COF · Capital One Financial Corp

This transaction was executed pursuant to a trading plan entered into by the reporting person on January 26, 2026, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

This transaction was executed pursuant to a trading plan entered into by the reporting person on May 14, 2026, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

This transaction was executed pursuant to a trading plan entered into by the reporting person on May 14, 2026, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

This transaction was executed pursuant to a trading plan entered into by the reporting person on May 14, 2026, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

This transaction was executed pursuant to a trading plan entered into by the reporting person on May 14, 2026, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

This transaction was executed pursuant to a trading plan entered into by the reporting person on November 14, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

This transaction was executed pursuant to a trading plan entered into by the reporting person on April 23, 2026, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

This transaction was executed pursuant to a trading plan entered into by the reporting person on January 26, 2026, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

This transaction was executed pursuant to a trading plan entered into by the reporting person on November 14, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

This transaction was executed pursuant to a trading plan entered into by the reporting person on November 14, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

These shares were withheld by the Company to satisfy the reporting person's tax obligation associated with the restricted stock. This share withholding was authorized in the restricted stock award agreement.

Shares of Issuer common stock in respect of restricted stock unit awards. Reflects restricted stock unit awards in respect of shares of common stock of Discover Financial Services that were converted into restircted stock unit awards in respect of shares of common stock of the Issuer.

Restricted stock units convert into common stock on a one-for-one basis.

The restricted stock units vest in two equal annual installments beginning 08/01/2025. The RSUs have no expiration date.

The total number of securities reported has been updated to correct an administrative error. The restricted stock unit has vested in full.

Restricted stock units convert into common stock on a one-for-one basis.

This transaction was executed pursuant to a trading plan entered into by the reporting person on April 23, 2026, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $209.60 to $210.54. Information regarding the number of shares sold at each price will be provided upon request.

This transaction was executed pursuant to a trading plan entered into by the reporting person on April 23, 2026, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $208.59 to $209.57. Information regarding the number of shares sold at each price will be provided upon request.

This transaction was executed pursuant to a trading plan entered into by the reporting person on April 23, 2026, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $210.63 to $210.89. Information regarding the number of shares sold at each price will be provided upon request.

Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

This transaction was executed pursuant to a trading plan entered into by the reporting person on January 26, 2026, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

This transaction was executed pursuant to a trading plan entered into by the reporting person on January 26, 2026 , in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

This transaction was executed pursuant to a trading plan entered into by the reporting person on February 6, 2026, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

This transaction was executed pursuant to a trading plan entered into by the reporting person on January 26, 2026, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

This transaction was executed pursuant to a trading plan entered into by the reporting person on February 6, 2026, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

Restricted stock units which vest in their entirety and settle in shares of the Company's common stock on May 8, 2027. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement.

Includes shares representing dividends accrued on shares that were issued upon vesting of restricted stock units since the last reported transaction.

Restricted stock units that vest in their entirety on May 8, 2027. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement.

Includes shares representing dividends accrued on shares that were issued upon vesting of restricted stock units since the last reported transaction.

Restricted stock units which vest in their entirety and settle in shares of the Company's common stock on May 8, 2027. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement.

Restricted stock units that vest in their entirety on May 8, 2027. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement.

Includes shares representing dividends accrued on shares that were issued upon vesting of restricted stock units and on deferred restricted stock units since the last reported transaction.

Restricted stock units that vest in their entirety on May 8, 2027. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement.

Restricted stock units that vest in their entirety on May 8, 2027. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement.

Includes shares representing dividends accrued on shares that were issued upon vesting of restricted stock units and on deferred restricted stock units since the last reported transaction.

Restricted stock units which vest in their entirety and settle in shares of the Company's common stock on May 8, 2027. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement.

Restricted stock units which vest in their entirety and settle in shares of the Company's common stock on May 8, 2027. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement.

Includes shares representing dividends accrued on shares that were issued upon vesting of restricted stock units since the last reported transaction.

Restricted stock units that vest in their entirety on May 8, 2027. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement.

Includes shares representing dividends accrued on shares that were issued upon vesting of restricted stock units since the last reported transaction.

Restricted stock units that vest in their entirety on May 8, 2027. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement.

Restricted stock units that vest in their entirety on May 8, 2027. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement.

Includes shares representing dividends accrued on shares that were issued upon vesting of restricted stock units and on deferred restricted stock units since the last reported transaction.

Restricted stock units that vest in their entirety on May 8, 2027. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement.

Includes shares representing dividends accrued on shares that were issued upon vesting of restricted stock units since the last reported transaction.

This transaction was executed pursuant to a trading plan entered into by the reporting person on August 14, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

This restricted stock unit award will vest in 1/3 increments beginning on April 7, 2027 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

This transaction was executed pursuant to a trading plan entered into by the reporting person on August 14, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

This transaction was executed pursuant to a trading plan entered into by the reporting person on August 14, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement.

These shares were earned pursuant to an award of performance shares granted on January 26, 2023, as amended on November 2, 2023, based on the Company's Common Dividends + Growth of Tangible Book Value per Share and Adjusted ROTCE against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant.

Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement.

These shares were earned pursuant to an award of performance shares granted on January 26, 2023, as amended on November 2, 2023, based on the Company's Common Dividends + Growth of Tangible Book Value per Share and Adjusted ROTCE against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant.

These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement.

These shares were earned pursuant to an award of performance shares granted on January 26, 2023, as amended on November 2, 2023, based on the Company's Common Dividends + Growth of Tangible Book Value per Share and Adjusted ROTCE against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant.

These shares were earned pursuant to an award of performance shares granted on January 26, 2023, as amended on November 2, 2023, based on the Company's Common Dividends + Growth of Tangible Book Value per Share and Adjusted ROTCE against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant.

Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

These shares were earned pursuant to an award of performance shares granted on January 26, 2023, as amended on November 2, 2023, based on the Company's Common Dividends + Growth of Tangible Book Value per Share and Adjusted ROTCE against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant.

Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

Includes shares acquired by the reporting person through the Company's Dividend Reinvestment Plan since the last reported transaction.

These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement.

These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement.

These shares were earned pursuant to an award of performance shares granted on January 26, 2023, as amended on November 2, 2023, based on the Company's Common Dividends + Growth of Tangible Book Value per Share and Adjusted ROTCE against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant.