ECC · Eagle Point Credit Co · Holdings

$2.64 -0.01 (-0.38%)

Market Cap

$352.48M

133.01M

Volume · Oct 28 385.14K Avg daily vol (3M) 1.08M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of ECC: 13F, 13D and 13G, insiders and funds →

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 115

Total Value: $75,350,142

Total Shares: 20,319,105

Showing 1–100 of 115 holdings by value · page 1 of 2

Institutional Ownership Trend

27 quarters

Holder Concentration

Across 116 13F filers

Top Holder

28.5%

of institutional value

Top 5

68.1%

of institutional value

Top 10

80.0%

of institutional value

HHI

1,538

Moderately concentrated

Who Holds ECC

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 115 filers, like-for-like change -0.5%; actively managed books +3.4%; index-like books -7.6%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	50.5%	59	-5.7%	7	8
Adviser	4.0%	1	+7.0%	0	1
Bank	0.8%	10	+3.5%	2	0
Broker-dealer	0.6%	1	+1.2%	0	0
Non-US	0.0%	1	-13.7%	0	0
Holding company	25.6%	3	-6.6%	1	0
Insurer	0.0%	0	—	0	0
Unknown	18.5%	40	+28.6%	10	6

Style	Share	Filers	Change	New	Exited
Index-like	24.5%	2	-7.6%	0	0
Systematic-like	1.2%	2	-18.0%	0	1
Concentrated	12.3%	30	+9.0%	8	4
Diversified active	33.4%	80	+2.5%	12	9
Unknown	28.5%	1	-0.2%	0	1
Not measured	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	86.6%	78	+2.2%	10	9
Medium turnover	9.5%	23	-23.6%	6	4
High turnover	2.5%	6	-2.4%	1	1
Unknown	1.4%	8	+139.5%	3	1
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	1.4%	8	-10.0%	4	1
Medium horizon	8.3%	23	-23.9%	4	3
Long horizon	88.3%	80	+0.5%	10	10
Unknown	2.1%	4	+525.5%	2	1
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	34.4%	30	-7.3%	6	4
$1B to $10B	25.2%	43	+20.2%	9	8
$10B to $100B	11.5%	28	+2.1%	3	0
$100B or more	28.9%	14	-7.3%	2	3
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	13.9%	53	-18.0%	7	8
Pooled investment vehicles	34.7%	3	+1.8%	0	0
Registered funds and BDCs	1.7%	1	-25.5%	0	0
Corporations	0.2%	1	-14.8%	0	0
Other investment advisers	0.0%	1	0.0%	0	0
Pension and profit sharing plans	0.0%	0	—	0	0
Diversified	0.0%	0	—	0	0
Unknown	49.5%	56	+5.4%	13	7

Private funds	Share	Filers	Change	New	Exited
Hedge funds	10.6%	3	+6.3%	0	0
Private equity funds	29.0%	7	+0.1%	1	0
Real estate funds	0.2%	3	+141.5%	0	0
Other private funds	1.9%	5	-2.4%	0	0
No private funds	8.7%	41	-30.1%	6	7
Mixed private funds	0.0%	0	-100.0%	0	1
Private funds, type not stated	0.0%	0	—	0	0
Unknown	49.5%	56	+5.4%	13	7

Location	Share	Filers	Change	New	Exited
United States	97.6%	107	+0.1%	17	15
Outside the US	2.4%	8	-19.7%	3	0

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 3 holders with no observed 2026-03-31 13F and 3 holders with no observed 2026-06-30 13F.

Conviction and Crowding

115 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

0.870% of filers hold it in their top 10

Mar 31, 2026: 1

Holders above 5%

median weight 0.001%

Mar 31, 2026: 1

Crowding

—

no cover-page share count is dated within about a year of the quarter end

Private-fund advisers

—

of shares outstanding

Institutional ownership

—

no cover-page share count is dated within about a year of the quarter end

Top 10 holders

80.0%

of 13F shares, Herfindahl 0.154

Active holders

+3.4%

like-for-like share change of active filers

5% stakes on record

0 13D, 0 13G

How long holders have held it value-weighted 18.3 quarters

Under 1 year 17.3% 1 to 3 years 17.4% 3 years or more 65.3% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$6.19

estimated per share

Mar 31, 2026: $6.68

Quarter-end price

$3.72

implied by 13F values

Estimated gain or loss

-39.9%

price against the estimated cost

Estimated at a loss

100.0%

of costed 13F value

Estimated cost covers 32.2% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Fund Ownership of ECC by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 0.30% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	0.00%	0.00 pp	0	0
Index ETFs	0.30%	-0.09 pp	397,127	1
Active ETFs	0.00%	0.00 pp	1,905	1
Active funds	1.14%	+0.22 pp	1,514,955	3
Unclassified	0.00%	0.00 pp	0	0
All registered funds	1.44%	+0.13 pp	1,913,987	5

