Market Cap

$1.16B

48.76M

Volume · Oct 22 330.89K Avg daily vol (3M) 633.97K

Every disclosed holder of AORT in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.

How the holder list picks a filing →

Who Owns AORT

13F quarter Sep 30, 2026, combined view: filers that have not filed yet carry their Jun 30, 2026 positions

Holder group	Holders	Shares	% Out	Summed
Institutional (13F)	211	45,929,216	94.20%	Yes
Insiders (Forms 3, 4, 5)	15	2,464,428	5.05%	Yes
13D/G-only blocks	0	0	0.00%	Yes
Remaining	—	362,577	0.74%	Rest
Registered funds (N-PORT, not summed)	223	20,284,273	41.60%	No

Shares outstanding: 48,756,221, the issuer's latest cover-page count restated onto today's split basis.

13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.

Holders of AORT

One row per holder Every filing By ultimate parent

All 13F Funds Insiders 13D/G Non-US

#	Holder	Shares	% Out	Change	As of	Notes
1	BlackRock, Inc. 13F CIK 2012383 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	6,674,017	13.69%	+199,163	Jun 30, 2026	carried, not yet filed for the newest quarter
1.1	iShares Core S&P Small-Cap ETF Fund S000004313 · Registered fund · Jun 30, 2026 iShares Trust, not summed	2,574,183	5.28%	+47,780	Jun 30, 2026	iShares Trust, not summed
1.2	iShares Russell 2000 ETF Fund S000004344 · Registered fund · Jun 30, 2026 iShares Trust, not summed	1,186,684	2.43%	+122,256	Jun 30, 2026	iShares Trust, not summed
1.3	iShares Russell 2000 Growth ETF Fund S000004343 · Registered fund · Jun 30, 2026 iShares Trust, not summed	429,440	0.88%	+139,614	Jun 30, 2026	iShares Trust, not summed
1.4	iShares S&P Small-Cap 600 Growth ETF Fund S000004314 · Registered fund · Jun 30, 2026 iShares Trust, not summed	382,739	0.79%	+20,659	Jun 30, 2026	iShares Trust, not summed
1.5	iShares U.S. Medical Devices ETF Fund S000009419 · Registered fund · Jun 30, 2026 iShares Trust, not summed	200,042	0.41%	+18,993	Jun 30, 2026	iShares Trust, not summed
2	NOMURA ASSET MANAGEMENT INTERNATIONAL INC. 13F CIK 921739 · Investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	3,184,974	6.53%	+728,828	Jun 30, 2026	carried, not yet filed for the newest quarter
2.1	NOMURA ASSET MANAGEMENT INTERNATIONAL INC. 13G CIK 921739 · Investment adviser · Jun 30, 2026 Rule 13d-1(b), qualified institution, not summed	3,184,974	6.53%	+571,503	Jun 30, 2026	Rule 13d-1(b), qualified institution, not summed
2.2	Nomura Small Cap Core Fund Fund S000002400 · Registered fund · May 29, 2026 Delaware Group Equity Funds V, not summed	1,737,106	3.56%	+201,825	May 29, 2026	Delaware Group Equity Funds V, not summed
2.3	Nomura Small Cap Growth Fund Fund S000006286 · Registered fund · Jun 30, 2026 IVY FUNDS, not summed	547,605	1.12%	+226,288	Jun 30, 2026	IVY FUNDS, not summed
2.4	Nomura VIP Small Cap Growth Series Fund S000006233 · Registered fund · Jun 30, 2026 Ivy Variable Insurance Portfolios, not summed	107,083	0.22%	+46,091	Jun 30, 2026	Ivy Variable Insurance Portfolios, not summed
3	MORGAN STANLEY 13F CIK 895421 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	2,557,961	5.25%	+288,667	Jun 30, 2026	carried, not yet filed for the newest quarter
3.1	E*TRADE No Fee Total Market Index Fund Fund S000090722 · Registered fund · Jul 31, 2026 E Trade Trust, not summed	49	0.00%	0	Jul 31, 2026	E Trade Trust, not summed
4	Juniper Investment Company, LLC 13F CIK 1794034 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	2,019,885	4.14%	+830,749	Jun 30, 2026	carried, not yet filed for the newest quarter
