DLY · DoubleLine Yield Opportunities Fund · Insider Trading
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 4 and 5. Form 3 supplies initial ownership rather than a trade; Form 4 must be filed within two business days of the trade.
Insider Sentiment Score
Peer-relative 0–100 rank of how aggressively insiders accumulated over the trailing 90 days. See the full ranking.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2026-09-24 | Sherman Jeffrey J. |
Vice President |
Buy↑
Filing footnotes — Common Shares (Direct)
The price reported in Column 4 is a weighted average price. These common shares of beneficial interest (the "Common Shares") of DoubleLine Yield Opportunities Fund (the "Fund") were acquired in multiple transactions at prices ranging from $13.0199 to $13.0304 per share, inclusive. The Reporting Person undertakes to provide the Fund, any security holder of the Fund, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Shares purchased at each separate price within the range set forth in this footnote (1). |
Common Shares
|
10,000 |
| 2024-10-01 | Salter John C. |
Insider |
Other↑
Filing footnotes — Common Shares (Indirect)
The interests are payable based on the net asset value of Common Shares of the Issuer. Interests are held through a deferred compensation plan. The amount and values above are treated as notional investments in Common Shares of the Issuer under the deferred compensation plan. The number of shares represented by each notional investment is determined by reference to the net asset value of the Issuer determined as of a particular date. The date used for that purpose is shown in column 3 above. The actual transaction date may be a different date. Interests are settled at the end of a deferral period in accordance with the terms of a deferred compensation plan. |
Common Shares
(I)
|
228 |
| 2024-07-01 | Salter John C. |
Insider |
Other↑
Filing footnotes — Common Shares (Indirect)
The interests are payable based on the net asset value of Common Shares of the Issuer. Interests are held through a deferred compensation plan. The amount and values above are treated as notional investments in Common Shares of the Issuer under the deferred compensation plan. The number of shares represented by each notional investment is determined by reference to the net asset value of the Issuer determined as of a particular date. The date used for that purpose is shown in column 3 above. The actual transaction date may be a different date. Interests are settled at the end of a deferral period in accordance with the terms of a deferred compensation plan. |
Common Shares
(I)
|
235 |
| 2024-04-01 | Salter John C. |
Insider |
Other↑
Filing footnotes — Common Shares (Indirect)
The interests are payable based on the net asset value of Common Shares of the Issuer. Interests are held through a deferred compensation plan. The amount and values above are treated as notional investments in Common Shares of the Issuer under the deferred compensation plan. The number of shares represented by each notional investment is determined by reference to the net asset value of the Issuer determined as of a particular date. The date used for that purpose is shown in column 3 above. The actual transaction date may be a different date. Interests are settled at the end of a deferral period in accordance with the terms of a deferred compensation plan. |
Common Shares
(I)
|
232 |
| 2024-03-08 | Guia Youse |
Chief Compliance Officer |
Buy↑
|
COMMON STOCK
|
70 |
| 2024-01-02 | Salter John C. |
Insider |
Other↑
Filing footnotes — Common Shares (Indirect)
The interests are payable based on the net asset value of Common Shares of the Issuer. Interests are held through a deferred compensation plan. The amount and values above are treated as notional investments in Common Shares of the Issuer under the deferred compensation plan. The number of shares represented by each notional investment is determined by reference to the net asset value of the Issuer determined as of a particular date. The date used for that purpose is shown in column 3 above. The actual transaction date may be a different date. Interests are settled at the end of a deferral period in accordance with the terms of a deferred compensation plan. |
Common Shares
(I)
|
238 |
| 2023-12-29 | Woolson Raymond |
Insider |
Other↓
Filing footnotes — Common Shares (Indirect)
The interests are payable based on the net asset value of Common Shares of the Issuer. Interests are held through a deferred compensation plan. The amount and values above are treated as notional investments in Common Shares of the Issuer under the deferred compensation plan. The number of shares represented by each notional investment is determined by reference to the net asset value of the Issuer determined as of a particular date. The date used for that purpose is shown in column 3 above. The actual transaction date may be a different date. Interests are settled at the end of a deferral period in accordance with the terms of a deferred compensation plan. |
Common Shares
(I)
|
1,776 |
| 2023-10-02 | Salter John C. |
Insider |
Other↑
Filing footnotes — Common Shares (Indirect)
The interests are payable based on the net asset value of Common Shares of the Issuer. Interests are held through a deferred compensation plan. The amount and values above are treated as notional investments in Common Shares of the Issuer under the deferred compensation plan. The number of shares represented by each notional investment is determined by reference to the net asset value of the Issuer determined as of a particular date. The date used for that purpose is shown in column 3 above. The actual transaction date may be a different date. Interests are settled at the end of a deferral period in accordance with the terms of a deferred compensation plan. |
Common Shares
(I)
|
249 |
| 2023-07-03 | Salter John C. |
