BAFN · BayFirst Financial Corp. · Insider Trading
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 4 and 5. Form 3 supplies initial ownership rather than a trade; Form 4 must be filed within two business days of the trade.
Insider Sentiment Score
Peer-relative 0–100 rank of how aggressively insiders accumulated over the trailing 90 days. See the full ranking.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2026-09-04 | Oliver Robin Leigh |
Director, President, COO |
Other↑
Filing footnotes — Common Stock (Direct)
Shares were purchased within the issuer's Non-Qualified Stock Purchase Plan. |
Common Stock
|
47 |
| 2026-09-04 | McKim Scott Joseph |
EVP, Chief Financial Officer |
Other↑
Filing footnotes — Common Stock (Direct)
Shares were purchased within the issuer's Non-Qualified Stock Purchase Plan. |
Common Stock
|
47 |
| 2026-08-13 | Deloach Dennis Reppard III |
Director |
Other↓
Filing footnotes — Series B Convertible Preferred Stock (Direct)
The holders of shares of Series B Convertible Preferred Stock had the right to convert such shares into shares of common stock at a conversion ratio equal to the quotient of: (i) the $1,000 liquidation preference; divided by (ii) the tangible book value per share of common stock, calculated on the basis of BayFirst Financial Corp.'s financial statements, as of the last day of the calendar quarter occurring prior to the date on which a holder exercises the conversion right; provided, however, that tangible book value would be adjusted to reflect a subsequent quarter end only on the last day of the month succeeding such quarter end. |
Series B Convertible Preferred Stock
|
50 |
| 2026-08-13 | Saravanos Anthony |
Director |
Other↓
Filing footnotes — Series B Convertible Preferred Stock (Direct)
The holders of shares of Series B Convertible Preferred Stock had the right to convert such shares into shares of common stock at a conversion ratio equal to the quotient of: (i) the $1,000 liquidation preference; divided by (ii) the tangible book value per share of common stock, calculated on the basis of BayFirst Financial Corp.'s financial statements, as of the last day of the calendar quarter occurring prior to the date on which a holder exercises the conversion right; provided, however, that tangible book value would be adjusted to reflect a subsequent quarter end only on the last day of the month succeeding such quarter end. |
Series B Convertible Preferred Stock
|
25 |
| 2026-08-13 | Oliver Robin Leigh |
Director, President, COO |
Other↓
Filing footnotes — Series B Convertible Preferred Stock (Direct)
The holders of shares of Series B Convertible Preferred Stock had the right to convert such shares into shares of common stock at a conversion ratio equal to the quotient of: (i) the $1,000 liquidation preference; divided by (ii) the tangible book value per share of common stock, calculated on the basis of BayFirst Financial Corp.'s financial statements, as of the last day of the calendar quarter occurring prior to the date on which a holder exercises the conversion right; provided, however, that tangible book value would be adjusted to reflect a subsequent quarter end only on the last day of the month succeeding such quarter end. |
Series B Convertible Preferred Stock
|
10 |
| 2026-08-13 | Spoor Bradly William |
Director |
Other↓
Filing footnotes — Series B Convertible Preferred Stock (Indirect)
The holders of shares of Series B Convertible Preferred Stock had the right to convert such shares into shares of common stock at a conversion ratio equal to the quotient of: (i) the $1,000 liquidation preference; divided by (ii) the tangible book value per share of common stock, calculated on the basis of BayFirst Financial Corp.'s financial statements, as of the last day of the calendar quarter occurring prior to the date on which a holder exercises the conversion right; provided, however, that tangible book value would be adjusted to reflect a subsequent quarter end only on the last day of the month succeeding such quarter end. |
Series B Convertible Preferred Stock
(I)
|
10 |
| 2026-08-13 | Politis Christos |
Director |
Other↓
Filing footnotes — Series B Convertible Preferred Stock (Indirect)
The holders of shares of Series B Convertible Preferred Stock had the right to convert such shares into shares of common stock at a conversion ratio equal to the quotient of: (i) the $1,000 liquidation preference; divided by (ii) the tangible book value per share of common stock, calculated on the basis of BayFirst Financial Corp.'s financial statements, as of the last day of the calendar quarter occurring prior to the date on which a holder exercises the conversion right; provided, however, that tangible book value would be adjusted to reflect a subsequent quarter end only on the last day of the month succeeding such quarter end. |