5	VANGUARD CAPITAL MANAGEMENT LLC 13F CIK 2100119 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	2,004,619	4.11%	+52,611	Jun 30, 2026	carried, not yet filed for the newest quarter
6	FMR LLC 13F CIK 315066 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	1,963,471	4.03%	-619,956	Jun 30, 2026	carried, not yet filed for the newest quarter
6.1	FMR LLC 13G CIK 315066 · Holding company · Jun 30, 2026 Rule 13d-1(b), qualified institution, not summed	1,963,471	4.03%	-324,559	Jun 30, 2026	Rule 13d-1(b), qualified institution, not summed
6.2	Fidelity Small Cap Value Fund Fund S000007194 · Registered fund · Jul 31, 2026 Fidelity Securities Fund, not summed	610,573	1.25%	—	Jul 31, 2026	Fidelity Securities Fund, not summed
6.3	Fidelity Small Cap Growth Fund Fund S000007193 · Registered fund · Jul 31, 2026 Fidelity Securities Fund, not summed	532,577	1.09%	0	Jul 31, 2026	Fidelity Securities Fund, not summed
6.4	Fidelity Stock Selector Small Cap Fund Fund S000005453 · Registered fund · Jul 31, 2026 Fidelity Capital Trust, not summed	510,613	1.05%	+79,600	Jul 31, 2026	Fidelity Capital Trust, not summed
6.5	Fidelity Small Cap Index Fund Fund S000033638 · Registered fund · Jul 31, 2026 Fidelity Salem Street Trust, not summed	498,998	1.02%	+67,368	Jul 31, 2026	Fidelity Salem Street Trust, not summed
7	STATE STREET CORP 13F CIK 93751 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	1,858,051	3.81%	+175,778	Jun 30, 2026	carried, not yet filed for the newest quarter
7.1	State Street(R) SPDR(R) Portfolio S&P 600(TM) Small Cap ETF Fund S000041317 · Registered fund · Jun 30, 2026 SPDR SERIES TRUST, not summed	390,508	0.80%	+6,454	Jun 30, 2026	SPDR SERIES TRUST, not summed
7.2	State Street(R) SPDR(R) S & P 600(TM) Small Cap Growth ETF Fund S000006990 · Registered fund · Jun 30, 2026 SPDR SERIES TRUST, not summed	240,825	0.49%	+18,679	Jun 30, 2026	SPDR SERIES TRUST, not summed
7.3	State Street(R) SPDR(R) S&P(R) Health Care Equipment ETF Fund S000012330 · Registered fund · Jun 30, 2026 SPDR SERIES TRUST, not summed	121,384	0.25%	+56,685	Jun 30, 2026	SPDR SERIES TRUST, not summed
7.4	STATE STREET SMALL/MID CAP EQUITY INDEX PORTFOLIO Fund S000050332 · Registered fund · Jun 30, 2026 STATE STREET INSTITUTIONAL INVESTMENT TRUST, not summed	15,692	0.03%	+700	Jun 30, 2026	STATE STREET INSTITUTIONAL INVESTMENT TRUST, not summed
7.5	State Street(R) SPDR(R) Portfolio S&P 1500(R) Composite Stock Market ETF Fund S000006973 · Registered fund · Jun 30, 2026 SPDR SERIES TRUST, not summed	7,359	0.02%	+120	Jun 30, 2026	SPDR SERIES TRUST, not summed
8	Ophir Asset Management Pty Ltd 13F CIK 1844640 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	1,800,008	3.69%	+849,158	Jun 30, 2026	carried, not yet filed for the newest quarter
9	PERCEPTIVE ADVISORS LLC 13F CIK 1224962 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	1,737,290	3.56%	+100,000	Jun 30, 2026	carried, not yet filed for the newest quarter
10	Conestoga Capital Advisors, LLC 13F CIK 1163744 · Investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	1,623,700	3.33%	+448,290	Jun 30, 2026	carried, not yet filed for the newest quarter
10.1	CONESTOGA SMALL CAP FUND Fund S000004756 · Registered fund · Jun 30, 2026 Conestoga Funds, not summed	962,620	1.97%	+235,000	Jun 30, 2026	Conestoga Funds, not summed
10.2	CONESTOGA DISCOVERY FUND Fund S000074583 · Registered fund · Jun 30, 2026 Conestoga Funds, not summed	6,560	0.01%	+2,260	Jun 30, 2026	Conestoga Funds, not summed