Insider |
Other↑
Filing footnotes — Common Shares (Indirect)
The interests are payable based on the net asset value of Common Shares of the Issuer. Interests are held through a deferred compensation plan. The amount and values above are treated as notional investments in Common Shares of the Issuer under the deferred compensation plan. The number of shares represented by each notional investment is determined by reference to the net asset value of the Issuer determined as of a particular date. The date used for that purpose is shown in column 3 above. The actual transaction date may be a different date. Interests are settled at the end of a deferral period in accordance with the terms of a deferred compensation plan. |
Common Shares
(I)
|
198 |
| 2023-04-03 | Salter John C. |
Insider |
Other↑
Filing footnotes — Common Shares (Indirect)
The interests are payable based on the net asset value of Common Shares of the Issuer. Interests are held through a deferred compensation plan. The amount and values above are treated as notional investments in Common Shares of the Issuer under the deferred compensation plan. The number of shares represented by each notional investment is determined by reference to the net asset value of the Issuer determined as of a particular date. The date used for that purpose is shown in column 3 above. The actual transaction date may be a different date. Interests are settled at the end of a deferral period in accordance with the terms of a deferred compensation plan. |
Common Shares
(I)
|
198 |
| 2023-01-03 | Salter John C. |
Insider |
Other↑
Filing footnotes — Common Shares (Indirect)
The interests are payable based on the net asset value of Common Shares of the Issuer. Interests are held through a deferred compensation plan. The amount and values above are treated as notional investments in Common Shares of the Issuer under the deferred compensation plan. The number of shares represented by each notional investment is determined by reference to the net asset value of the Issuer determined as of a particular date. The date used for that purpose is shown in column 3 above. The actual transaction date may be a different date. Interests are settled at the end of a deferral period in accordance with the terms of a deferred compensation plan. |
Common Shares
(I)
|
198 |
| 2022-10-03 | Salter John C. |
Insider |
Other↑
Filing footnotes — Common Shares (Indirect)
The interests are payable based on the net asset value of Common Shares of the Issuer. Interests are held through a deferred compensation plan. The amount and values above are treated as notional investments in Common Shares of the Issuer under the deferred compensation plan. The number of shares represented by each notional investment is determined by reference to the net asset value of the Issuer determined as of a particular date. The date used for that purpose is shown in column 3 above. The actual transaction date may be a different date. Interests are settled at the end of a deferral period in accordance with the terms of a deferred compensation plan. |
Common Shares
(I)
|
196 |
| 2022-07-01 | Salter John C. |
Insider |
Other↑
Filing footnotes — Common Shares (Indirect)
The interests are payable based on the net asset value of Common Shares of the Issuer. Interests are held through a deferred compensation plan. The amount and values above are treated as notional investments in Common Shares of the Issuer under the deferred compensation plan. The number of shares represented by each notional investment is determined by reference to the net asset value of the Issuer determined as of a particular date. The date used for that purpose is shown in column 3 above. The actual transaction date may be a different date. Interests are settled at the end of a deferral period in accordance with the terms of a deferred compensation plan. |
Common Shares
(I)
|
184 |
| 2022-04-01 | Salter John C. |
Insider |
Other↑
Filing footnotes — Common Shares (Indirect)
The interests are payable based on the net asset value of Common Shares of the Issuer. Interests are held through a deferred compensation plan. The amount and values above are treated as notional investments in Common Shares of the Issuer under the deferred compensation plan. The number of shares represented by each notional investment is determined by reference to the net asset value of the Issuer determined as of a particular date. The date used for that purpose is shown in column 3 above. The actual transaction date may be a different date. Interests are settled at the end of a deferral period in accordance with the terms of a deferred compensation plan. |
Common Shares
(I)
|
164 |
| 2022-01-03 | Salter John C. |
Insider |
Other↑
Filing footnotes — Common Shares (Indirect)
The interests are payable based on the net asset value of Common Shares of the Issuer. Interests are held through a deferred compensation plan. The amount and values above are treated as notional investments in Common Shares of the Issuer under the deferred compensation plan. The number of shares represented by each notional investment is determined by reference to the net asset value of the Issuer determined as of a particular date. The date used for that purpose is shown in column 3 above. The actual transaction date may be a different date. Interests are settled at the end of a deferral period in accordance with the terms of a deferred compensation plan. |
Common Shares
(I)
|
151 |
| 2021-10-01 | Woolson Raymond |
Insider |
Other↑
Filing footnotes — Common Shares (Indirect)
