CIEN · Ciena Corp
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 4 and 5. Form 3 supplies initial ownership rather than a trade; Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2026-08-17 | Gage Brodie |
SVP Global Products & Supply |
Sell↓
Filing footnotes — Common Stock (Direct)
Sales were affected pursuant to Rule 10b5-1 trading plan dated 07/01/2025 MODIFIED 12/23/2025. Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). |
Common Stock
|
1,200 |
| 2026-08-17 | SMITH GARY B |
Director, President, CEO |
Sell↓
Filing footnotes — Common Stock (Direct)
Sales were affected pursuant to Rule 10b5-1 trading plan dated 10/04/2025. Reflects the weighted average sales price with transactions in a range of sales from $429.9900 to $457.8650. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). |
Common Stock
|
2,952 |
| 2026-08-14 | Graff Marc D. |
SVP & Chief Financial Officer |
Sell↓
Filing footnotes — Common Stock (Direct)
Sales were affected pursuant to Rule 10b5-1 trading plan dated 08/14/2026. Reflects the weighted average sales price with transactions in a range of sales from $423.3500 to $443.4100. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. Shares reported include unvested Restricted Stock Units (RSUs) |
Common Stock
|
4,995 |
| 2026-08-14 | Rothenstein David M |
SVP and Chief Strategy Officer |
Sell↓
Filing footnotes — Common Stock (Direct)
Sales were affected pursuant to Rule 10b5-1 trading plan dated 10/10/2025. Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). |
Common Stock
|
2,500 |
| 2026-08-03 | SMITH GARY B |
Director, President, CEO |
Sell↓
Filing footnotes — Common Stock (Direct)
Sales were affected pursuant to Rule 10b5-1 trading plan dated 10/04/2025. Reflects the weighted average sales price with transactions in a range of sales from $356.0150 to $390.9100. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). |
Common Stock
|
2,952 |
| 2026-08-01 | Graff Marc D. |
SVP & Chief Financial Officer |
Tax↓
Filing footnotes — Common Stock (Direct)
Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 08/01/2025. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 8/05/2025. Shares reported include unvested Restricted Stock Units (RSUs). |
Common Stock
|
14,441 |
| 2026-07-15 | SMITH GARY B |
Director, President, CEO |
Sell↓
Filing footnotes — Common Stock (Direct)
Sales were affected pursuant to Rule 10b5-1 trading plan dated 10/04/2025. Reflects the weighted average sales price with transactions in a range of sales from $405.1250 to $443.7500. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). |
Common Stock
|
2,952 |
| 2026-07-15 | DiPerna Dino |
SVP Global R&D |
Sell↓
Filing footnotes — Common Stock (Direct)
Sales were affected pursuant to Rule 10b5-1 trading plan dated 07/11/2025. Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). |
Common Stock
|
391 |
| 2026-07-15 | DiPerna Dino |
SVP Global R&D |
Sell↓
Filing footnotes — Common Stock (Direct)
Sales were affected pursuant to Rule 10b5-1 trading plan dated 07/11/2025. Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). |
Common Stock
|
391 |
| 2026-07-15 | Gage Brodie |
SVP Global Products & Supply |
Sell↓
Filing footnotes — Common Stock (Direct)
Sales were affected pursuant to Rule 10b5-1 trading plan dated 7/1/2025 Modified 12/23/2025. Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). |
Common Stock
|
1,200 |
| 2026-07-15 | Rothenstein David M |
SVP and Chief Strategy Officer |
Sell↓
Filing footnotes — Common Stock (Direct)
Sales were affected pursuant to Rule 10b5-1 trading plan dated 10/10/2025. Reflects the weighted average sales price with transactions in a range of sales from $406.05 to $442.8500. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). |
Common Stock
|
2,500 |
| 2026-07-01 | Kosaraju Sheela |
SVP and General Counsel |
Sell↓
Filing footnotes — Common Stock (Direct)
Sales were effected pursuant to Rule 10b5-1 trading plan dated 10/14/2025. Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). |
Common Stock
|
2,013 |
| 2026-07-01 | Graff Marc D. |
SVP & Chief Financial Officer |
Sell↓
Filing footnotes — Common Stock (Direct)
Sales were affected pursuant to Rule 10b5-1 trading plan dated 03/25/2026. Shares reported include unvested Restricted Stock Units (RSUs). |
Common Stock
|
126 |
| 2026-07-01 | Phipps Jason |
SVP Global Sales and Marketing |
Sell↓
Filing footnotes — Common Stock (Direct)
Sales were affected pursuant to Rule 10b5-1 trading plan dated 10/9/2024 MODIFIED 10/6/2025. Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). |
Common Stock
|
2,629 |
| 2026-07-01 | SMITH GARY B |
Director, President, CEO |
Sell↓
Filing footnotes — Common Stock (Direct)
Sales were affected pursuant to Rule 10b5-1 trading plan dated 10/04/2025. Reflects the weighted average sales price with transactions in a range of sales from $459.8400 to $480.5050. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). |
Common Stock
|
2,952 |
| 2026-06-26 | Cumello Joseph |
SVP, General Mgr. Blue Planet |
Sell↓
Filing footnotes — Common Stock (Direct)
