Arrow Financial Corp 8-K, filed Apr 23, 2020
Arrow Financial Corp (AROW)
8-K
2020-04-23
For: 2020-04-23
View Original
Added on
April 06, 2026
About this 8-K
Arrow Financial Corp filed this 8-K on April 23, 2020.
Items reported
- Item 8.01: Other events
- Item 9.01: Financial statements and exhibits
UNITED STATES | ||
SECURITIES AND EXCHANGE COMMISSION | ||
Washington, D.C. 20549 | ||
FORM 8-K CURRENT REPORT | ||
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 | ||
Date of Report (date of earliest event reported): April 23, 2020 | ||
ARROW FINANCIAL CORPORATION | ||
(Exact name of registrant as specified in its charter) | ||
New York | 000-12507 | 22-2448962 |
(State or other jurisdiction of incorporation) | (Commission File Number) | (IRS Employer Identification No.) |
250 GLEN STREET | ||
GLENS FALLS, NY | 12801 | |
(Address of principal executive offices) | Zip Code | |
(518) 745-1000 | ||
(Registrant’s telephone number, including area code) | ||
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: | ||
[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) | ||
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) | ||
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) | ||
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) | ||
Securities registered pursuant to Section 12(b) of the Act:
Title of Each Class | Trading Symbol | Name of Each Exchange on Which Registered |
Common Stock, Par Value $1.00 per share | AROW | NASDAQ Global Select Market |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (240.12b-2 of this chapter). | ||
Emerging growth company | o | |
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. o | ||
Item 8.01 - Other Events.
Annual Meeting Update
On April 23, 2020, Arrow Financial Corporation (the “Company”) issued a press release announcing that, due to the public health and safety concerns related to the novel coronavirus (COVID-19), the Company has canceled the in-person portion of its 2020 annual meeting of shareholders (the “Annual Meeting”). The Company will instead host the Annual Meeting solely by remote communication virtually via the Internet or by phone. Shareholders will not be able to attend the Annual Meeting in person.
The previously announced date of the meeting has not changed although the time of the meeting has changed, as noted below:
Meeting Date: Wednesday, May 6, 2020
Meeting Time: 4:00 p.m. (Eastern Daylight Time)
A copy of this press release is furnished as Exhibit 99 to this Current Report on Form 8-K.
Item 9.01. Financial Statements and Exhibits.
Exhibits:
Exhibit No. Description
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
ARROW FINANCIAL CORPORATION | |||
Date: April 23, 2020 | /s/ Edward J. Campanella | ||
Edward J. Campanella, Senior Vice President, Treasurer and Chief Financial Officer | |||
 | 250 Glen Street Glens Falls, NY 12801 |
NASDAQ® Symbol: "AROW" Website: arrowfinancial.com Media Contact: Dori McDannold Tel: (518) 415-4313 | |
FOR IMMEDIATE RELEASE
Arrow Financial Corporation to Hold Virtual-Only Annual Meeting of Shareholders
GLENS FALLS, N.Y. (April 23, 2020) - Arrow Financial Corporation (NasdaqGS® - AROW) announced that its 2020 Annual Meeting will take place virtually this year due to public health concerns related to COVID-19. Shareholders may participate online or by phone. The in-person portion of the meeting is canceled for the health and well-being of all involved.
The previously announced date of the meeting remains the same, although the time has changed, as noted below. To participate, shareholders must initially register online by Sunday, May 3, using the Registration Link below.
• | Meeting Date/Time: Wednesday, May 6, 2020, at 4 p.m. EDT |
• | Advance Registration Required: In order to attend, shareholders must pre-register by Sunday, May 3, 2020, at 11:59 p.m. EDT at http://viewproxy.com/ArrowFinancial/2020/ |
• | Meeting Access: On the day of the meeting, please visit http://viewproxy.com/ArrowFinancial/2020/VM |
Instructions on how to attend and participate in the Annual Meeting virtually or by phone can be found at: http://viewproxy.com/ArrowFinancial/2020/. Please also refer to the Company's supplemental proxy materials filed today with the Securities and Exchange Commission for additional information regarding how shareholders may access, vote and participate in the virtual-only Annual Meeting.
The Company expects its use of a virtual-only meeting format to be a one-time occurrence in light of COVID-19 concerns.
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About Arrow: Arrow Financial Corporation is a multi-bank holding company headquartered in Glens Falls, New York, serving the financial needs of northeastern New York. The Company is the parent of Glens Falls National Bank and Trust Company and Saratoga National Bank and Trust Company. Other subsidiaries include Upstate Agency, LLC and North Country Investment Advisers, Inc.
Safe Harbor Statement: The information contained in this news release may contain statements that are not historical in nature but rather are based on management’s beliefs, assumptions, expectations, estimates and projections about the future, including, in particular, statements regarding the uncertainty surrounding the COVID-19 pandemic. These statements may be "forward-looking statements" within the meaning of Section 21E of the Securities Exchange Act of 1934, as amended, involving a degree of uncertainty and attendant risk. In the case of all forward-looking statements, actual outcomes and results may differ materially from what the statements predict or forecast, explicitly or by implication. The Company undertakes no obligation to revise or update these forward-looking statements to reflect the occurrence of unanticipated events. This News Release should be read in conjunction with the Company’s Annual Report on Form 10- K for the year ended December 31, 2019, and other filings with the Securities and Exchange Commission.
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