ASUR · Asure Software Inc · Holdings

$7.23 -0.02 (-0.28%) Q2 2026 earnings call transcript

Russell 2000 member Rebalance outlook locked

Market Cap

$209.38M

28.88M

Volume · Oct 28 200.19K Avg daily vol (3M) 106.7K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of ASUR: 13F, 13D and 13G, insiders and funds →

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 109

Total Value: $168,325,325

Total Shares: 21,270,807

Showing 1–100 of 109 holdings by value · page 1 of 2

Institutional Ownership Trend

27 quarters

Holder Concentration

Across 109 13F filers

Top Holder

19.7%

of institutional value

Top 5

53.5%

of institutional value

Top 10

71.5%

of institutional value

HHI

805

Broadly held

Who Holds ASUR

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 109 filers, like-for-like change +3.8%; actively managed books +3.9%; index-like books +3.6%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	68.6%	57	+4.1%	8	3
Adviser	1.0%	2	+11.2%	0	0
Bank	4.9%	12	-1.4%	1	0
Broker-dealer	0.1%	2	+5.6%	1	0
Benefit plan	0.0%	1	-73.4%	0	0
Non-US	0.1%	3	+2.6%	0	0
Holding company	8.7%	6	+4.1%	0	0
Insurer	0.0%	0	—	0	0
Unknown	16.6%	26	+3.7%	3	2

Style	Share	Filers	Change	New	Exited
Index-like	21.8%	16	+3.6%	0	0
Systematic-like	0.5%	5	-8.4%	1	0
Concentrated	2.9%	12	+10.1%	3	2
Diversified active	74.8%	76	+3.7%	9	3
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	67.3%	68	+4.4%	6	4
Medium turnover	15.9%	22	-0.6%	3	0
High turnover	1.6%	12	+49.3%	4	1
Unknown	15.2%	7	+2.7%	0	0
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	15.4%	10	+2.4%	1	0
Medium horizon	9.3%	16	+9.4%	2	1
Long horizon	73.9%	78	+2.5%	6	4
Unknown	1.4%	5	+99.4%	4	0
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	8.4%	19	+11.9%	6	2
$1B to $10B	42.7%	29	+1.6%	5	2
$10B to $100B	6.3%	19	+32.6%	2	1
$100B or more	42.6%	42	+1.3%	0	0
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	22.4%	25	+7.6%	6	3
Pooled investment vehicles	3.0%	7	+25.3%	2	0
Registered funds and BDCs	30.6%	10	+5.4%	0	0
Pension and profit sharing plans	0.7%	3	+1.6%	0	0
Insurance companies	0.1%	2	+107.5%	0	0
Governments and sovereign funds	0.1%	1	-4.7%	0	0
Corporations	0.0%	1	0.0%	0	0
Other investment advisers	0.0%	1	-42.1%	0	0
Diversified	11.6%	7	-8.7%	0	0
Unknown	31.4%	52	+3.1%	5	2

Private funds	Share	Filers	Change	New	Exited
Hedge funds	39.7%	15	+1.3%	2	0
Private equity funds	0.1%	2	+144.9%	0	0
Venture capital funds	0.1%	2	+331380.0%	1	0
Real estate funds	0.0%	2	+127.4%	0	1
Other private funds	8.7%	7	+15.2%	1	0
Mixed private funds	0.1%	1	+17.6%	0	0
Private funds, type not stated	2.4%	1	-1.8%	0	0
No private funds	17.4%	27	+5.6%	4	2
Securitized asset funds	0.0%	0	—	0	0
Unknown	31.4%	52	+3.1%	5	2

Location	Share	Filers	Change	New	Exited
United States	95.5%	97	+4.1%	11	4
Outside the US	4.5%	12	-2.4%	2	1

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 1 holder with no observed 2026-03-31 13F and 1 holder with no observed 2026-06-30 13F. Compared across CIK changes: JANUS HENDERSON GROUP PLC continues as Jupiter Topco LLC.