Sales were affected pursuant to Rule 10b5-1 trading plan dated 10/13/2025. Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). |
Common Stock
|
1,586 |
| 2026-06-24 | Graff Marc D. |
SVP & Chief Financial Officer |
Sell↓
Filing footnotes — Common Stock (Direct)
Sales were affected pursuant to Rule 10b5-1 trading plan dated 03/25/2025. Shares reported include unvested Restricted Stock Units (RSUs). |
Common Stock
|
126 |
| 2026-06-22 | Hoffman Grant |
SVP Chief Supply Chain Officer |
Award↑
Filing footnotes — Common Stock (Direct)
Reflects Restricted Stock Units ("RSUs") that vest over three years, with one-twelfth of the grant amount vesting on March 20, June 20, September 20, and December 20 of each year, commencing on September 20, 2026. Shares reported include unvested RSUs. |
Common Stock
|
6,517 |
| 2026-06-20 | Cumello Joseph |
SVP, General Mgr. Blue Planet |
Tax↓
Filing footnotes — Common Stock (Direct)
Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 2/1/2023. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 2/3/2023. Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). |
Common Stock
|
182 |
| 2026-06-20 | Rothenstein David M |
SVP and Chief Strategy Officer |
Tax↓
Filing footnotes — Common Stock (Direct)
Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/15/2022. Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). |
Common Stock
|
204 |
| 2026-06-20 | Kosaraju Sheela |
SVP and General Counsel |
Tax↓
Filing footnotes — Common Stock (Direct)
Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2023. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/14/2023. Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). |
Common Stock
|
578 |
| 2026-06-20 | Phipps Jason |
SVP Global Sales and Marketing |
Tax↓
Filing footnotes — Common Stock (Direct)
Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/15/2022. Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). |
Common Stock
|
735 |
| 2026-06-20 | Phipps Jason |
SVP Global Sales and Marketing |
Tax↓
Filing footnotes — Common Stock (Direct)
Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2025. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/18/2025. Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). |
Common Stock
|
268 |
| 2026-06-20 | DiPerna Dino |
SVP Global R&D |
Tax↓
Filing footnotes — Common Stock (Direct)
Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 3 filed on 10/31/2023. Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). |
Common Stock
|
444 |
| 2026-06-20 | Gage Brodie |
SVP Global Products & Supply |
Tax↓
Filing footnotes — Common Stock (Direct)
Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2023. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/14/2023. Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). |
Common Stock
|
669 |
| 2026-06-20 | DiPerna Dino |
SVP Global R&D |
Tax↓
Filing footnotes — Common Stock (Direct)
Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2023. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/14/2023. Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). |
Common Stock
|
730 |
| 2026-06-20 | SMITH GARY B |
Director, President, CEO |
Tax↓
Filing footnotes — Common Stock (Direct)
Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2025. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/18/2025. Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). |
Common Stock
|
937 |
| 2026-06-20 | Graff Marc D. |
SVP & Chief Financial Officer |
Tax↓
Filing footnotes — Common Stock (Direct)
Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2025. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/18/2025. Shares reported include unvested Restricted Stock Units (RSUs). |
Common Stock
|
199 |
| 2026-06-20 | Rothenstein David M |
SVP and Chief Strategy Officer |
Tax↓
Filing footnotes — Common Stock (Direct)
Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/15/2022. Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). |
Common Stock
|
679 |
| 2026-06-20 | Rothenstein David M |
SVP and Chief Strategy Officer |
Tax↓
Filing footnotes — Common Stock (Direct)
Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2024. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/19/2024. Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). |
Common Stock
|
436 |
| 2026-06-20 | Phipps Jason |
SVP Global Sales and Marketing |
Tax↓
Filing footnotes — Common Stock (Direct)
Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2024. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/19/2024. Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). |
Common Stock
|
504 |
| 2026-06-20 | DiPerna Dino |
SVP Global R&D |
Tax↓
Filing footnotes — Common Stock (Direct)
Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 10/27/2023. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 10/31/2023. Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). |
Common Stock
|
204 |
| 2026-06-20 | Gage Brodie |
SVP Global Products & Supply |
Tax↓
Filing footnotes — Common Stock (Direct)
Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 10/27/2023. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 10/31/2023. Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). |
