FEAM · 5E Advanced Materials, Inc.
Substantial doubt about the company's ability to continue as a going concern.
“management concluded there continues to exist substantial doubt regarding the Company's ability to continue as a going concern. As a pre-revenue development stage company, the Company is dependent on debt and equity financing transactions to fund its continued development and operational activities. While the Company has continued to execute a number of financing transactions, as described in this footnote and Note 10-Equity, each of which have improved the Company's cash position, and while the Company continues to operate under a business plan that includes reductions in certain spending, management anticipates the need for additional financing to maintain its operations and carry out its business objectives. The receipt of potential funding cannot be considered probable at this time because these plans are not entirely within management's control as of the date of these condensed consolidated financial statements. Therefore, there exists substantial doubt regarding the Company's ability to continue as a going concern. Even if additional financing is successfully consummated, available liquidity may still not be sufficient to eliminate the aforementioned substantial doubt regarding the Company's ability to continue as a going concern.”View the 10-Q filed May 12, 2026
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 3, 4 and 5. Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2026-07-01 | HEBERT CURTIS L JR |
Director |
Convert↓
Filing footnotes — Restricted Stock Unit (Direct)
Each restricted stock unit ("RSU") represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock. RSUs granted on March 31, 2026 pursuant to the Issuer's Amended and Restated 2022 Equity Compensation Plan. The RSUs vested on July 1, 2026. |
Restricted Stock Unit
|
9,459 |
| 2026-07-01 | Jones Bryn Llywelyn |
Director |
Convert↓
Filing footnotes — Restricted Stock Unit (Direct)
Each restricted stock unit ("RSU") represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock. RSUs granted on December 31, 2025 pursuant to the Issuer's Amended and Restated 2022 Equity Compensation Plan. The RSUs vested on July 1, 2026. |
Restricted Stock Unit
|
5,118 |
| 2026-07-01 | Dick Barry |
Director |
Tax↓
|
Common Stock
|
2,209 |
| 2026-07-01 | vant Hoff Graham |
Director |
Tax↓
|
Common Stock
|
6,943 |
| 2026-07-01 | Jones Bryn Llywelyn |
Director |
Convert↑
Filing footnotes — Common Stock (Direct)
Each restricted stock unit ("RSU") represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock. |
Common Stock
|
13,510 |
| 2026-07-01 | vant Hoff Graham |
Director |
Convert↑
Filing footnotes — Common Stock (Direct)
Each restricted stock unit ("RSU") represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock. |
Common Stock
|
7,108 |
| 2026-07-01 | HEBERT CURTIS L JR |
Director |
Tax↓
|
Common Stock
|
3,500 |
| 2026-07-01 | HEBERT CURTIS L JR |
Director |
Convert↑
Filing footnotes — Common Stock (Direct)
Each restricted stock unit ("RSU") represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock. |
Common Stock
|
9,459 |
| 2026-07-01 | Dick Barry |
Director |
Convert↓
Filing footnotes — Restricted Stock Unit (Direct)
Each restricted stock unit ("RSU") represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock. RSUs granted on September 30, 2025 pursuant to the Issuer's Amended and Restated 2022 Equity Compensation Plan. The RSUs vested on July 1, 2026. |
Restricted Stock Unit
|
6,885 |
| 2026-07-01 | vant Hoff Graham |
Director |
Tax↓
|
Common Stock
|
2,630 |
| 2026-07-01 | Jones Bryn Llywelyn |
Director |
Tax↓
|
Common Stock
|
1,894 |
| 2026-07-01 | Dick Barry |
Director |
Convert↓
Filing footnotes — Restricted Stock Unit (Direct)
Each restricted stock unit ("RSU") represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock. RSUs granted on March 31, 2026 pursuant to the Issuer's Amended and Restated 2022 Equity Compensation Plan. The RSUs vested on July 1, 2026. |
Restricted Stock Unit
|
11,036 |
| 2026-07-01 | Dick Barry |
Director |
Tax↓
|
Common Stock
|
5,832 |
| 2026-07-01 | Dick Barry |
Director |
Tax↓
|
Common Stock