The interests are payable based on the net asset value of Common Shares of the Issuer. Interests are held through a deferred compensation plan. The amount and values above are treated as notional investments in Common Shares of the Issuer under the deferred compensation plan. The number of shares represented by each notional investment is determined by reference to the net asset value of the Issuer determined as of a particular date. The date used for that purpose is shown in column 3 above. The actual transaction date may be a different date. Interests are settled at the end of a deferral period in accordance with the terms of a deferred compensation plan. |
Common Shares
(I)
|
358 |
| 2021-10-01 | Salter John C. |
Insider |
Other↑
Filing footnotes — Common Shares (Indirect)
The interests are payable based on the net asset value of Common Shares of the Issuer. Interests are held through a deferred compensation plan. The amount and values above are treated as notional investments in Common Shares of the Issuer under the deferred compensation plan. The number of shares represented by each notional investment is determined by reference to the net asset value of the Issuer determined as of a particular date. The date used for that purpose is shown in column 3 above. The actual transaction date may be a different date. Interests are settled at the end of a deferral period in accordance with the terms of a deferred compensation plan. |
Common Shares
(I)
|
148 |
| 2021-07-01 | Salter John C. |
Insider |
Other↑
Filing footnotes — Common Shares (Indirect)
The interests are payable based on the net asset value of Common Shares of the Issuer. Interests are held through a deferred compensation plan. The amount and values above are treated as notional investments in Common Shares of the Issuer under the deferred compensation plan. The number of shares represented by each notional investment is determined by reference to the net asset value of the Issuer determined as of a particular date. The date used for that purpose is shown in column 3 above. The actual transaction date may be a different date. Interests are settled at the end of a deferral period in accordance with the terms of a deferred compensation plan. |
Common Shares
(I)
|
146 |
| 2021-07-01 | Woolson Raymond |
Insider |
Other↑
Filing footnotes — Common Shares (Indirect)
The interests are payable based on the net asset value of Common Shares of the Issuer. Interests are held through a deferred compensation plan. The amount and values above are treated as notional investments in Common Shares of the Issuer under the deferred compensation plan. The number of shares represented by each notional investment is determined by reference to the net asset value of the Issuer determined as of a particular date. The date used for that purpose is shown in column 3 above. The actual transaction date may be a different date. Interests are settled at the end of a deferral period in accordance with the terms of a deferred compensation plan. |
Common Shares
(I)
|
354 |
| 2021-04-01 | Woolson Raymond |
Insider |
Other↑
Filing footnotes — Common Shares (Indirect)
The interests are payable based on the net asset value of Common Shares of the Issuer. Interests are held through a deferred compensation plan. The amount and values above are treated as notional investments in Common Shares of the Issuer under the deferred compensation plan. The number of shares represented by each notional investment is determined by reference to the net asset value of the Issuer determined as of a particular date. The date used for that purpose is shown in column 3 above. The actual transaction date may be a different date. Interests are settled at the end of a deferral period in accordance with the terms of a deferred compensation plan. |
Common Shares
(I)
|
356 |
| 2021-04-01 | Salter John C. |
Insider |
Other↑
Filing footnotes — Common Shares (Indirect)
The interests are payable based on the net asset value of Common Shares of the Issuer. Interests are held through a deferred compensation plan. The amount and values above are treated as notional investments in Common Shares of the Issuer under the deferred compensation plan. The number of shares represented by each notional investment is determined by reference to the net asset value of the Issuer determined as of a particular date. The date used for that purpose is shown in column 3 above. The actual transaction date may be a different date. Interests are settled at the end of a deferral period in accordance with the terms of a deferred compensation plan. |
Common Shares
(I)
|
147 |
| 2021-01-04 | Salter John C. |
Insider |
Other↑
Filing footnotes — Common Shares (Indirect)
The interests are payable based on the net asset value of Common Shares of the Issuer. Interests are held through a deferred compensation plan. The amount and values above are treated as notional investments in Common Shares of the Issuer under the deferred compensation plan. The number of shares represented by each notional investment is determined by reference to the net asset value of the Issuer determined as of a particular date. The date used for that purpose is shown in column 3 above. The actual transaction date may be a different date. Interests are settled at the end of a deferral period in accordance with the terms of a deferred compensation plan. |
Common Shares
(I)
|
5,176 |
| 2021-01-04 | Woolson Raymond |
Insider |
Other↑
Filing footnotes — Common Shares (Indirect)
The interests are payable based on the net asset value of Common Shares of the Issuer. Interests are held through a deferred compensation plan. The amount and values above are treated as notional investments in Common Shares of the Issuer under the deferred compensation plan. The number of shares represented by each notional investment is determined by reference to the net asset value of the Issuer determined as of a particular date. The date used for that purpose is shown in column 3 above. The actual transaction date may be a different date. Interests are settled at the end of a deferral period in accordance with the terms of a deferred compensation plan. |
Common Shares
(I)
|
358 |