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 59 Adviser 1 Bank 10 Broker-dealer 1 Non-US 1 Holding company 3 Unknown 40

Showing 100 of 115

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

STONE POINT CAPITAL LLC

$21,660,548

28.75%

5,822,728

MORGAN STANLEY

$18,611,998

24.70%

5,003,226

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY CAPITAL SERVICES, LLC	914,865	$3,403,297	18.3%	Defined
MORGAN STANLEY SMITH BARNEY LLC	116,862	$434,726	2.3%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	3,971,499	$14,773,975	79.4%	Defined

ARES MANAGEMENT LLC

$4,458,118

5.92%

1,198,419

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC

$3,554,939

4.72%

955,629

Freestone Capital Holdings, LLC

$3,419,550

4.54%

919,234

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
FREESTONE CAPITAL MANAGEMENT LLC	919,234	$3,419,550	100.0%	Defined

Blackstone Inc.

$3,031,800

4.02%

815,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Blackstone Alternative Solutions L.L.C.	815,000	$3,031,800	100.0%	Other

PFG Investments, LLC

$2,436,451

3.23%

654,960

Virtus Investment Advisers, LLC

$1,296,546

1.72%

348,534

J.W. COLE ADVISORS, INC.

$1,192,096

1.58%

320,456

&PARTNERS

$1,051,268

1.40%

282,599

Rockefeller Capital Management L.P.

$905,968

1.20%

243,540

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROCKEFELLER FINANCIAL LLC	243,540	$905,968	100.0%	Defined

Kestra Advisory Services, LLC

$790,968

1.05%

212,626

JANE STREET GROUP, LLC

$765,382

1.02%

205,748

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	88,348	$328,654	42.9%	Defined
Jane Street Global Trading, LLC	117,400	$436,728	57.1%	Defined

XTX Topco Ltd

$743,668

0.99%

199,911

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	199,911	$743,668	100.0%	Defined

OSAIC HOLDINGS, INC.

$711,881

0.94%

191,366

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	186,070	$692,180	97.2%	Defined
Osaic Advisory Services, LLC	5,296	$19,701	2.8%	Defined

Keudell/Morrison Wealth Management

$705,054

0.94%

203,773

RAYMOND JAMES FINANCIAL INC

$689,467

0.92%

185,341

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	94,115	$350,107	50.8%	Defined
Raymond James Financial Services Advisors, Inc.	91,226	$339,360	49.2%	Defined

Cetera Investment Advisers

$628,319

0.83%

168,903

LPL Financial LLC

$440,113

0.58%

118,310

MONEY CONCEPTS CAPITAL CORP

$429,090

0.57%

115,347

Private Advisor Group, LLC

$373,540

0.50%

100,414

Apollon Wealth Management, LLC

$351,387

0.47%

101,557

Magnolia Private Wealth, LLC

$336,816

0.45%

90,542

Marex Group plc

$297,748

0.40%

80,040

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marex Financial	80,040	$297,748	100.0%	Defined

Balboa Wealth Partners

$296,393

0.39%

85,663

KESTRA PRIVATE WEALTH SERVICES, LLC

$288,366

0.38%

77,518

BI Asset Management Fondsmaeglerselskab A/S

$277,793

0.37%

80,287

UBS Group AG

$269,450

0.36%

72,433

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	37,655	$140,076	52.0%	Defined
UBS AG	34,778	$129,374	48.0%	Defined

WEDBUSH SECURITIES INC

$232,563

0.31%

67,215

PNC FINANCIAL SERVICES GROUP, INC.

$210,641

0.28%

56,624

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PNC Bank, National Association	56,624	$210,641	100.0%	Defined

CITADEL ADVISORS LLC

$185,363

0.25%

49,829

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	49,829	$185,363	100.0%	Defined

BRIAN LOW FINANCIAL GROUP, LLC

$178,560

0.24%

48,000

Strategic Wealth Partners, Ltd.

$178,560

0.24%

48,000

Cambridge Investment Research Advisors, Inc.

$172,258

0.23%

46,306

HRT FINANCIAL LP

$162,218

0.22%

43,607

COMMONWEALTH EQUITY SERVICES, LLC

$160,045

0.21%

43,023

HARBOUR INVESTMENTS, INC.

$151,032

0.20%

40,600

Global Assets Advisory, LLC

$148,316

0.20%

39,870

Mariner, LLC

$138,510

0.18%

37,234

Sage Capital Advisors,llc

$135,770

0.18%

39,240

Attessa Capital LLC

$125,165

0.17%

36,175

Ferguson Shapiro LLC

$123,743

0.16%

35,764

DOCK STREET ASSET MANAGEMENT INC

$122,588

0.16%

32,954

Samalin Investment Counsel, LLC

$122,089

0.16%

35,286

MGO ONE SEVEN LLC

$117,685

0.16%

31,636

Global Retirement Partners, LLC

$117,176

0.16%

31,499

NOMURA HOLDINGS INC

$108,542

0.14%

29,178

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NOMURA GLOBAL FINANCIAL PRODUCTS INC	29,178	$108,542	100.0%	Defined

Kovack Advisors, Inc.