Series B Convertible Preferred Stock
(I)
|
50 |
| 2026-07-14 | Rogers Alfred Tate Jr |
Director, CEO & President |
Other↓
Filing footnotes — Series D Preferred Stock (Indirect)
On July 14, 2025, the Company obtained shareholder approval to convert all outstanding shares of Series D Preferred Stock to shares of common stock and consummated the conversion. Upon conversion, all shares of Series D Preferred Stock were retired. |
Series D Preferred Stock
(I)
|
98 |
| 2026-07-14 | Rogers Alfred Tate Jr |
Director, CEO & President |
Other↓
Filing footnotes — Series D Preferred Stock (Indirect)
On July 14, 2025, the Company obtained shareholder approval to convert all outstanding shares of Series D Preferred Stock to shares of common stock and consummated the conversion. Upon conversion, all shares of Series D Preferred Stock were retired. |
Series D Preferred Stock
(I)
|
8 |
| 2026-07-14 | Rogers Alfred Tate Jr |
Director, CEO & President |
Other↓
Filing footnotes — Series D Preferred Stock (Indirect)
On July 14, 2025, the Company obtained shareholder approval to convert all outstanding shares of Series D Preferred Stock to shares of common stock and consummated the conversion. Upon conversion, all shares of Series D Preferred Stock were retired. |
Series D Preferred Stock
(I)
|
242 |
| 2026-07-14 | Rogers Alfred Tate Jr |
Director, CEO & President |
Sell↑
Filing footnotes — Common Stock (Indirect)
On July 14, 2025, the Company obtained shareholder approval to convert all outstanding shares of Series D Preferred Stock to shares of common stock and consummated the conversion. |
Common Stock
(I)
|
148,564 |
| 2026-07-14 | Rogers Alfred Tate Jr |
Director, CEO & President |
Other↓
Filing footnotes — Series D Preferred Stock (Indirect)
On July 14, 2025, the Company obtained shareholder approval to convert all outstanding shares of Series D Preferred Stock to shares of common stock and consummated the conversion. Upon conversion, all shares of Series D Preferred Stock were retired. |
Series D Preferred Stock
(I)
|
52 |
| 2026-07-14 | Rogers Alfred Tate Jr |
Director, CEO & President |
Sell↑
Filing footnotes — Common Stock (Indirect)
On July 14, 2025, the Company obtained shareholder approval to convert all outstanding shares of Series D Preferred Stock to shares of common stock and consummated the conversion. |
Common Stock
(I)
|
22,856 |
| 2026-07-14 | Rogers Alfred Tate Jr |
Director, CEO & President |
Sell↑
Filing footnotes — Common Stock (Indirect)
On July 14, 2025, the Company obtained shareholder approval to convert all outstanding shares of Series D Preferred Stock to shares of common stock and consummated the conversion. |
Common Stock
(I)
|
691,394 |
| 2026-07-14 | Rogers Alfred Tate Jr |
Director, CEO & President |
Sell↑
Filing footnotes — Common Stock (Indirect)
On July 14, 2025, the Company obtained shareholder approval to convert all outstanding shares of Series D Preferred Stock to shares of common stock and consummated the conversion. |
Common Stock
(I)
|
279,986 |
| 2026-05-15 | Saravanos Anthony |
Director |
Tax↓
Filing footnotes — Common Stock (Direct)
Represents shares that have been withheld by the Issuer to satisfy its tax withholding and remittance obligations in connection with the net settlement of restricted stock awards (RSAs) and does not represent a sale by the Reporting Person. |
Common Stock
|
138 |
| 2026-05-15 | Spoor Bradly William |
Director |
Tax↓
Filing footnotes — Common Stock (Direct)
Represents shares that have been withheld by the Issuer to satisfy its tax withholding and remittance obligations in connection with the net settlement of restricted stock awards (RSAs) and does not represent a sale by the Reporting Person. |
Common Stock
|
99 |
| 2026-05-15 | Berset Mark S |
Director |
Tax↓
Filing footnotes — Common Stock (Direct)
Represents shares that have been withheld by the Issuer to satisfy its tax withholding and remittance obligations in connection with the net settlement of restricted stock awards (RSAs) and does not represent a sale by the Reporting Person. |
Common Stock
|
99 |
| 2026-05-15 | Berset Derek Steven |
Director |
Tax↓
Filing footnotes — Common Stock (Direct)
Represents shares that have been withheld by the Issuer to satisfy its tax withholding and remittance obligations in connection with the net settlement of restricted stock awards (RSAs) and does not represent a sale by the Reporting Person. |
Common Stock
|
99 |
| 2026-05-15 | Zipperian Barbara J |
Director |
Tax↓
Filing footnotes — Common Stock (Direct)