11	VANGUARD TOTAL STOCK MARKET INDEX FUND Fund S000002848 · Registered fund · Jun 30, 2026 VANGUARD INDEX FUNDS, not summed	1,463,340	3.00%	+30,981	Jun 30, 2026	VANGUARD INDEX FUNDS, not summed
12	WELLINGTON MANAGEMENT GROUP LLP 13F CIK 902219 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	1,260,279	2.58%	+103,592	Jun 30, 2026	carried, not yet filed for the newest quarter
13	GEODE CAPITAL MANAGEMENT, LLC 13F CIK 1214717 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	1,114,297	2.29%	-18,206	Jun 30, 2026	carried, not yet filed for the newest quarter
14	SILVERCREST ASSET MANAGEMENT GROUP LLC 13F CIK 1232395 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	1,024,091	2.10%	+363,150	Jun 30, 2026	carried, not yet filed for the newest quarter
15	VANGUARD PORTFOLIO MANAGEMENT LLC 13F CIK 2100121 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	988,219	2.03%	-49,226	Jun 30, 2026	carried, not yet filed for the newest quarter
16	DIMENSIONAL FUND ADVISORS LP 13F CIK 354204 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	947,941	1.94%	-79,634	Jun 30, 2026	carried, not yet filed for the newest quarter
16.1	U.S. SMALL CAP PORTFOLIO Fund S000000971 · Registered fund · Jul 31, 2026 DFA INVESTMENT DIMENSIONS GROUP INC, not summed	212,934	0.44%	+7,168	Jul 31, 2026	DFA INVESTMENT DIMENSIONS GROUP INC, not summed
16.2	U.S. MICRO CAP PORTFOLIO Fund S000000948 · Registered fund · Jul 31, 2026 DFA INVESTMENT DIMENSIONS GROUP INC, not summed	165,378	0.34%	+2,445	Jul 31, 2026	DFA INVESTMENT DIMENSIONS GROUP INC, not summed
16.3	Dimensional U.S. Small Cap ETF Fund S000070906 · Registered fund · Jul 31, 2026 Dimensional ETF Trust, not summed	124,676	0.26%	-33,445	Jul 31, 2026	Dimensional ETF Trust, not summed
16.4	Dimensional U.S. Core Equity 2 ETF Fund S000070903 · Registered fund · Jul 31, 2026 Dimensional ETF Trust, not summed	90,038	0.18%	-17,372	Jul 31, 2026	Dimensional ETF Trust, not summed
16.5	U.S. CORE EQUITY 2 PORTFOLIO Fund S000000980 · Registered fund · Jul 31, 2026 DFA INVESTMENT DIMENSIONS GROUP INC, not summed	70,902	0.15%	-16,439	Jul 31, 2026	DFA INVESTMENT DIMENSIONS GROUP INC, not summed
17	Mackin James P Insider CIK 1408470 · Aug 19, 2026 President & CEO, issuer-wide	877,275	1.80%	-70,000	Aug 19, 2026	President & CEO, issuer-wide
18	CITADEL ADVISORS LLC 13F CIK 1423053 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	827,594	1.70%	+756,725	Jun 30, 2026	carried, not yet filed for the newest quarter
19	GW&K Investment Management, LLC 13F CIK 1082917 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	794,478	1.63%	+55,775	Jun 30, 2026	carried, not yet filed for the newest quarter
20	ROYCE & ASSOCIATES LP 13F CIK 906304 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	639,282	1.31%	+214,000	Jun 30, 2026	carried, not yet filed for the newest quarter
20.1	Royce Small-Cap Opportunity Fund Fund S000009512 · Registered fund · Jun 30, 2026 ROYCE FUND, not summed	197,557	0.41%	+91,087	Jun 30, 2026	ROYCE FUND, not summed
20.2	Royce Micro-Cap Fund Fund S000009506 · Registered fund · Jun 30, 2026 ROYCE FUND, not summed	64,962	0.13%	0	Jun 30, 2026	ROYCE FUND, not summed
20.3	Royce Capital Fund - Micro-Cap Portfolio Fund S000009496 · Registered fund · Jun 30, 2026 ROYCE CAPITAL FUND, not summed	20,208	0.04%	0	Jun 30, 2026	ROYCE CAPITAL FUND, not summed
21	YARGER WEALTH STRATEGIES, LLC 13F CIK 1908607 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	634,223	1.30%	0	Jun 30, 2026	carried, not yet filed for the newest quarter
22	NORTHERN TRUST CORP 13F CIK 73124 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	550,532	1.13%	+52,633	Jun 30, 2026	carried, not yet filed for the newest quarter