Conviction and Crowding

109 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

0.000% of filers hold it in their top 10

Mar 31, 2026: 1

Holders above 5%

median weight 0.000%

Mar 31, 2026: 0

Crowding

38.7%

of shares outstanding, 91st percentile

Mar 31, 2026: 37.9%

Private-fund advisers

38.0%

of shares outstanding

Institutional ownership

74.3%

81.8% of the estimated free float

Top 10 holders

71.5%

of 13F shares, Herfindahl 0.081

Active holders

+3.9%

like-for-like share change of active filers

5% stakes on record

0 13D, 5 13G (3 institutional, 2 passive, 0 exempt)

How long holders have held it value-weighted 14.5 quarters

Under 1 year 18.6% 1 to 3 years 35.8% 3 years or more 45.6% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$9.40

estimated per share

Mar 31, 2026: $9.44

Quarter-end price

$7.94

implied by 13F values

Estimated gain or loss

-15.5%

price against the estimated cost

Estimated at a loss

100.0%

of costed 13F value

Estimated cost covers 47.8% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shared Holders

Companies ASUR's active holders also own, quarter ended Jun 30, 2026

#	Company	Shared holders	Similarity
1	GDYN Grid Dynamics Holdings, Inc.	3	0.274
2	MPAA Motorcar Parts Of America Inc	3	0.261
3	CRAI Cra International, Inc.	3	0.240
4	MATW Matthews International Corp	3	0.204
5	MGNI Magnite, Inc.	4	0.170
6	CYRX Cryoport, Inc.	3	0.164
7	ARLO Arlo Technologies, Inc.	3	0.164
8	BBSI Barrett Business Services Inc	3	0.164
9	PLAB Photronics Inc	3	0.161
10	HROW Harrow, Inc.	3	0.153

Shareholder Targets

13F filers that own its peers but not ASUR, quarter ended Jun 30, 2026

Found through its holder-overlap peers: GDYN, MPAA, CRAI, MATW, MGNI, CYRX, ARLO, BBSI, PLAB, HROW, TTI, AEHR, LINC, LGND, ATRO, EEFT, ABNB, BMY, SHEL, VRT. 3,804 filers in all.

#	Filer	In peers	Of book	Largest peers
1	NORGES BANK Non-US, Index-like	$4,308,467,280 7 held	0.430%	BMY, VRT, ABNB
2	AMERIPRISE FINANCIAL INC Adviser, Diversified active	$3,163,595,930 16 held	0.640%	BMY, VRT, ABNB
3	WELLINGTON MANAGEMENT GROUP LLP Holding company, Diversified active	$3,011,253,625 13 held	0.520%	VRT, ABNB, SHEL
4	HARRIS ASSOCIATES L P Registered adviser, Index-like	$2,699,087,947 1 held	3.59%	ABNB
5	UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC Registered adviser, Index-like	$2,656,415,828 20 held	0.480%	BMY, VRT, ABNB
6	Fisher Asset Management, LLC Adviser, Diversified active	$2,224,762,130 6 held	0.670%	SHEL, LGND, ATRO
7	Independent Franchise Partners LLP Registered adviser, Concentrated	$2,031,844,126 2 held	13.3%	BMY, ABNB
8	ACADIAN ASSET MANAGEMENT LLC Unknown, Diversified active	$1,668,735,568 13 held	1.98%	ABNB, BMY, VRT
9	FRANKLIN RESOURCES INC Adviser, Diversified active	$1,555,786,584 18 held	0.340%	SHEL, VRT, BMY
10	Amundi Holding company, Index-like	$1,519,134,929 10 held	0.370%	ABNB, VRT, BMY

Fund Ownership of ASUR by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 10.38% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	2.89%	+0.23 pp	833,905	46
Index ETFs	7.50%	+0.13 pp	2,165,085	16
Active ETFs	1.07%	-0.08 pp	308,079	9
Active funds	22.86%	+1.91 pp	6,600,608	45
Unclassified	1.09%	+1.02 pp	315,219	5
All registered funds	35.40%	+3.20 pp	10,222,896	121

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 58 Adviser 2 Bank 12 Broker-dealer 2 Benefit plan 1 Non-US 3 Holding company 6 Unknown 25

Showing 100 of 109

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

Private Capital Management, LLC

$33,375,996

19.83%

4,203,526

NEEDHAM INVESTMENT MANAGEMENT LLC

$20,921,900

12.43%

2,635,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Needham Aggressive Growth Fund	2,635,000	$20,921,900	100.0%	Defined

Jupiter Topco LLC

$14,536,741

8.64%

1,830,824

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JANUS HENDERSON INVESTORS US LLC	1,782,905	$14,156,265	97.4%	Defined
Held directly	47,919	$380,476	2.6%	Defined

BlackRock, Inc.

