DLY · DoubleLine Yield Opportunities Fund
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 3, 4 and 5. Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2024-10-01 | Salter John C. |
Insider |
Other↑
Filing footnotes — Common Shares (Indirect)
The interests are payable based on the net asset value of Common Shares of the Issuer. Interests are held through a deferred compensation plan. The amount and values above are treated as notional investments in Common Shares of the Issuer under the deferred compensation plan. The number of shares represented by each notional investment is determined by reference to the net asset value of the Issuer determined as of a particular date. The date used for that purpose is shown in column 3 above. The actual transaction date may be a different date. Interests are settled at the end of a deferral period in accordance with the terms of a deferred compensation plan. |
Common Shares
(I)
|
228 |
| 2024-07-01 | Salter John C. |
Insider |
Other↑
Filing footnotes — Common Shares (Indirect)
The interests are payable based on the net asset value of Common Shares of the Issuer. Interests are held through a deferred compensation plan. The amount and values above are treated as notional investments in Common Shares of the Issuer under the deferred compensation plan. The number of shares represented by each notional investment is determined by reference to the net asset value of the Issuer determined as of a particular date. The date used for that purpose is shown in column 3 above. The actual transaction date may be a different date. Interests are settled at the end of a deferral period in accordance with the terms of a deferred compensation plan. |
Common Shares
(I)
|
235 |
| 2024-04-01 | Salter John C. |
Insider |
Other↑
Filing footnotes — Common Shares (Indirect)
The interests are payable based on the net asset value of Common Shares of the Issuer. Interests are held through a deferred compensation plan. The amount and values above are treated as notional investments in Common Shares of the Issuer under the deferred compensation plan. The number of shares represented by each notional investment is determined by reference to the net asset value of the Issuer determined as of a particular date. The date used for that purpose is shown in column 3 above. The actual transaction date may be a different date. Interests are settled at the end of a deferral period in accordance with the terms of a deferred compensation plan. |
Common Shares
(I)
|
232 |
| 2024-03-08 | Guia Youse |
Chief Compliance Officer |
Buy↑
|
COMMON STOCK
|
70 |
| 2024-01-02 | Salter John C. |
Insider |
Other↑
Filing footnotes — Common Shares (Indirect)
The interests are payable based on the net asset value of Common Shares of the Issuer. Interests are held through a deferred compensation plan. The amount and values above are treated as notional investments in Common Shares of the Issuer under the deferred compensation plan. The number of shares represented by each notional investment is determined by reference to the net asset value of the Issuer determined as of a particular date. The date used for that purpose is shown in column 3 above. The actual transaction date may be a different date. Interests are settled at the end of a deferral period in accordance with the terms of a deferred compensation plan. |
Common Shares
(I)
|
238 |
| 2023-12-29 | Woolson Raymond |
Insider |
Other↓
Filing footnotes — Common Shares (Indirect)
The interests are payable based on the net asset value of Common Shares of the Issuer. Interests are held through a deferred compensation plan. The amount and values above are treated as notional investments in Common Shares of the Issuer under the deferred compensation plan. The number of shares represented by each notional investment is determined by reference to the net asset value of the Issuer determined as of a particular date. The date used for that purpose is shown in column 3 above. The actual transaction date may be a different date. Interests are settled at the end of a deferral period in accordance with the terms of a deferred compensation plan. |
Common Shares
(I)
|
1,776 |
| 2023-10-09 | Chen Lisa |
AML Compliance Officer |
Other↑
|
No Securities Owned
|
0 |
| 2023-10-02 | Salter John C. |
Insider |
Other↑
Filing footnotes — Common Shares (Indirect)
The interests are payable based on the net asset value of Common Shares of the Issuer. Interests are held through a deferred compensation plan. The amount and values above are treated as notional investments in Common Shares of the Issuer under the deferred compensation plan. The number of shares represented by each notional investment is determined by reference to the net asset value of the Issuer determined as of a particular date. The date used for that purpose is shown in column 3 above. The actual transaction date may be a different date. Interests are settled at the end of a deferral period in accordance with the terms of a deferred compensation plan. |
Common Shares
(I)
|
249 |
| 2023-07-03 | Salter John C. |
Insider |
Other↑
Filing footnotes — Common Shares (Indirect)
The interests are payable based on the net asset value of Common Shares of the Issuer. Interests are held through a deferred compensation plan. The amount and values above are treated as notional investments in Common Shares of the Issuer under the deferred compensation plan. The number of shares represented by each notional investment is determined by reference to the net asset value of the Issuer determined as of a particular date. The date used for that purpose is shown in column 3 above. The actual transaction date may be a different date. Interests are settled at the end of a deferral period in accordance with the terms of a deferred compensation plan. |
Common Shares
(I)
|
198 |
| 2023-04-03 | Salter John C. |
Insider |
Other↑
Filing footnotes — Common Shares (Indirect)
The interests are payable based on the net asset value of Common Shares of the Issuer. Interests are held through a deferred compensation plan. The amount and values above are treated as notional investments in Common Shares of the Issuer under the deferred compensation plan. The number of shares represented by each notional investment is determined by reference to the net asset value of the Issuer determined as of a particular date. The date used for that purpose is shown in column 3 above. The actual transaction date may be a different date. Interests are settled at the end of a deferral period in accordance with the terms of a deferred compensation plan. |
Common Shares
(I)
|
198 |
| 2023-01-03 | Salter John C. |
Insider |
Other↑
Filing footnotes — Common Shares (Indirect)
The interests are payable based on the net asset value of Common Shares of the Issuer. Interests are held through a deferred compensation plan. The amount and values above are treated as notional investments in Common Shares of the Issuer under the deferred compensation plan. The number of shares represented by each notional investment is determined by reference to the net asset value of the Issuer determined as of a particular date. The date used for that purpose is shown in column 3 above. The actual transaction date may be a different date. Interests are settled at the end of a deferral period in accordance with the terms of a deferred compensation plan. |
Common Shares
(I)
|
198 |
| 2022-10-03 | Salter John C. |
Insider |
Other↑
Filing footnotes — Common Shares (Indirect)
The interests are payable based on the net asset value of Common Shares of the Issuer. Interests are held through a deferred compensation plan. The amount and values above are treated as notional investments in Common Shares of the Issuer under the deferred compensation plan. The number of shares represented by each notional investment is determined by reference to the net asset value of the Issuer determined as of a particular date. The date used for that purpose is shown in column 3 above. The actual transaction date may be a different date. Interests are settled at the end of a deferral period in accordance with the terms of a deferred compensation plan. |
Common Shares
(I)
|
196 |
| 2022-07-01 | Salter John C. |
Insider |
Other↑
Filing footnotes — Common Shares (Indirect)
The interests are payable based on the net asset value of Common Shares of the Issuer. Interests are held through a deferred compensation plan. The amount and values above are treated as notional investments in Common Shares of the Issuer under the deferred compensation plan. The number of shares represented by each notional investment is determined by reference to the net asset value of the Issuer determined as of a particular date. The date used for that purpose is shown in column 3 above. The actual transaction date may be a different date. Interests are settled at the end of a deferral period in accordance with the terms of a deferred compensation plan. |
Common Shares
(I)
|
184 |
| 2022-04-01 | Salter John C. |
Insider |
Other↑
Filing footnotes — Common Shares (Indirect)
The interests are payable based on the net asset value of Common Shares of the Issuer. Interests are held through a deferred compensation plan. The amount and values above are treated as notional investments in Common Shares of the Issuer under the deferred compensation plan. The number of shares represented by each notional investment is determined by reference to the net asset value of the Issuer determined as of a particular date. The date used for that purpose is shown in column 3 above. The actual transaction date may be a different date. Interests are settled at the end of a deferral period in accordance with the terms of a deferred compensation plan. |
Common Shares
(I)
|
164 |
| 2022-01-03 | Salter John C. |
Insider |
Other↑
Filing footnotes — Common Shares (Indirect)
The interests are payable based on the net asset value of Common Shares of the Issuer. Interests are held through a deferred compensation plan. The amount and values above are treated as notional investments in Common Shares of the Issuer under the deferred compensation plan. The number of shares represented by each notional investment is determined by reference to the net asset value of the Issuer determined as of a particular date. The date used for that purpose is shown in column 3 above. The actual transaction date may be a different date. Interests are settled at the end of a deferral period in accordance with the terms of a deferred compensation plan. |
Common Shares
(I)
|
151 |
| 2021-10-01 | Woolson Raymond |
Insider |
Other↑
Filing footnotes — Common Shares (Indirect)
The interests are payable based on the net asset value of Common Shares of the Issuer. Interests are held through a deferred compensation plan. The amount and values above are treated as notional investments in Common Shares of the Issuer under the deferred compensation plan. The number of shares represented by each notional investment is determined by reference to the net asset value of the Issuer determined as of a particular date. The date used for that purpose is shown in column 3 above. The actual transaction date may be a different date. Interests are settled at the end of a deferral period in accordance with the terms of a deferred compensation plan. |