Represents shares that have been withheld by the Issuer to satisfy its tax withholding and remittance obligations in connection with the net settlement of restricted stock awards (RSAs) and does not represent a sale by the Reporting Person. |
Common Stock
|
99 |
| 2026-05-15 | LEO ANTHONY N |
Director |
Tax↓
Filing footnotes — Common Stock (Direct)
Represents shares that have been withheld by the Issuer to satisfy its tax withholding and remittance obligations in connection with the net settlement of restricted stock awards (RSAs) and does not represent a sale by the Reporting Person. |
Common Stock
|
138 |
| 2026-05-15 | Politis Christos |
Director |
Tax↓
Filing footnotes — Common Stock (Direct)
Represents shares that have been withheld by the Issuer to satisfy its tax withholding and remittance obligations in connection with the net settlement of restricted stock awards (RSAs) and does not represent a sale by the Reporting Person. |
Common Stock
|
99 |
| 2026-05-15 | WuDunn Sheryl |
Director |
Tax↓
Filing footnotes — Common Stock (Direct)
Represents shares that have been withheld by the Issuer to satisfy its tax withholding and remittance obligations in connection with the net settlement of restricted stock awards (RSAs) and does not represent a sale by the Reporting Person. |
Common Stock
|
99 |
| 2026-05-15 | Deloach Dennis Reppard III |
Director |
Tax↓
Filing footnotes — Common Stock (Direct)
Represents shares that have been withheld by the Issuer to satisfy its tax withholding and remittance obligations in connection with the net settlement of restricted stock awards (RSAs) and does not represent a sale by the Reporting Person. |
Common Stock
|
99 |
| 2026-05-15 | Harris Alexander Octavius |
Director |
Tax↓
Filing footnotes — Common Stock (Direct)
Represents shares that have been withheld by the Issuer to satisfy its tax withholding and remittance obligations in connection with the net settlement of restricted stock awards (RSAs) and does not represent a sale by the Reporting Person. |
Common Stock
|
99 |
| 2026-05-07 | Oliver Robin Leigh |
Director, President, COO |
Other↑
Filing footnotes — Common Stock (Direct)
Shares were purchased within the Issuer's Non-Qualified Stock Purchase Plan. |
Common Stock
|
45 |
| 2026-05-07 | McKim Scott Joseph |
EVP, Chief Financial Officer |
Other↑
Filing footnotes — Common Stock (Direct)
Shares were purchased within the Issuer's Non-Qualified Stock Purchase Plan. |
Common Stock
|
45 |
| 2026-05-07 | Zernick Thomas Gerard |
Director, CEO |
Other↑
Filing footnotes — Common Stock (Direct)
Shares were purchased within the Issuer's Non-Qualified Stock Purchase Plan. |
Common Stock
|
226 |
| 2026-02-19 | McKim Scott Joseph |
EVP, Chief Financial Officer |
Other↓
Filing footnotes — Common Stock (Indirect)
Shares held by the BayFirst Natioanl Bank Employee Stock Ownership Plan ("ESOP") and allocated to the Reporting Person's account were distribute to the employee and fractional shares were sold as part of the termination of the ESOP. |
Common Stock
(I)
|
0 |
| 2026-02-19 | Zernick Thomas Gerard |
Director, CEO |
Other↓
Filing footnotes — Common Stock (Indirect)
Shares held by the BayFirst Natioanl Bank Employee Stock Ownership Plan ("ESOP") and allocated to the Reporting Person's account were distribute to the employee and fractional shares were sold as part of the termination of the ESOP. |
Common Stock
(I)
|
0 |
| 2026-02-19 | Oliver Robin Leigh |
Director, President, COO |
Other↓
Filing footnotes — Common Stock (Indirect)
Shares held by the BayFirst Natioanl Bank Employee Stock Ownership Plan ("ESOP") and allocated to the Reporting Person's account were distribute to the employee and fractional shares were sold as part of the termination of the ESOP. |
Common Stock
(I)
|
0 |
| 2026-02-19 | LEO ANTHONY N |
Director |
Other↓
Filing footnotes — Common Stock (Indirect)
Shares held by the BayFirst Natioanl Bank Employee Stock Ownership Plan ("ESOP") and allocated to the Reporting Person's account were distribute to the employee and fractional shares were sold as part of the termination of the ESOP. |
Common Stock
(I)
|
0 |
| 2026-02-05 | Tudor Rhonda S |
SVP, Chief Accounting Officer |
Other↑
Filing footnotes — Common Stock (Direct)
Shares were purchased within the Issuer's Non-Qualified Stock Purchase Plan. |
Common Stock
|
16 |
| 2026-02-05 | Zernick Thomas Gerard |
Director, CEO |
Other↑
Filing footnotes — Common Stock (Direct)
Shares were purchased within the Issuer's Non-Qualified Stock Purchase Plan. |
Common Stock
|
249 |
| 2026-02-05 | McKim Scott Joseph |
EVP, Chief Financial Officer |
Other↑
Filing footnotes — Common Stock (Direct)
Shares were purchased within the Issuer's Non-Qualified Stock Purchase Plan. |
Common Stock
|
49 |
| 2026-02-05 | Oliver Robin Leigh |
Director, President, COO |
Other↑
Filing footnotes — Common Stock (Direct)
Shares were purchased within the Issuer's Non-Qualified Stock Purchase Plan. |
Common Stock
|
49 |
| 2026-02-03 | Oliver Robin Leigh |
Director, President, COO |
Tax↓
Filing footnotes — Common Stock (Direct)
Represents shares that have been withheld by the Issuer to satisfy its tax withholding and remittance obligations in connection with the net settlement of restricted stock awards (RSAs) and does not represent a sale by the Reporting Person. |
Common Stock
|
134 |
| 2026-02-03 | Zernick Thomas Gerard |
Director, CEO |
Tax↓
Filing footnotes — Common Stock (Direct)
Represents shares that have been withheld by the Issuer to satisfy its tax withholding and remittance obligations in connection with the net settlement of restricted stock awards (RSAs) and does not represent a sale by the Reporting Person. |
Common Stock
|
890 |
| 2026-02-03 | McKim Scott Joseph |
EVP, Chief Financial Officer |
Tax↓
Filing footnotes — Common Stock (Direct)
Represents shares that have been withheld by the Issuer to satisfy its tax withholding and remittance obligations in connection with the net settlement of restricted stock awards (RSAs) and does not represent a sale by the Reporting Person. |
Common Stock
|
89 |
| 2026-01-27 | Oliver Robin Leigh |
Director, President, COO |
Tax↓
Filing footnotes — Common Stock (Direct)
Represents shares that have been withheld by the Issuer to satisfy its tax withholding and remittance obligations in connection with the net settlement of restricted stock awards (RSAs) and does not represent a sale by the Reporting Person. |
Common Stock
|
119 |
| 2026-01-26 | Oliver Robin Leigh |
Director, President, COO |
Tax↓
Filing footnotes — Common Stock (Direct)
Represents shares that have been withheld by the Issuer to satisfy its tax withholding and remittance obligations in connection with the net settlement of restricted stock awards (RSAs) and does not represent a sale by the Reporting Person. |
Common Stock
|
119 |
| 2026-01-26 | Oliver Robin Leigh |
Director, President, COO |
Tax↓
Filing footnotes — Common Stock (Direct)
Represents shares that have been withheld by the Issuer to satisfy its tax withholding and remittance obligations in connection with the net settlement of restricted stock awards (RSAs) and does not represent a sale by the Reporting Person. |
Common Stock
|
119 |
| 2026-01-23 | Oliver Robin Leigh |
Director, President, COO |
Tax↓
Filing footnotes — Common Stock (Direct)
Represents shares that have been withheld by the Issuer to satisfy its tax withholding and remittance obligations in connection with the net settlement of restricted stock awards (RSAs) and does not represent a sale by the Reporting Person. |
Common Stock
|
134 |
| 2026-01-23 | McKim Scott Joseph |
EVP, Chief Financial Officer |
Tax↓
Filing footnotes — Common Stock (Direct)
Represents shares that have been withheld by the Issuer to satisfy its tax withholding and remittance obligations in connection with the net settlement of restricted stock awards (RSAs) and does not represent a sale by the Reporting Person. |
Common Stock
|
75 |
| 2025-11-13 | Oliver Robin Leigh |
Director, President, COO |
Other↑
Filing footnotes — Common Stock (Direct)
Shares were purchased within the issuer's Non-Qualified Stock Purchase Plan. |
Common Stock
|
40 |
| 2025-11-13 | Tudor Rhonda S |
SVP, Chief Accounting Officer |
Other↑
Filing footnotes — Common Stock (Direct)
Shares were purchased within the issuer's Non-Qualified Stock Purchase Plan. |
Common Stock
|
40 |
| 2025-11-13 | Zernick Thomas Gerard |
Director, CEO |
Other↑
Filing footnotes — Common Stock (Direct)
Shares were purchased within the issuer's Non-Qualified Stock Purchase Plan. |
Common Stock
|
202 |
| 2025-11-13 | McKim Scott Joseph |
EVP, Chief Financial Officer |
Other↑
Filing footnotes — Common Stock (Direct)
Shares were purchased within the issuer's Non-Qualified Stock Purchase Plan. |
Common Stock
|
40 |
| 2025-10-24 | Tudor Rhonda S |
SVP, Chief Accounting Officer |
Tax↓
Filing footnotes — Common Stock (Direct)
Represents shares that have been withheld by the Issuer to satisfy its tax withholding and remittance obligations in connection with the net settlement of restricted stock awards (RSAs) and does not represent a sale by the Reporting Person. |
Common Stock
|
228 |
| 2025-08-07 | Oliver Robin Leigh |
Director, President, COO |
Other↑
Filing footnotes — Common Stock (Direct)
Shares were purchased within the Issuer's Non-Qualified Stock Purchase Plan. |
Common Stock
|
27 |