DHY · Ubs Asset Management High Yield Credit Fund · Insider Trading
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 4 and 5. Form 3 supplies initial ownership rather than a trade; Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2026-05-14 | Popp John G. |
Chief Investment Officer |
Other↑
Filing footnotes — common shares (Direct)
The transferable rights offering commenced on April 21, 2026 and expired on May 14, 2026 (the "Expiration Date"). The subscription price was $1.75 per share and was determined based upon a formula equal to 86% of the net asset value per common share at the close of trading on the NYSE American on the Expiration Date. |
common shares
|
6,500 |
| 2026-05-14 | DeFelice Laura A |
Director |
Other↑
Filing footnotes — common shares (Direct)
The transferable rights offering commenced on April 21, 2026 and expired May 14, 2026 (the "Expiration Date"). The subscription price was $1.75 per share and was determined based upon a formula equal to 86% of the net asset value per common share at the close of trading on the NYSE American on the Expiration Date. |
common shares
|
18,933 |
| 2026-05-14 | DeFelice Laura A |
Director |
Other↑
Filing footnotes — common shares (Direct)
Represents 20,000 shares subscribed for by the Reporting Person pursuant to an over-subscription privilege under the rights offerings. |
common shares
|
20,000 |
| 2026-05-01 | Gerber Charles |
Director |
Other↑
Filing footnotes — common shares (Direct)
Represents 6,963 shares subscribed for by the Reporting Person pursuant to an over-subscription privilege under the rights offerings. Amended Form 4 is being filed to reflect the correct amount of shares issued in the over-subscription. |
common shares
|
6,963 |
| 2026-05-01 | Gerber Charles |
Director |
Other↑
Filing footnotes — common shares (Direct)
The transferable rights offering commenced on April 21, 2026 and expired May 14, 2026 (the "Expiration Date"). The subscription price was $1.75 per share and was determined based upon a formula equal to 86% of the net asset value per common share at the close of trading on the NYSE American on the Expiration Date. |
common shares
|
5,333 |
| 2026-04-16 | Gerber Charles |
Director |
Buy↑
|
common shares
|
16,000 |
| 2025-01-21 | DeFelice Laura A |
Director |
Buy↑
|
common shares
|
56,801 |
| 2024-01-08 | DeFelice Laura A |
Director |
Buy↑
|
common shares
|
9,852 |
| 2023-12-21 | Flannery Thomas J. |
Chief Investment Officer |
Buy↑
|
common shares
|
20,000 |
| 2023-01-10 | Flannery Thomas J. |
Chief Investment Officer |
Buy↑
|
common shares
|
42,000 |
| 2023-01-10 | Flannery Thomas J. |
Chief Investment Officer |
Buy↑
|
common shares
|
3,000 |
| 2020-05-27 | Flannery Thomas J. |
Chief Investment Officer |
Buy↑
|
common shares
|
50,000 |
| 2020-05-27 | Flannery Thomas J. |
Chief Investment Officer |
Buy↑
|
common shares
|
50,000 |