Common Shares
(I)
|
358 |
| 2021-10-01 | Salter John C. |
Insider |
Other↑
Filing footnotes — Common Shares (Indirect)
The interests are payable based on the net asset value of Common Shares of the Issuer. Interests are held through a deferred compensation plan. The amount and values above are treated as notional investments in Common Shares of the Issuer under the deferred compensation plan. The number of shares represented by each notional investment is determined by reference to the net asset value of the Issuer determined as of a particular date. The date used for that purpose is shown in column 3 above. The actual transaction date may be a different date. Interests are settled at the end of a deferral period in accordance with the terms of a deferred compensation plan. |
Common Shares
(I)
|
148 |
| 2021-07-01 | Salter John C. |
Insider |
Other↑
Filing footnotes — Common Shares (Indirect)
The interests are payable based on the net asset value of Common Shares of the Issuer. Interests are held through a deferred compensation plan. The amount and values above are treated as notional investments in Common Shares of the Issuer under the deferred compensation plan. The number of shares represented by each notional investment is determined by reference to the net asset value of the Issuer determined as of a particular date. The date used for that purpose is shown in column 3 above. The actual transaction date may be a different date. Interests are settled at the end of a deferral period in accordance with the terms of a deferred compensation plan. |
Common Shares
(I)
|
146 |
| 2021-07-01 | Woolson Raymond |
Insider |
Other↑
Filing footnotes — Common Shares (Indirect)
The interests are payable based on the net asset value of Common Shares of the Issuer. Interests are held through a deferred compensation plan. The amount and values above are treated as notional investments in Common Shares of the Issuer under the deferred compensation plan. The number of shares represented by each notional investment is determined by reference to the net asset value of the Issuer determined as of a particular date. The date used for that purpose is shown in column 3 above. The actual transaction date may be a different date. Interests are settled at the end of a deferral period in accordance with the terms of a deferred compensation plan. |
Common Shares
(I)
|
354 |
| 2021-04-01 | Woolson Raymond |
Insider |
Other↑
Filing footnotes — Common Shares (Indirect)
The interests are payable based on the net asset value of Common Shares of the Issuer. Interests are held through a deferred compensation plan. The amount and values above are treated as notional investments in Common Shares of the Issuer under the deferred compensation plan. The number of shares represented by each notional investment is determined by reference to the net asset value of the Issuer determined as of a particular date. The date used for that purpose is shown in column 3 above. The actual transaction date may be a different date. Interests are settled at the end of a deferral period in accordance with the terms of a deferred compensation plan. |
Common Shares
(I)
|
356 |
| 2021-04-01 | Salter John C. |
Insider |
Other↑
Filing footnotes — Common Shares (Indirect)
The interests are payable based on the net asset value of Common Shares of the Issuer. Interests are held through a deferred compensation plan. The amount and values above are treated as notional investments in Common Shares of the Issuer under the deferred compensation plan. The number of shares represented by each notional investment is determined by reference to the net asset value of the Issuer determined as of a particular date. The date used for that purpose is shown in column 3 above. The actual transaction date may be a different date. Interests are settled at the end of a deferral period in accordance with the terms of a deferred compensation plan. |
Common Shares
(I)
|
147 |
| 2021-01-04 | Salter John C. |
Insider |
Other↑
Filing footnotes — Common Shares (Indirect)
The interests are payable based on the net asset value of Common Shares of the Issuer. Interests are held through a deferred compensation plan. The amount and values above are treated as notional investments in Common Shares of the Issuer under the deferred compensation plan. The number of shares represented by each notional investment is determined by reference to the net asset value of the Issuer determined as of a particular date. The date used for that purpose is shown in column 3 above. The actual transaction date may be a different date. Interests are settled at the end of a deferral period in accordance with the terms of a deferred compensation plan. |
Common Shares
(I)
|
5,176 |
| 2021-01-04 | Woolson Raymond |
Insider |
Other↑
Filing footnotes — Common Shares (Indirect)
The interests are payable based on the net asset value of Common Shares of the Issuer. Interests are held through a deferred compensation plan. The amount and values above are treated as notional investments in Common Shares of the Issuer under the deferred compensation plan. The number of shares represented by each notional investment is determined by reference to the net asset value of the Issuer determined as of a particular date. The date used for that purpose is shown in column 3 above. The actual transaction date may be a different date. Interests are settled at the end of a deferral period in accordance with the terms of a deferred compensation plan. |
Common Shares
(I)
|
358 |