AQB · Aquabounty Technologies Inc · Shareholders & Ownership
$1.15
+0.11 (+10.58%)
At close · Oct 20
Return incl. dividend (before tax)
Going-concern doubt
— flagged Aug 6, 2026
Substantial doubt about the company's ability to continue as a going concern.
“Limited operating assets, dependency on capital raising activities and cumulative net losses raises substantial doubt about the Company's ability to continue as a going concern within one year after the date that the accompanying condensed consolidated financial statements are issued.”View the 10-Q filed Aug 6, 2026
Market Cap
$5.92M
Shares
5.15M
Volume · Oct 20
64.75K
Avg daily vol (3M)
498.39K
Every disclosed holder of AQB in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.
Who Owns AQB
13F quarter Sep 30, 2026, combined view: filers that have not filed yet carry their Jun 30, 2026 positions| Holder group | Shares | % Out |
|---|---|---|
| Institutional (13F) | 483,788 | 9.40% |
| Insiders (Forms 3, 4, 5) | 0 | 0.00% |
| 13D/G-only blocks | 337,355 | 6.55% |
| Remaining | 4,326,061 | 84.05% |
| Registered funds (N-PORT, not summed) | 75,855 | 1.47% |
Shares outstanding: 5,147,204, the issuer's latest cover-page count restated onto today's split basis.
13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.
Holders of AQB
| # | Holder | Shares | As of | Notes |
|---|---|---|---|---|
| 1 |
|
337,355 | ||
| 2 |
RENAISSANCE TECHNOLOGIES LLC
13F
CIK 1037389 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
138,163 | ||
| 3 |
EPIQ PARTNERS, LLC
13F
CIK 1799435 · Registered investment adviser · Sep 30, 2026
|
87,250 | ||
| 4 |
TWO SIGMA INVESTMENTS, LP
13F
CIK 1179392 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
82,803 | ||
| 5 |
BlackRock, Inc.
13F
CIK 2012383 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
47,528 | ||
| 6 |
GEODE CAPITAL MANAGEMENT, LLC
13F
CIK 1214717 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
40,567 | ||
| 7 |
CITADEL ADVISORS LLC
13F
CIK 1423053 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
31,880 | ||
| 8 |
VANGUARD CAPITAL MANAGEMENT LLC
13F
CIK 2100119 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
23,371 | ||
| 9 |
VANGUARD EXTENDED MARKET INDEX FUND
Fund
S000002841 · Registered fund · Jun 30, 2026
VANGUARD INDEX FUNDS, not summed
|
23,371 | ||
| 10 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP
13F
CIK 1446194 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
12,443 | ||
| 11 |
VANGUARD FIDUCIARY TRUST CO
13F
CIK 933478 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
10,649 | ||
| 12 |
Tower Research Capital LLC (TRC)
13F
CIK 1533421 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
4,177 | ||
| 13 |
|
3,648 | ||
| 14 |
NFSG Corp
13F
CIK 1879757 · Registered investment adviser · Sep 30, 2026
|
250 | ||
| 15 |
OSAIC HOLDINGS, INC.
13F
CIK 1677044 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
213 | ||
| 16 |
Blackstone Alternative Multi-Strategy Fund
Fund
S000045538 · Registered fund · Jun 30, 2026
Blackstone Alternative Investment Funds, not summed
|
200 | ||
| 17 |
Arax Advisory Partners
13F
CIK 1586767 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
190 | ||
| 18 |
MORGAN STANLEY
13F
CIK 895421 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
185 | ||
| 19 |
Zurcher Kantonalbank (Zurich Cantonalbank)
13F
CIK 1368163 · Non-US institution · Jun 30, 2026
carried, not yet filed for the newest quarter
|
129 | ||
| 20 |
Larson Financial Group LLC
13F
CIK 1731061 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
100 | ||
| 21 |
JONES FINANCIAL COMPANIES LLLP
13F
CIK 815917 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
73 | ||
| 22 |
SBI Securities Co., Ltd.
13F
CIK 1851815 · Non-US institution · Jun 30, 2026
carried, not yet filed for the newest quarter
|
42 | ||
| 23 |
Global Retirement Partners, LLC
13F
CIK 1749744 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
37 | ||
| 24 |
WELLS FARGO & COMPANY/MN
13F
CIK 72971 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
26 | ||
| 25 |
Guggenheim Active Allocation Fund
Fund
· Registered fund · May 29, 2026
Guggenheim Active Allocation Fund, not summed
|
17 | ||
| 26 |
Atlantic Edge Private Wealth Management, LLC
13F
CIK 2011145 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
14 | ||
| 27 |
HighMark Wealth Management LLC
13F
CIK 1802451 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
10 | ||
| 28 |
Rockefeller Capital Management L.P.
13F
CIK 1739439 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
8 | ||
| 29 |
BNP PARIBAS ARBITRAGE, SA
13F
CIK 1166588 · Non-US institution · Jun 30, 2026
carried, not yet filed for the newest quarter
|
7 | ||
| 30 |
FMR LLC
13F
CIK 315066 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
7 | ||
| 30.1 |
Fidelity Extended Market Index Fund
Fund
S000006021 · Registered fund · May 31, 2026
Fidelity Concord Street Trust, not summed
|
40,838 | ||
| 30.2 |
Fidelity Series Total Market Index Fund
Fund
S000065248 · Registered fund · May 31, 2026
Fidelity Concord Street Trust, not summed
|
7,096 | ||
| 30.3 |
Fidelity Total Market Index Fund
Fund
S000006026 · Registered fund · May 31, 2026
Fidelity Concord Street Trust, not summed
|
4,333 | ||
| 31 |
NewEdge Advisors, LLC
13F
CIK 1633516 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
5 | ||
| 32 |
IFP Advisors, Inc
13F
CIK 1641866 · Registered investment adviser · Sep 30, 2026
|
4 | ||
| 33 |
JPMORGAN CHASE & CO
13F
CIK 19617 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
3 | ||
| 34 |
Glen Eagle Advisors, LLC
13F
CIK 2029317 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
2 | ||
| 35 |
Clearstead Advisors, LLC
13F
CIK 842775 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1 | ||
| 36 |
Quaker Wealth Management, LLC
13F
CIK 1733472 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1 | ||
| 37 |
Steward Partners Investment Advisory, LLC
13F
CIK 1723397 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1 | ||
| 38 |
Truvestments Capital LLC
13F
CIK 1750405 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1 |
Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.