$13,112,891

7.79%

1,651,498

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	42,053	$333,900	2.5%	Sole
BlackRock Asset Management Canada Ltd	130	$1,032	0.0%	Sole
BlackRock Investment Management, LLC	76,173	$604,813	4.6%	Sole
BLACKROCK ADVISORS LLC	48,263	$383,208	2.9%	Sole
BlackRock Fund Advisors	942,211	$7,481,155	57.1%	Sole
BlackRock Institutional Trust Company, N.A.	542,452	$4,307,068	32.8%	Sole
Aperio Group, LLC	216	$1,715	0.0%	Sole

VANGUARD CAPITAL MANAGEMENT LLC

$8,501,500

5.05%

1,070,718

DIMENSIONAL FUND ADVISORS LP

$7,573,805

4.50%

953,880

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Dimensional Fund Advisors Ltd.	2,839	$22,541	0.3%	Defined
DFA Australia Ltd.	13,891	$110,294	1.5%	Defined
Dimensional Ireland Ltd	24,419	$193,886	2.6%	Defined
Held directly	912,731	$7,247,084	95.7%	Sole

Swedbank AB

$6,002,275

3.57%

792,903

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Swedbank Robur Fonder AB	792,903	$6,002,275	100.0%	Defined

RICE HALL JAMES & ASSOCIATES, LLC

$5,602,686

3.33%

705,628

Pacific Ridge Capital Partners, LLC

$5,526,255

3.28%

696,002

ROYCE & ASSOCIATES LP

$5,411,006

3.21%

681,487

GEODE CAPITAL MANAGEMENT, LLC

$5,030,418

2.99%

633,554

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	96,578	$766,829	15.2%	Defined
Held directly	536,976	$4,263,589	84.8%	Defined

KENNEDY CAPITAL MANAGEMENT LLC

$4,119,105

2.45%

518,779

ArrowMark Colorado Holdings LLC

$3,897,690

2.32%

490,893

STATE STREET CORP

$3,822,093

2.27%

481,372

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS EUROPE LIMITED joint	481,372	$3,822,093	100.0%	Defined

S SQUARED TECHNOLOGY, LLC

$3,170,918

1.88%

399,360

DIAMOND HILL CAPITAL MANAGEMENT INC

$1,905,441

1.13%

239,980

NORTHERN TRUST CORP

$1,708,306

1.01%

215,152

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	211,246	$1,677,293	98.2%	Defined
DWS INVESTMENT MANAGEMENT AMERICAS, INC joint	3,906	$31,013	1.8%	Other

EQUITABLE TRUST CO

$1,561,312

0.93%

206,250

North Star Investment Management Corp.

$1,536,331

0.91%

202,950

Bank of New York Mellon Corp

$1,462,974

0.87%

184,254

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Investments Corporation	48,253	$383,128	26.2%	Defined
The Bank of New York Mellon	46,137	$366,327	25.0%	Defined
Newton Investment Management North America, LLC	89,863	$713,512	48.8%	Defined
Held directly	1	$7	0.0%	Defined

VANGUARD FIDUCIARY TRUST CO

$1,381,163

0.82%

173,950

VANGUARD PORTFOLIO MANAGEMENT LLC

$1,293,457

0.77%

162,904

P.A.W. CAPITAL CORP

$1,191,000

0.71%

150,000

CAPTRUST FINANCIAL ADVISORS

$1,119,802

0.67%

141,033

Post Resch Tallon Group Inc.

$1,051,253

0.62%

138,871

GOLDMAN SACHS GROUP INC

$900,617

0.54%

113,428

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	12,027	$95,494	10.6%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	101,401	$805,123	89.4%	Defined

Quantinno Capital Management LP

$892,511

0.53%

112,407

Beacon Harbor Wealth Advisors, Inc.

