DHY · Ubs Asset Management High Yield Credit Fund · Shareholders & Ownership
Market Cap
$229.18M
Shares
13.81M
Volume · Nov 6
12.38K
Avg daily vol (26 sessions)
73.61K
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Every disclosed holder of DHY in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.
Who Owns DHY
13F quarter Sep 30, 2026, combined view: filers that have not filed yet carry their Jun 30, 2026 positionsNo chart: shares outstanding cannot be set against these holders.
| Holder group | Shares | % Out |
|---|---|---|
| Institutional (13F) | 3,693,471 | — |
| Insiders (Forms 3, 4, 5) | 15,003 | — |
| 13D/G-only blocks | 2,163,321 | — |
| Registered funds (N-PORT, not summed) | 617,592 | — |
% Out is unavailable: no shares outstanding count is on record.
13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.
Holders of DHY
| # | Holder | Shares | As of | Notes |
|---|---|---|---|---|
| 1 |
First Trust Portfolios L.P.
13G
CIK 1184765 · Unknown · Jun 30, 2026
Rule 13d-1(b), qualified institution
|
2,163,321 | ||
| 2 |
SIT INVESTMENT ASSOCIATES INC
13F
CIK 769317 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,904,631 | ||
| 3 |
WELLS FARGO & COMPANY/MN
13F
CIK 72971 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
363,493 | ||
| 4 |
RIVERNORTH CAPITAL MANAGEMENT, LLC
13F
CIK 1447578 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
331,380 | ||
| 4.1 |
RiverNorth/Oaktree High Income Fund
Fund
S000039038 · Registered fund · Jun 30, 2026
RIVERNORTH FUNDS, not summed
|
16,942 | ||
| 5 |
Invesco Ltd.
13F
CIK 914208 · Investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
184,243 | ||
| 5.1 |
Invesco CEF Income Composite ETF
Fund
S000027370 · Registered fund · Aug 31, 2026
Invesco Exchange-Traded Fund Trust II, not summed
|
181,189 | ||
| 6 |
|
132,397 | ||
| 7 |
Rareview Dynamic Fixed Income ETF
Fund
S000069798 · Registered fund · Jun 30, 2026
Collaborative Investment Series Trust, not summed
|
104,540 | ||
| 8 |
Bulldog Investors, LLP
13F
CIK 1504304 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
86,330 | ||
| 9 |
LPL Financial LLC
13F
CIK 1403438 · Broker-dealer · Jun 30, 2026
carried, not yet filed for the newest quarter
|
73,208 | ||
| 10 |
Matisse Discounted Bond CEF Strategy
Fund
S000061872 · Registered fund · Jun 30, 2026
Starboard Investment Trust, not summed
|
72,850 | ||
| 11 |
ENVESTNET ASSET MANAGEMENT INC
13F
CIK 1407543 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
61,071 | ||
| 12 |
Fiera Capital Corp
13F
CIK 1505817 · Non-US institution · Jun 30, 2026
carried, not yet filed for the newest quarter
|
60,768 | ||
| 13 |
Clear Street Group Inc.
13F
CIK 1881567 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
55,205 | ||
| 14 |
Yakira Capital Management, Inc.
13F
CIK 1584639 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
55,083 | ||
| 15 |
1607 Capital Partners, LLC
13F
CIK 1436866 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
36,363 | ||
| 16 |
ROBINSON CAPITAL MANAGEMENT, LLC
13F
CIK 1599795 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
29,461 | ||
| 17 |
Robinson Opportunistic Income Fund
Fund
S000052274 · Registered fund · Jun 30, 2026
INVESTMENT MANAGERS SERIES TRUST, not summed
|
29,261 | ||
| 18 |
First Western Trust Bank
13F
CIK 1513189 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
25,000 | ||
| 19 |
Almitas Capital LLC
13F
CIK 1596468 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
24,703 | ||
| 20 |
OSAIC HOLDINGS, INC.
