COF · Capital One Financial Corp · Proposed Sales
$195.08
+1.48 (+0.76%)
At close · Nov 13
Return incl. dividend (before tax)
Play latest call
Q3 2026 earnings call transcript
Market Cap
$117.35B
Shares
601.53M
Volume · Nov 13
3.62M
Avg daily vol (3M)
3.83M
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Notices of intent to sell restricted or control shares, filed with the SEC on Form 144 by insiders and affiliates. A Form 144 signals a planned sale — it does not confirm the shares were actually sold.
| Filed | Seller | Relationship | Shares | Approx. Sale | Broker |
|---|---|---|---|---|---|
| 2026-11-09 | PETER RASKIND | Director | 1,260 | 2026-11-09 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-11-06 | PETER RASKIND | Director | 1,681 | 2026-11-06 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-11-04 | RICHARD D FAIRBANK | Officer, Director | 90,743 | 2026-11-04 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-10-27 | RICHARD D FAIRBANK | Officer, Director | 90,743 | 2026-10-27 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-10-15 | LIA DEAN | Officer | 1,887 | 2026-10-15 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-10-15 | CELIA EDWARDS KARAM | Officer | 1,927 | 2026-10-15 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-10-06 | MATTHEW COOPER | Officer | 3,500 | 2026-10-06 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-09-15 | CELIA EDWARDS KARAM | Officer | 2,017 | 2026-09-15 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-09-15 | LIA DEAN | Officer | 2,067 | 2026-09-15 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-09-01 | MATTHEW COOPER | Officer | 3,500 | 2026-09-01 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-08-17 | LIA DEAN | Officer | 2,193 | 2026-08-17 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-08-17 | CELIA EDWARDS KARAM | Officer | 1,888 | 2026-08-17 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-08-13 | MARK MOUADEB | Officer | 1,199 | 2026-08-13 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-08-10 | MICHAEL ZAMSKY | Officer | 5,473 | 2026-08-10 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-08-07 | RAVI S RAGHU | Officer | 50 | 2026-08-07 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-08-04 | MATTHEW COOPER | Officer | 3,500 | 2026-08-04 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-08-04 | MARK MOUADEB | Officer | 1,183 | 2026-08-04 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-08-03 | MARK MOUADEB | Officer | 690 | 2026-08-03 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-07-31 | RAVI S RAGHU | Officer | 9,726 | 2026-07-31 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-07-29 | TIMOTHY GOLDEN | Officer | 3,487 | 2026-07-29 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-07-07 | MATTHEW COOPER | Officer | 3,500 | 2026-07-07 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-06-25 | ANN FRITZ HACKETT | Director | 3,000 | 2026-06-25 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-06-02 | MATTHEW COOPER | Officer | 3,500 | 2026-06-02 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-05-13 | KAITLIN HAGGERTY | Officer | 119 | 2026-05-13 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-05-12 | KAITLIN HAGGERTY | Officer | 1,307 | 2026-05-12 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-05-12 | ANN FRITZ HACKETT | Director | 27,245 | 2026-05-12 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-05-12 | MATTHEW COOPER | Officer | 3,500 | 2026-05-12 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-05-01 | CELIA EDWARDS KARAM | Officer | 1,749 | 2026-05-01 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-04-01 | CELIA EDWARDS KARAM | Officer | 1,099 | 2026-04-01 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-04-01 | LIA DEAN | Officer | 1,692 | 2026-04-01 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-03-02 | CELIA EDWARDS KARAM | Officer | 1,636 | 2026-03-02 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-03-02 | LIA DEAN | Officer | 3,284 | 2026-03-02 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-02-26 | MARK MOUADEB | Officer | 1,593 | 2026-02-26 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-02-25 | JASON HANSON | Officer | 3,730 | 2026-02-25 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-02-25 | MARK MOUADEB | Officer | 1,509 | 2026-02-25 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-02-24 | NEAL BLINDE | Officer | 38,135 | 2026-02-24 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-02-04 | LIA DEAN | Officer | 3,284 | 2026-02-04 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-02-02 | CELIA EDWARDS KARAM | Officer | 2,108 | 2026-02-02 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-01-06 | MATTHEW COOPER | Officer | 2,000 | 2026-01-06 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-01-05 | RAVI S RAGHU | Officer | 13,450 | 2026-01-05 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-01-02 | CELIA EDWARDS KARAM | Officer | 2,064 | 2026-01-02 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-01-02 | LIA DEAN | Officer | 3,163 | 2026-01-02 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2025-12-02 | MATTHEW COOPER | Officer | 2,000 | 2025-12-02 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2025-12-01 | LIA DEAN | Officer | 3,269 | 2025-12-01 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2025-12-01 | CELIA EDWARDS KARAM | Officer | 2,937 | 2025-12-01 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2025-11-13 | FRANK LAPRADE | Officer | 17,840 | 2025-11-13 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2025-11-06 | NEAL BLINDE | Officer | 43,200 | 2025-11-06 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2025-11-04 | RICHARD D FAIRBANK | Officer, Director | 103,487 | 2025-11-04 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2025-11-04 | MATTHEW COOPER | Officer | 2,000 | 2025-11-04 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2025-10-27 | RICHARD D FAIRBANK | Officer, Director | 103,486 | 2025-10-27 | Morgan Stanley Smith Barney LLC Executive Financial Services |
Showing 1–50 of 118 filings
Key facts
CIK
927628
CUSIP
14040H105
13F (30d)
1634 filings
1538 filers
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