CBAT · CBAK Energy Technology Ltd · Shareholders & Ownership
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Every disclosed holder of CBAT in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.
Who Owns CBAT
13F quarter Sep 30, 2026, combined view: filers that have not filed yet carry their Jun 30, 2026 positionsNo chart: shares outstanding cannot be set against these holders.
| Holder group | Shares | % Out |
|---|---|---|
| Institutional (13F) | 1,792,902 | — |
| Insiders (Forms 3, 4, 5) | 0 | — |
| 13D/G-only blocks | 14,869,230 | — |
| Registered funds (N-PORT, not summed) | 0 | — |
% Out is unavailable: no shares outstanding count is on record.
13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.
Holders of CBAT
| # | Holder | Shares | As of | Notes |
|---|---|---|---|---|
| 1 |
|
10,413,371 | ||
| 2 |
|
3,733,359 | ||
| 3 |
BRIDGEWAY CAPITAL MANAGEMENT, LLC
13F
CIK 1107261 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
785,781 | ||
| 4 |
|
722,500 | ||
| 5 |
Empowered Funds, LLC
13F
CIK 1592828 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
500,781 | ||
| 6 |
StoneX Group Inc.
13F
CIK 913760 · Unknown · Sep 30, 2026
|
53,644 | ||
| 7 |
JAMES INVESTMENT RESEARCH, INC.
13F
CIK 810384 · Registered investment adviser · Sep 30, 2026
|
52,521 | ||
| 8 |
NewEdge Advisors, LLC
13F
CIK 1633516 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
52,521 | ||
| 9 |
|
50,730 | ||
| 10 |
Squarepoint Ops LLC
13F
CIK 1642575 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
48,453 | ||
| 11 |
GEODE CAPITAL MANAGEMENT, LLC
13F
CIK 1214717 · Registered investment adviser · Sep 30, 2026
|
44,896 | ||
| 12 |
RENAISSANCE TECHNOLOGIES LLC
13F
CIK 1037389 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
41,400 | ||
| 13 |
XTX Topco Ltd
13F
CIK 1828301 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
27,130 | ||
| 14 |
JANE STREET GROUP, LLC
13F
CIK 1595888 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
26,777 | ||
| 15 |
Virtu Financial LLC
13F
CIK 1533964 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
20,256 | ||
| 16 |
AMERIPRISE FINANCIAL INC
13F
CIK 820027 · Investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
19,999 | ||
| 17 |
TWO SIGMA SECURITIES, LLC
13F
CIK 1450144 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
15,448 | ||
| 18 |
Trek Financial, LLC
13F
CIK 1768195 · Registered investment adviser · Sep 30, 2026
|
14,964 | ||
| 19 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP
13F
CIK 1446194 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
14,568 | ||
| 20 |
GROUP ONE TRADING LLC
13F
CIK 932540 · Broker-dealer · Jun 30, 2026
carried, not yet filed for the newest quarter
|
9,704 | ||
| 21 |
SBI Securities Co., Ltd.
13F
CIK 1851815 · Non-US institution · Sep 30, 2026
|
5,931 | ||
| 22 |
HARBOUR INVESTMENTS, INC.
13F
CIK 810121 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
2,000 | ||
| 23 |
JONES FINANCIAL COMPANIES LLLP
13F
CIK 815917 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,845 | ||
| 24 |
MORGAN STANLEY
13F
CIK 895421 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,114 | ||
| 25 |
OSAIC HOLDINGS, INC.
13F
CIK 1677044 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
900 | ||
| 26 |
Ancora Advisors LLC
13F
CIK 1446114 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
760 | ||
| 27 |
NATIONAL BANK OF CANADA /FI/
13F
CIK 926171 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
300 | ||
| 28 |
SIMPLEX TRADING, LLC
13F
CIK 1488542 · Unknown · Sep 30, 2026
|
267 | ||
| 29 |
Activest Wealth Management
13F
CIK 1883134 · Registered investment adviser · Sep 30, 2026
|
200 | ||
| 30 |
Sachetta, LLC
13F
CIK 2010574 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
10 | ||
| 31 |
Caitong International Asset Management Co., Ltd
13F
CIK 1963355 · Unknown · Sep 30, 2026
|
1 | ||
| 32 |
CITIGROUP INC
13F
CIK 831001 · Bank · Sep 30, 2026
|
1 |
Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.