22.1	Small Cap Value Fund Fund S000001246 · Registered fund · Jun 30, 2026 Northern Funds, not summed	31,012	0.06%	+16,474	Jun 30, 2026	Northern Funds, not summed
22.2	Small Cap Index Fund Fund S000001245 · Registered fund · Jun 30, 2026 Northern Funds, not summed	23,149	0.05%	+2,576	Jun 30, 2026	Northern Funds, not summed
22.3	Small Cap Core Fund Fund S000001244 · Registered fund · Jun 30, 2026 Northern Funds, not summed	6,275	0.01%	-179	Jun 30, 2026	Northern Funds, not summed
22.4	FlexShares Morningstar US Market Factor Tilt Index Fund Fund S000033312 · Registered fund · Jul 31, 2026 FlexShares Trust, not summed	3,634	0.01%	+2,998	Jul 31, 2026	FlexShares Trust, not summed
23	BANK OF AMERICA CORP /DE/ 13F CIK 70858 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	521,437	1.07%	-1,078	Jun 30, 2026	carried, not yet filed for the newest quarter
24	VANGUARD EXTENDED MARKET INDEX FUND Fund S000002841 · Registered fund · Jun 30, 2026 VANGUARD INDEX FUNDS, not summed	495,440	1.02%	+24,072	Jun 30, 2026	VANGUARD INDEX FUNDS, not summed
25	Qube Research & Technologies Ltd 13F CIK 1729829 · Exempt reporting adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	476,405	0.98%	+275,082	Jun 30, 2026	carried, not yet filed for the newest quarter
26	FRED ALGER MANAGEMENT, LLC 13F CIK 3520 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	463,111	0.95%	-745,260	Jun 30, 2026	carried, not yet filed for the newest quarter
26.1	ALGER WEATHERBIE SPECIALIZED GROWTH FUND Fund S000009165 · Registered fund · Jul 31, 2026 ALGER FUNDS, not summed	255,791	0.52%	-42,634	Jul 31, 2026	ALGER FUNDS, not summed
26.2	Alger Dynamic Opportunities Fund Fund S000026226 · Registered fund · Jul 31, 2026 ALGER FUNDS II, not summed	31,715	0.07%	+1,125	Jul 31, 2026	ALGER FUNDS II, not summed
26.3	ALGER HEALTH SCIENCES FUND Fund S000009164 · Registered fund · Jul 31, 2026 ALGER FUNDS, not summed	27,113	0.06%	—	Jul 31, 2026	ALGER FUNDS, not summed
27	UBS Group AG 13F CIK 1610520 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	454,401	0.93%	+197,479	Jun 30, 2026	carried, not yet filed for the newest quarter
28	Invesco Ltd. 13F CIK 914208 · Investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	443,117	0.91%	+68,071	Jun 30, 2026	carried, not yet filed for the newest quarter
28.1	Invesco S&P SmallCap Momentum ETF Fund S000003024 · Registered fund · Jul 31, 2026 Invesco Exchange-Traded Fund Trust, not summed	244,979	0.50%	+49,677	Jul 31, 2026	Invesco Exchange-Traded Fund Trust, not summed
28.2	Invesco S&P SmallCap Health Care ETF Fund S000028299 · Registered fund · May 31, 2026 Invesco Exchange-Traded Fund Trust II, not summed	29,491	0.06%	-5,213	May 31, 2026	Invesco Exchange-Traded Fund Trust II, not summed
28.3	Invesco RAFI US 1500 Small-Mid ETF Fund S000013120 · Registered fund · Jul 31, 2026 Invesco Exchange-Traded Fund Trust, not summed	27,118	0.06%	+409	Jul 31, 2026	Invesco Exchange-Traded Fund Trust, not summed
28.4	Invesco S&P Smallcap 600 Pure Growth ETF Fund S000060799 · Registered fund · Jul 31, 2026 Invesco Exchange-Traded Fund Trust, not summed	23,070	0.05%	+807	Jul 31, 2026	Invesco Exchange-Traded Fund Trust, not summed
28.5	Invesco S&P SmallCap 600 Revenue ETF Fund S000064596 · Registered fund · May 31, 2026 Invesco Exchange-Traded Fund Trust II, not summed	13,491	0.03%	+1,570	May 31, 2026	Invesco Exchange-Traded Fund Trust II, not summed