|
2,548 |
| 2026-07-01 | Jones Bryn Llywelyn |
Director |
Convert↓
Filing footnotes — Restricted Stock Unit (Direct)
Each restricted stock unit ("RSU") represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock. RSUs granted on September 30, 2025 pursuant to the Issuer's Amended and Restated 2022 Equity Compensation Plan. The RSUs vested on July 1, 2026. |
Restricted Stock Unit
|
5,901 |
| 2026-07-01 | Dick Barry |
Director |
Convert↑
Filing footnotes — Common Stock (Direct)
Each restricted stock unit ("RSU") represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock. |
Common Stock
|
6,885 |
| 2026-07-01 | Dick Barry |
Director |
Convert↑
Filing footnotes — Common Stock (Direct)
Each restricted stock unit ("RSU") represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock. |
Common Stock
|
11,036 |
| 2026-07-01 | vant Hoff Graham |
Director |
Tax↓
|
Common Stock
|
4,862 |
| 2026-07-01 | Jones Bryn Llywelyn |
Director |
Tax↓
|
Common Stock
|
3,500 |
| 2026-07-01 | vant Hoff Graham |
Director |
Convert↓
Filing footnotes — Restricted Stock Unit (Direct)
Each restricted stock unit ("RSU") represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock. RSUs granted on June 30, 2026 pursuant to the Issuer's Amended and Restated 2022 Equity Compensation Plan. The RSUs vested on July 1, 2026. |
Restricted Stock Unit
|
18,764 |
| 2026-07-01 | HEBERT CURTIS L JR |
Director |
Convert↑
Filing footnotes — Common Stock (Direct)
Each restricted stock unit ("RSU") represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock. |
Common Stock
|
5,118 |
| 2026-07-01 | vant Hoff Graham |
Director |
Tax↓
|
Common Stock
|
3,033 |
| 2026-07-01 | HEBERT CURTIS L JR |
Director |
Tax↓
|
Common Stock
|
4,999 |
| 2026-07-01 | HEBERT CURTIS L JR |
Director |
Tax↓
|
Common Stock
|
2,184 |
| 2026-07-01 | vant Hoff Graham |
Director |
Convert↓
Filing footnotes — Restricted Stock Unit (Direct)
Each restricted stock unit ("RSU") represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock. RSUs granted on September 30, 2025 pursuant to the Issuer's Amended and Restated 2022 Equity Compensation Plan. The RSUs vested on July 1, 2026. |
Restricted Stock Unit
|
8,196 |
| 2026-07-01 | HEBERT CURTIS L JR |
Director |
Convert↑
Filing footnotes — Common Stock (Direct)
Each restricted stock unit ("RSU") represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock. |
Common Stock
|
13,510 |
| 2026-07-01 | vant Hoff Graham |
Director |
Convert↑
Filing footnotes — Common Stock (Direct)
Each restricted stock unit ("RSU") represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock. |
Common Stock
|
8,196 |
| 2026-07-01 | Jones Bryn Llywelyn |
Director |
Convert↑
Filing footnotes — Common Stock (Direct)
Each restricted stock unit ("RSU") represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock. |
Common Stock
|
5,118 |
| 2026-07-01 | Siegler Jonathan A |
Director |
Tax↓
|
Common Stock
|
2,411 |
| 2026-07-01 | HEBERT CURTIS L JR |
Director |
Tax↓
|
Common Stock
|
1,894 |
| 2026-07-01 | vant Hoff Graham |
Director |
Convert↑
Filing footnotes — Common Stock (Direct)
Each restricted stock unit ("RSU") represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock. |
Common Stock
|
18,764 |
| 2026-07-01 | vant Hoff Graham |
Director |
Convert↑
Filing footnotes — Common Stock (Direct)
Each restricted stock unit ("RSU") represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock. |
Common Stock
|
13,138 |
| 2026-07-01 | Jones Bryn Llywelyn |
Director |
Convert↓
Filing footnotes — Restricted Stock Unit (Direct)
Each restricted stock unit ("RSU") represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock. RSUs granted on June 30, 2026 pursuant to the Issuer's Amended and Restated 2022 Equity Compensation Plan. The RSUs vested on July 1, 2026. |
Restricted Stock Unit
|
13,510 |
| 2026-07-01 | vant Hoff Graham |
Director |
Convert↓
Filing footnotes — Restricted Stock Unit (Direct)
Each restricted stock unit ("RSU") represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock. RSUs granted on March 31, 2026 pursuant to the Issuer's Amended and Restated 2022 Equity Compensation Plan. The RSUs vested on July 1, 2026. |
Restricted Stock Unit
|