$855,487

0.51%

107,744

Penbrook Management LLC

$663,926

0.39%

87,705

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

$631,166

0.37%

79,492

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$541,595

0.32%

68,211

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	68,211	$541,595	100.0%	Other

Nuveen, LLC

$518,783

0.31%

65,338

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
TEACHERS ADVISORS, LLC joint	65,338	$518,783	100.0%	Defined

CITADEL ADVISORS LLC

$445,346

0.26%

56,089

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	56,089	$445,346	100.0%	Defined

Squarepoint Ops LLC

$428,124

0.25%

53,920

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Squarepoint Capital LLP	53,920	$428,124	100.0%	Defined

AMERICAN CENTURY COMPANIES INC

$390,417

0.23%

49,171

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
AMERICAN CENTURY INVESTMENT MANAGEMENT INC	49,171	$390,417	100.0%	Defined

Skylands Capital, LLC

$362,406

0.22%

47,874

BANK OF AMERICA CORP /DE/

$347,772

0.21%

43,800

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	43,800	$347,772	100.0%	Defined

SEI INVESTMENTS CO

$344,730

0.20%

43,417

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SEI INVESTMENTS MANAGEMENT CORP	1,859	$14,760	4.3%	Sole
SEI TRUST CO	41,558	$329,970	95.7%	Sole

Hillsdale Investment Management Inc.

$337,450

0.20%

42,500

AQR CAPITAL MANAGEMENT LLC

$320,646

0.19%

40,384

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RF&L WEALTH MANAGEMENT, LLC	1	$7	0.0%	Other
Prism Planning Partners LLC	42	$333	0.1%	Other
Arax Advisory Partners	479	$3,803	1.2%	Other
HALBERT HARGROVE GLOBAL ADVISORS, LLC	156	$1,238	0.4%	Other
Stokes Family Office, LLC	128	$1,016	0.3%	Other
Held directly	39,578	$314,249	98.0%	Defined

PRICE T ROWE ASSOCIATES INC /MD/

$318,878

0.19%

40,161

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
T. Rowe Price International Ltd	40,161	$318,878	100.0%	Defined

Unified Investment Management

$317,788

0.19%

41,980

INTRINSIC EDGE CAPITAL MANAGEMENT LLC

$317,600

0.19%

40,000

UBS Group AG

$284,633

0.17%

35,848

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS AG	35,848	$284,633	100.0%	Defined

JANE STREET GROUP, LLC

$252,785

0.15%

31,837

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	31,837	$252,785	100.0%	Defined

CM WEALTH ADVISORS LLC

$232,840

0.14%

29,325

DEUTSCHE BANK AG\

$193,998

0.12%

24,433

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DWS Investments UK Ltd	24,433	$193,998	100.0%	Defined

LPL Financial LLC

$181,063

0.11%

22,804

State of Wyoming

$175,307

0.10%

22,079

Vident Advisory, LLC

$170,630

0.10%

21,490

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Acuitas Investments, LLC	21,490	$170,630	100.0%	Defined

WELLS FARGO & COMPANY/MN

$169,240

0.10%

21,315

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	20,395	$161,936	95.7%	Defined
WELLS FARGO CLEARING SERVICES, LLC	920	$7,304	4.3%	Defined

PNC FINANCIAL SERVICES GROUP, INC.

$162,545

0.10%

20,472

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PNC Bank, National Association	20,472	$162,545	100.0%	Defined

MORGAN STANLEY

$158,463

0.09%

19,958

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	74	$587	0.4%	Defined
MORGAN STANLEY & CO. LLC	6,786	$53,880	34.0%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	841	$6,677	4.2%	Defined
MORGAN STANLEY SMITH BARNEY LLC	10,807	$85,807	54.1%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	1,450	$11,512	7.3%	Defined

HERITAGE INVESTORS MANAGEMENT CORP

$157,386

0.09%

19,822

RHUMBLINE ADVISERS

$141,451

0.08%

17,815

MERCER GLOBAL ADVISORS INC /ADV

$138,711

0.08%

17,470

MetLife Investment Management, LLC

$136,472

0.08%

17,188

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
METLIFE INC	17,188	$136,472	100.0%	Defined

Rothschild Wealth LLC

$131,438

0.08%

16,554

ALLIANCEBERNSTEIN L.P.

$127,516

0.08%

16,060

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Equitable Holdings, Inc.	16,060	$127,516	100.0%	Defined

FMR LLC

$125,563

0.07%

15,814

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Management & Research Co LLC	15,814	$125,563	100.0%	Defined

R Squared Ltd

$118,282

0.07%

14,897

Russell Investments Group, Ltd.