29	GOLDMAN SACHS GROUP INC 13F CIK 886982 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	438,714	0.90%	+132,437	Jun 30, 2026	carried, not yet filed for the newest quarter
29.1	Goldman Sachs Multi-Manager Global Equity Fund Fund S000049146 · Registered fund · Jul 31, 2026 Goldman Sachs Trust II, not summed	22,048	0.05%	+6,203	Jul 31, 2026	Goldman Sachs Trust II, not summed
29.2	Goldman Sachs ActiveBeta(R) U.S. Small Cap Equity ETF Fund S000048296 · Registered fund · May 31, 2026 Goldman Sachs ETF Trust, not summed	14,525	0.03%	-3,087	May 31, 2026	Goldman Sachs ETF Trust, not summed
29.3	Goldman Sachs Absolute Return Tracker Fund Fund S000020314 · Registered fund · Jun 30, 2026 GOLDMAN SACHS TRUST, not summed	8,442	0.02%	+3,504	Jun 30, 2026	GOLDMAN SACHS TRUST, not summed
30	D. E. Shaw & Co., Inc. 13F CIK 1009207 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	438,216	0.90%	+431,690	Jun 30, 2026	carried, not yet filed for the newest quarter
31	CHARLES SCHWAB INVESTMENT MANAGEMENT INC 13F CIK 884546 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	408,704	0.84%	+2,931	Jun 30, 2026	carried, not yet filed for the newest quarter
31.1	Schwab U.S. Small-Cap ETF Fund S000026636 · Registered fund · May 31, 2026 SCHWAB STRATEGIC TRUST, not summed	200,917	0.41%	-589	May 31, 2026	SCHWAB STRATEGIC TRUST, not summed
31.2	Schwab Small-Cap Index Fund Fund S000005912 · Registered fund · Jul 31, 2026 SCHWAB CAPITAL TRUST, not summed	110,535	0.23%	+14,383	Jul 31, 2026	SCHWAB CAPITAL TRUST, not summed
31.3	Schwab Total Stock Market Index Fund Fund S000005913 · Registered fund · Jul 31, 2026 SCHWAB CAPITAL TRUST, not summed	26,473	0.05%	0	Jul 31, 2026	SCHWAB CAPITAL TRUST, not summed
31.4	Schwab U.S. Broad Market ETF Fund S000026631 · Registered fund · May 31, 2026 SCHWAB STRATEGIC TRUST, not summed	25,635	0.05%	0	May 31, 2026	SCHWAB STRATEGIC TRUST, not summed
32	Soleus Capital Management, L.P. 13F CIK 1802630 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	388,000	0.80%	+388,000	Jun 30, 2026	carried, not yet filed for the newest quarter
33	TWO SIGMA INVESTMENTS, LP 13F CIK 1179392 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	387,279	0.79%	-338,573	Jun 30, 2026	carried, not yet filed for the newest quarter
34	Balyasny Asset Management L.P. 13F CIK 1218710 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	382,051	0.78%	+352,496	Jun 30, 2026	carried, not yet filed for the newest quarter
35	First Eagle Investment Management, LLC 13F CIK 1325447 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	346,573	0.71%	+34,972	Jun 30, 2026	carried, not yet filed for the newest quarter
35.1	First Eagle Small Cap Opportunity Fund Fund S000072438 · Registered fund · Jul 31, 2026 First Eagle Funds, not summed	322,550	0.66%	+28,195	Jul 31, 2026	First Eagle Funds, not summed
36	VANGUARD FIDUCIARY TRUST CO 13F CIK 933478 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	310,552	0.64%	+18,251	Jun 30, 2026	carried, not yet filed for the newest quarter
37	KENNEDY CAPITAL MANAGEMENT LLC 13F CIK 884589 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	294,231	0.60%	-5,117	Jun 30, 2026	carried, not yet filed for the newest quarter
38	Legal & General Group Plc 13F CIK 764068 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	259,298	0.53%	+74,227	Jun 30, 2026	carried, not yet filed for the newest quarter
39	VANGUARD TAX-MANAGED SMALL-CAP FUND Fund S000004387 · Registered fund · Jun 30, 2026 VANGUARD TAX-MANAGED FUNDS, not summed	256,182	0.53%	0	Jun 30, 2026	VANGUARD TAX-MANAGED FUNDS, not summed