13F
CIK 1677044 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
22,872 | ||
| 21 |
CITADEL ADVISORS LLC
13F
CIK 1423053 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
21,146 | ||
| 22 |
HARBOUR INVESTMENTS, INC.
13F
CIK 810121 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
20,775 | ||
| 23 |
BANK OF AMERICA CORP /DE/
13F
CIK 70858 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
20,720 | ||
| 24 |
Janney Montgomery Scott LLC
13F
CIK 1329948 · Investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
15,040 | ||
| 25 |
MORGAN STANLEY
13F
CIK 895421 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
14,965 | ||
| 26 |
Integrated Wealth Concepts LLC
13F
CIK 1737109 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
14,197 | ||
| 27 |
HIGH INCOME SECURITIES FUND
Fund
· Registered fund · Aug 31, 2026
HIGH INCOME SECURITIES FUND, not summed
|
14,133 | ||
| 27.1 |
RiverNorth Opportunities Fund Inc.
Fund
· Registered fund · Jun 30, 2026
RIVERNORTH OPPORTUNITIES FUND INC., not summed
|
97,625 | ||
| 27.2 |
RiverNorth/DoubleLine Strategic Opportunity Fund Inc.
Fund
· Registered fund · Jun 30, 2026
RIVERNORTH/DOUBLELINE STRATEGIC OPPORTUNITY FUND INC., not summed
|
61,306 | ||
| 27.3 |
Special Opportunities Fund, Inc.
Fund
· Registered fund · Jun 30, 2026
Special Opportunities Fund, Inc., not summed
|
28,267 | ||
| 28 |
Collaborative Wealth Managment Inc.
13F
CIK 1896419 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
13,216 | ||
| 29 |
ROYAL BANK OF CANADA
13F
CIK 1000275 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
12,896 | ||
| 30 |
RiverNorth Active Income ETF
Fund
S000093615 · Registered fund · Jul 31, 2026
Elevation Series Trust, not summed
|
11,479 | ||
| 31 |
JPMORGAN CHASE & CO
13F
CIK 19617 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
10,512 | ||
| 32 |
|
9,573 | ||
| 33 |
|
8,556 | ||
| 34 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP
13F
CIK 1446194 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
7,975 | ||
| 35 |
Mutual Advisors, LLC
13F
CIK 1694080 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
7,878 | ||
| 36 |
Alpine Global Management, LLC
13F
CIK 1581655 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
5,556 | ||
| 37 |
CAPTRUST FINANCIAL ADVISORS
13F
CIK 1512024 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
5,357 | ||
| 38 |
MML INVESTORS SERVICES, LLC
13F
CIK 701059 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
5,123 | ||
| 39 |
Mariner, LLC
13F
CIK 1373442 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
4,339 | ||
| 40 |
Brookwood Investment Group LLC
13F
CIK 2066812 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
4,009 | ||
| 41 |
Focus Partners Wealth
13F
CIK 1542153 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
4,000 | ||
| 42 |
BOOTHBAY FUND MANAGEMENT, LLC
13F
CIK 1549230 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
3,852 | ||
| 43 |
IFG Advisory, LLC
13F
CIK 1728319 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
3,540 | ||
| 44 |
AMERIPRISE FINANCIAL INC
13F
CIK 820027 · Investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
3,455 | ||
| 45 |
RAYMOND JAMES FINANCIAL INC
13F
CIK 720005 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
3,193 | ||
| 46 |
|
3,128 | ||
| 47 |
|
2,830 | ||
| 48 |
NOMURA HOLDINGS INC
13F
CIK 1163653 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
2,785 | ||
| 49 |
Kovack Advisors, Inc.
13F
CIK 1728321 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
2,760 | ||
| 50 |
MERCER GLOBAL ADVISORS INC /ADV
13F
CIK 853758 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
2,740 |
Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.
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