$108,395

0.06%

13,652

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Russell Investment Management, LLC	13,652	$108,395	100.0%	Defined

D. E. Shaw & Co., Inc.

$104,792

0.06%

13,198

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	13,198	$104,792	100.0%	Defined

Invesco Ltd.

$100,440

0.06%

12,650

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Advisers, Inc. joint	2,968	$23,565	23.5%	Defined
Invesco Trust Co joint	9,682	$76,875	76.5%	Defined

CITIGROUP INC

$99,853

0.06%

12,576

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Financial Products Inc. joint	12,576	$99,853	100.0%	Defined

Cambridge Investment Research Advisors, Inc.

$91,310

0.05%

11,500

US BANCORP \DE\

$90,198

0.05%

11,360

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
US BANK NATIONAL ASSOCIATION	11,360	$90,198	100.0%	Defined

XTX Topco Ltd

$89,952

0.05%

11,329

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	11,329	$89,952	100.0%	Defined

MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.

$89,070

0.05%

11,218

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Global X Management CO LLC joint	11,218	$89,070	100.0%	Defined

JPMORGAN CHASE & CO

$82,956

0.05%

10,448

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JPMorgan Chase Bank, N.A.	10,097	$80,170	96.6%	Defined
J.P. Morgan Securities plc	351	$2,786	3.4%	Defined

Tripletail Wealth Management, LLC

$81,067

0.05%

10,210

Ancora Advisors LLC

$79,400

0.05%

10,000

Vanguard Global Advisers, LLC

$69,181

0.04%

8,713

NEW YORK STATE COMMON RETIREMENT FUND

$66,640

0.04%

8,393

Police & Firemen's Retirement System of New Jersey

$63,424

0.04%

7,988

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Capital	7,988	$63,424	100.0%	Defined

OAKWORTH CAPITAL, INC.

$37,850

0.02%

5,000

SIMPLEX TRADING, LLC

$33,625

0.02%

4,235

ROYAL BANK OF CANADA

$31,886

0.02%

4,016

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC CMA LTD.	719	$5,708	17.9%	Defined
RBC Capital Markets, LLC	3,297	$26,178	82.1%	Defined

BNP PARIBAS ARBITRAGE, SA

$29,838

0.02%

3,758

BARCLAYS PLC

$29,782

0.02%

3,751

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS BANK PLC	3,277	$26,019	87.4%	Defined
BARCLAYS CAPITAL INC.	474	$3,763	12.6%	Defined

Arax Advisory Partners

$29,092

0.02%

3,664

Tower Research Capital LLC (TRC)

$26,606

0.02%

3,351

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Latour Trading LLC (Latour)	3,351	$26,606	100.0%	Defined

Ameritas Investment Partners, Inc.

$20,016

0.01%

2,521

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
EATON VANCE MANAGEMENT	2,521	$20,016	100.0%	Other

Legal & General Group Plc

$18,301

0.01%

2,305

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Legal & General Investment Management America Inc	2,305	$18,301	100.0%	Defined

Versant Capital Management, Inc

$10,794

0.01%

1,426

GROUP ONE TRADING LLC

$10,067

0.01%

1,268

Sterling Capital Management LLC

$3,633

0.00%

480

COMPASS FINANCIAL MANAGEMENT LLC

$3,573

0.00%

450

GAMMA Investing LLC

$3,398

0.00%

449

CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM

$2,628

0.00%

331

PENSION & WEALTH MANAGEMENT ADVISORS, INC.

$1,377

0.00%

182

Rockefeller Capital Management L.P.

$1,310

0.00%

165

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROCKEFELLER FINANCIAL LLC	165	$1,310	100.0%	Defined

SJS Investment Consulting Inc.

$802

0.00%

106

IFP Advisors, Inc

$643

0.00%

NISA INVESTMENT ADVISORS, LLC

$545

0.00%

SIGNATUREFD, LLC

$522

0.00%

EverSource Wealth Advisors, LLC

$443

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BMSS Wesson Wealth Solutions, LLC	2	$15	3.4%	Sole
Held directly	54	$428	96.6%	Sole

Allworth Financial LP

$365

0.00%

Farther Finance Advisors, LLC

$348

0.00%

OSAIC HOLDINGS, INC.

$269

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	34	$269	100.0%	Defined

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Key facts CIK 884144 CUSIP 04649U102 13F (30d) 20 filings 20 filers Visit website Investor relations