Common Stock
|
204 |
| 2026-06-20 | DiPerna Dino |
SVP Global R&D |
Tax↓
Filing footnotes — Common Stock (Direct)
Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2025. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/18/2025. Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). |
Common Stock
|
248 |
| 2026-06-20 | Rothenstein David M |
SVP and Chief Strategy Officer |
Tax↓
Filing footnotes — Common Stock (Direct)
Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2025. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/18/2025. Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). |
Common Stock
|
220 |
| 2026-06-20 | Kosaraju Sheela |
SVP and General Counsel |
Tax↓
Filing footnotes — Common Stock (Direct)
Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 2/1/2023. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 2/3/2023. Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). |
Common Stock
|
728 |
| 2026-06-20 | Gage Brodie |
SVP Global Products & Supply |
Tax↓
Filing footnotes — Common Stock (Direct)
Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2025. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/18/2025. Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). |
Common Stock
|
231 |
| 2026-06-20 | Cumello Joseph |
SVP, General Mgr. Blue Planet |
Tax↓
Filing footnotes — Common Stock (Direct)
Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2025. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/18/2025. Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). |
Common Stock
|
180 |
| 2026-06-20 | SMITH GARY B |
Director, President, CEO |
Tax↓
Filing footnotes — Common Stock (Direct)
Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2023. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/14/2023. Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). |
Common Stock
|
3,102 |
| 2026-06-20 | Gage Brodie |
SVP Global Products & Supply |
Tax↓
Filing footnotes — Common Stock (Direct)
Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2024. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/19/2024. Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). |
Common Stock
|
388 |
| 2026-06-20 | Cumello Joseph |
SVP, General Mgr. Blue Planet |
Tax↓
Filing footnotes — Common Stock (Direct)
Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2023. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/14/2023. Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). |
Common Stock
|
582 |
| 2026-06-20 | Cumello Joseph |
SVP, General Mgr. Blue Planet |
Tax↓
Filing footnotes — Common Stock (Direct)
Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 3 filed on 2/3/2023. Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). |
Common Stock
|
441 |
| 2026-06-20 | Phipps Jason |
SVP Global Sales and Marketing |
Tax↓
Filing footnotes — Common Stock (Direct)
Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2023. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/14/2023. Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). |
Common Stock
|
859 |
| 2026-06-20 | Rothenstein David M |
SVP and Chief Strategy Officer |
Tax↓
Filing footnotes — Common Stock (Direct)
Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2023. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/14/2023. Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). |
Common Stock
|
811 |
| 2026-06-20 | Cumello Joseph |
SVP, General Mgr. Blue Planet |
Tax↓
Filing footnotes — Common Stock (Direct)
Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2024. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/19/2024. Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). |
Common Stock
|
332 |
| 2026-06-20 | Kosaraju Sheela |
SVP and General Counsel |
Tax↓
Filing footnotes — Common Stock (Direct)
Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2025. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/18/2025. Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). |
Common Stock
|
198 |
| 2026-06-20 | Kosaraju Sheela |
SVP and General Counsel |
Tax↓
Filing footnotes — Common Stock (Direct)
Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 3 filed on 2/3/2023. Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). |
Common Stock
|
164 |
| 2026-06-20 | DiPerna Dino |
SVP Global R&D |
Tax↓
Filing footnotes — Common Stock (Direct)
Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2024. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/19/2024. Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). |
Common Stock
|
428 |
| 2026-06-20 | Gage Brodie |
SVP Global Products & Supply |
Tax↓
Filing footnotes — Common Stock (Direct)
Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 3 filed on 10/31/2023. Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). |
Common Stock
|
442 |
| 2026-06-20 | SMITH GARY B |
Director, President, CEO |
Tax↓
Filing footnotes — Common Stock (Direct)
Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/15/2022. Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). |
Common Stock
|
2,985 |