13,138 |
| 2026-07-01 | Dick Barry |
Director |
Convert↑
Filing footnotes — Common Stock (Direct)
Each restricted stock unit ("RSU") represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock. |
Common Stock
|
5,970 |
| 2026-07-01 | Jones Bryn Llywelyn |
Director |
Tax↓
|
Common Stock
|
2,184 |
| 2026-07-01 | vant Hoff Graham |
Director |
Convert↓
Filing footnotes — Restricted Stock Unit (Direct)
Each restricted stock unit ("RSU") represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock. RSUs granted on December 31, 2025 pursuant to the Issuer's Amended and Restated 2022 Equity Compensation Plan. The RSUs vested on July 1, 2026. |
Restricted Stock Unit
|
7,108 |
| 2026-07-01 | Siegler Jonathan A |
Director |
Convert↓
Filing footnotes — Restricted Stock Unit (Direct)
Each restricted stock unit ("RSU") represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock. RSUs granted on June 30, 2026 pursuant to the Issuer's Amended and Restated 2022 Equity Compensation Plan. The RSUs vested on July 1, 2026. |
Restricted Stock Unit
|
6,516 |
| 2026-07-01 | Jones Bryn Llywelyn |
Director |
Convert↑
Filing footnotes — Common Stock (Direct)
Each restricted stock unit ("RSU") represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock. |
Common Stock
|
9,459 |
| 2026-07-01 | Jones Bryn Llywelyn |
Director |
Convert↓
Filing footnotes — Restricted Stock Unit (Direct)
Each restricted stock unit ("RSU") represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock. RSUs granted on March 31, 2026 pursuant to the Issuer's Amended and Restated 2022 Equity Compensation Plan. The RSUs vested on July 1, 2026. |
Restricted Stock Unit
|
9,459 |
| 2026-07-01 | Jones Bryn Llywelyn |
Director |
Tax↓
|
Common Stock
|
4,999 |
| 2026-07-01 | Dick Barry |
Director |
Tax↓
|
Common Stock
|
4,084 |
| 2026-07-01 | Dick Barry |
Director |
Convert↓
Filing footnotes — Restricted Stock Unit (Direct)
Each restricted stock unit ("RSU") represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock. RSUs granted on June 30, 2026 pursuant to the Issuer's Amended and Restated 2022 Equity Compensation Plan. The RSUs vested on July 1, 2026. |
Restricted Stock Unit
|
15,762 |
| 2026-07-01 | HEBERT CURTIS L JR |
Director |
Convert↑
Filing footnotes — Common Stock (Direct)
Each restricted stock unit ("RSU") represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock. |
Common Stock
|
5,901 |
| 2026-07-01 | HEBERT CURTIS L JR |
Director |
Convert↓
Filing footnotes — Restricted Stock Unit (Direct)
Each restricted stock unit ("RSU") represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock. RSUs granted on December 31, 2025 pursuant to the Issuer's Amended and Restated 2022 Equity Compensation Plan. The RSUs vested on July 1, 2026. |
Restricted Stock Unit
|
5,118 |
| 2026-07-01 | Dick Barry |
Director |
Convert↓
Filing footnotes — Restricted Stock Unit (Direct)
Each restricted stock unit ("RSU") represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock. RSUs granted on December 31, 2025 pursuant to the Issuer's Amended and Restated 2022 Equity Compensation Plan. The RSUs vested on July 1, 2026. |
Restricted Stock Unit
|
5,970 |
| 2026-07-01 | HEBERT CURTIS L JR |
Director |
Convert↓
Filing footnotes — Restricted Stock Unit (Direct)
Each restricted stock unit ("RSU") represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock. RSUs granted on September 30, 2025 pursuant to the Issuer's Amended and Restated 2022 Equity Compensation Plan. The RSUs vested on July 1, 2026. |
Restricted Stock Unit
|
5,901 |
| 2026-07-01 | Dick Barry |
Director |
Convert↑
Filing footnotes — Common Stock (Direct)
Each restricted stock unit ("RSU") represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock. |
Common Stock
|
15,762 |
| 2026-07-01 | Siegler Jonathan A |
Director |
Convert↑
Filing footnotes — Common Stock (Direct)
Each restricted stock unit ("RSU") represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock. |
Common Stock
|
6,516 |
| 2026-07-01 | Jones Bryn Llywelyn |
Director |
Convert↑
Filing footnotes — Common Stock (Direct)
Each restricted stock unit ("RSU") represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock. |
Common Stock
|
5,901 |