$104,595

0.14%

28,117

Ballentine Partners, LLC

$102,419

0.14%

27,532

RPg Family Wealth Advisory, LLC

$91,002

0.12%

24,463

Stonebridge Financial Group, LLC/CA

$90,396

0.12%

24,300

Legacy Wealth Managment, LLC/ID

$85,474

0.11%

22,977

Chicago Partners Investment Group LLC

$81,583

0.11%

23,579

Advisory Solutions Group, LLC

$76,908

0.10%

22,228

CIBC WORLD MARKET INC.

$75,408

0.10%

20,271

B. Riley Wealth Advisors, Inc.

$70,099

0.09%

20,260

M&T Bank Corp

$70,088

0.09%

18,841

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wilmington Trust National Association	18,841	$70,088	100.0%	Defined

HUB Investment Partners, LLC

$62,112

0.08%

16,697

IEQ CAPITAL, LLC

$62,083

0.08%

16,689

Cerity Partners LLC

$61,733

0.08%

16,595

FIRST FOUNDATION ADVISORS

$59,639

0.08%

16,032

Virtu Financial LLC

$58,024

0.08%

15,598

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Virtu Americas LLC	15,598	$58,024	100.0%	Defined

Fermata Advisors, LLC

$56,536

0.08%

16,340

WADDELL & ASSOCIATES, LLC

$56,071

0.07%

15,073

Arax Advisory Partners

$55,669

0.07%

14,965

KINGSWOOD WEALTH ADVISORS, LLC

$54,636

0.07%

15,791

Oxinas Partners, LLC

$53,940

0.07%

14,500

Creative Planning

$50,569

0.07%

13,594

Freestate Advisors LLC

$49,585

0.07%

14,331

ENVESTNET ASSET MANAGEMENT INC

$48,144

0.06%

12,942

Prospera Financial Services Inc

$47,604

0.06%

12,797

PARK AVENUE SECURITIES LLC

$46,851

0.06%

13,541

Colter Lewis Investment Partners LLC

$46,500

0.06%

12,500

IFP Advisors, Inc

$44,876

0.06%

12,970

MAI Capital Management

$44,238

0.06%

11,892

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
EVOKE WEALTH, LLC	11,792	$43,866	99.2%	Defined
Held directly	100	$372	0.8%	Sole

TT Capital Management LLC

$42,620

0.06%

12,318

ACCREDITED INVESTOR SERVICES, LLC

$41,485

0.06%

11,990

Merit Financial Group, LLC

$40,626

0.05%

10,921

OPPENHEIMER & CO INC

$40,267

0.05%

11,638

Tactive Advisors, LLC

$39,153

0.05%

11,316

BNP PARIBAS ARBITRAGE, SA

$37,586

0.05%

10,104

Johnson Financial Group, LLC

$37,326

0.05%

10,034

Beacon Pointe Advisors, LLC

$37,200

0.05%

10,000

EverSource Wealth Advisors, LLC

$37,200

0.05%

10,000

Kingsview Wealth Management, LLC

$37,200

0.05%

10,000

Genesee Capital Advisors, LLC

$35,423

0.05%

10,238

Pinnacle Wealth Planning Services, Inc.

$33,717

0.04%

9,745

Triumph Capital Management

$22,265

0.03%

6,435

WPG Advisers, LLC

$20,981

0.03%

6,064

ROYAL BANK OF CANADA

$18,600

0.02%

5,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	5,000	$18,600	100.0%	Defined

CoreCap Advisors, LLC

$12,857

0.02%

3,716

Smartleaf Asset Management LLC

$12,502

0.02%

3,361

NewEdge Advisors, LLC

$11,078

0.01%

2,978

WEBSTER BANK, N. A.

$10,620

0.01%

2,855

US BANCORP \DE\

$10,200

0.01%

2,742

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
US BANK NATIONAL ASSOCIATION	2,742	$10,200	100.0%	Defined

AMERIFLEX GROUP, INC.

$9,300

0.01%

2,500

Tower Research Capital LLC (TRC)

$8,373

0.01%

2,251

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Latour Trading LLC (Latour)	2,251	$8,373	100.0%	Defined

Pacer Advisors, Inc.

$7,086

0.01%

1,905

FIFTH THIRD BANCORP

$6,893

0.01%

1,853

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fifth Third Bank, National Association	1,853	$6,893	100.0%	Defined

N.E.W. Advisory Services LLC

$5,018

0.01%

1,349

Showing the top 100 of 115 holders. Create a free account to see every holder, past quarters, search, filters and CSV export.

Key facts CIK 1604174 CUSIP 269808101 13F (30d) 32 filings 32 filers Visit website Investor relations