40	PRINCIPAL FINANCIAL GROUP INC 13F CIK 1126328 · Insurance company · Jun 30, 2026 carried, not yet filed for the newest quarter	253,902	0.52%	-7,468	Jun 30, 2026	carried, not yet filed for the newest quarter
40.1	Principal U.S. Small-Cap ETF Fund S000055159 · Registered fund · Jun 30, 2026 Principal Exchange-Traded Funds, not summed	44,339	0.09%	+3,186	Jun 30, 2026	Principal Exchange-Traded Funds, not summed
40.2	SmallCap S&P 600 Index Fund Fund S000007203 · Registered fund · Jul 31, 2026 Principal Funds, Inc, not summed	31,474	0.06%	-1,618	Jul 31, 2026	Principal Funds, Inc, not summed
40.3	SmallCap Growth Fund I Fund S000007175 · Registered fund · Jul 31, 2026 Principal Funds, Inc, not summed	3,979	0.01%	+1,764	Jul 31, 2026	Principal Funds, Inc, not summed
41	Bank of New York Mellon Corp 13F CIK 1390777 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	252,386	0.52%	+9,911	Jun 30, 2026	carried, not yet filed for the newest quarter
42	Davis John E Insider CIK 1653206 · Mar 3, 2026 Chief Commercial Officer, issuer-wide	230,794	0.47%	+24,272	Mar 3, 2026	Chief Commercial Officer, issuer-wide
43	VANGUARD RUSSELL 2000 INDEX FUND Fund S000030003 · Registered fund · May 31, 2026 VANGUARD SCOTTSDALE FUNDS, not summed	224,294	0.46%	+15,568	May 31, 2026	VANGUARD SCOTTSDALE FUNDS, not summed
44	Berry Lance A Insider CIK 1478716 · Aug 14, 2026 Director, issuer-wide	210,112	0.43%	-715	Aug 14, 2026	Director, issuer-wide
45	Quantinno Capital Management LP 13F CIK 1759654 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	200,142	0.41%	+189,718	Jun 30, 2026	carried, not yet filed for the newest quarter
46	AMERIPRISE FINANCIAL INC 13F CIK 820027 · Investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	193,546	0.40%	+1,816	Jun 30, 2026	carried, not yet filed for the newest quarter
46.1	Columbia Small Cap Index Fund Fund S000010827 · Registered fund · May 31, 2026 COLUMBIA FUNDS SERIES TRUST, not summed	62,848	0.13%	-3,511	May 31, 2026	COLUMBIA FUNDS SERIES TRUST, not summed
46.2	Columbia Research Enhanced Small Cap ETF Fund S000095313 · Registered fund · Jun 30, 2026 Columbia ETF Trust I, not summed	79	0.00%	+13	Jun 30, 2026	Columbia ETF Trust I, not summed
47	HRT FINANCIAL LP 13F CIK 1475597 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	186,350	0.38%	+178,895	Jun 30, 2026	carried, not yet filed for the newest quarter
48	Tidal Investments LLC 13F CIK 1600064 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	186,227	0.38%	-6,566	Jun 30, 2026	carried, not yet filed for the newest quarter
48.1	Unusual Whales Subversive Democratic Trading ETF Fund S000088363 · Registered fund · Jun 30, 2026 Tidal Trust I, not summed	186,227	0.38%	-2,505	Jun 30, 2026	Tidal Trust I, not summed
48.2	Adasina Social Justice All Cap Global ETF Fund S000069950 · Registered fund · May 31, 2026 Tidal Trust I, not summed	1,526	0.00%	+200	May 31, 2026	Tidal Trust I, not summed
49	FIFTH THIRD BANCORP 13F CIK 35527 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	185,621	0.38%	+62,386	Jun 30, 2026	carried, not yet filed for the newest quarter
50	Holloway Jean F Insider CIK 1540065 · Aug 12, 2026 SVP, General Counsel, issuer-wide	184,118	0.38%	-977	Aug 12, 2026	SVP, General Counsel, issuer-wide

45 more nested rows are not shown here; Every filing lists them all.

Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.

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Key facts CIK 784199 CUSIP 228903100 13F (30d) 21 filings 21 filers Visit website Investor relations