FEAM · 5E Advanced Materials, Inc. · Insider Trading
Substantial doubt about the company's ability to continue as a going concern.
“As discussed in Note 1 to the consolidated financial statements, the Company currently generates no revenue from operations and has incurred recurring losses from operations and will need to secure additional financing in the next twelve months to maintain its operations, which raises substantial doubt about its ability to continue as a going concern.”View the 10-K filed Sep 17, 2026
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 4 and 5. Form 3 supplies initial ownership rather than a trade; Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2026-09-30 | BEP Special Situations IV LLC |
Director, 10% Owner |
Award↑
Filing footnotes — Restricted Stock Unit (Indirect)
Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. Jonathan Siegler, a director on the Issuer's board and director designee of the Reporting Persons, has entered into an agreement with Bluescape Energy Partners LLC ("Bluescape Energy Partners") pursuant to which the foregoing individual has irrevocably assigned to Bluescape Energy Partners any and all rights and interests in the common stock underlying the equity compensation that he will receive for serving as a director of the Issuer, including the equity awards reported herein. The award will vest on July 1, 2027, subject to Jonathan Siegler continuing to serve as a director of the Issuer through the vesting date. C. John Wilder is the controlling member of Bluescape Resources Co LLC which, in turn, is the controlling member of each of Bluescape Energy Partners LLC and Bluescape Resources GP Holdings LLC ("Bluescape Resources GP"). Bluescape Resources GP is the controlling member of Bluescape Energy Partners IV GP LLC, which is the general partner of Bluescape Energy Recapitalization and Restructuring Fund IV LP, which is the controlling member of BEP Special Situations IV LLC, which is also a registered holder of securities of the Issuer. Each Reporting Person herein disclaims beneficial ownership of these securities, except to the extent of such Reporting Person's pecuniary interest therein. |
Restricted Stock Unit
(I)
|
7,634 |
| 2026-09-30 | Jones Bryn Llywelyn |
Director |
Award↑
Filing footnotes — Restricted Stock Unit (Direct)
Each restricted share unit ("RSU") represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock. RSUs granted on September 30, 2026 pursuant to the Issuer's Amended and Restated 2022 Equity Compensation Plan. The RSUs vest on July 1, 2027, subject to the Reporting Person's continuing service on the Issuer's Board through the applicable vesting date. The RSUs have no expiration date. |
Restricted Stock Unit
|
13,740 |
| 2026-09-30 | Dick Barry |
Director |
Award↑
Filing footnotes — Restricted Stock Unit (Direct)
Each restricted share unit ("RSU") represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock. RSUs granted on September 30, 2026 pursuant to the Issuer's Amended and Restated 2022 Equity Compensation Plan. The RSUs vest on July 1, 2027, subject to the Reporting Person's continuing service on the Issuer's Board through the applicable vesting date. The RSUs have no expiration date. |
Restricted Stock Unit
|
16,030 |
| 2026-09-30 | HEBERT CURTIS L JR |
Director |
Award↑
Filing footnotes — Restricted Stock Unit (Direct)
Each restricted share unit ("RSU") represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock. RSUs granted on September 30, 2026 pursuant to the Issuer's Amended and Restated 2022 Equity Compensation Plan. The RSUs vest on July 1, 2027, subject to the Reporting Person's continuing service on the Issuer's Board through the applicable vesting date. The RSUs have no expiration date. |
Restricted Stock Unit
|
13,740 |
| 2026-09-30 | vant Hoff Graham |
Director |
Award↑
Filing footnotes — Restricted Stock Unit (Direct)
Each restricted share unit ("RSU") represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock. RSUs granted on September 30, 2026 pursuant to the Issuer's Amended and Restated 2022 Equity Compensation Plan. The RSUs vest on July 1, 2027, subject to the Reporting Person's continuing service on the Issuer's Board through the applicable vesting date. The RSUs have no expiration date. |
Restricted Stock Unit
|
19,084 |
| 2026-09-15 | Weibel Paul Wesley III |
Chief Executive Officer |
Award↑
Filing footnotes — Common Stock (Direct)
PSUs granted on September 15, 2023 pursuant to the Issuer's Amended and Restated 2022 Equity Compensation Plan (the "Plan"). Amount represents the vesting of PSUs. Pursuant to the determination of the Compensation Committee of the Board of Directors, the PSUs vested at 50% of the target number of shares based on achievement of the applicable performance criteria. The remaining unvested PSUs were forfeited. Each performance share unit ("PSU") represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock upon the achievement of certain service-based and performance-based conditions. |
Common Stock
|
795 |
| 2026-09-15 | Weibel Paul Wesley III |
Chief Executive Officer |
Tax↓
Filing footnotes — Common Stock (Direct)
Represents the number of shares of common stock withheld by the Issuer to cover the reporting person's tax withholding obligation upon the vesting of RSUs and PSUs. |
Common Stock
|
1,839 |
| 2026-09-15 | Malm Joshua |
Chief Financial Officer |
Tax↓
Filing footnotes — Common Stock (Direct)
Represents the number of shares of common stock withheld by the Issuer to cover the reporting person's tax withholding obligation upon the vesting of RSUs. |
Common Stock
|
1,225 |
| 2026-09-15 | Weibel Paul Wesley III |
Chief Executive Officer |
Convert↑
Filing footnotes — Common Stock (Direct)
Each restricted share unit ("RSU") represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock. |
Common Stock
|
4,322 |
| 2026-09-15 | Malm Joshua |
Chief Financial Officer |
Convert↓
Filing footnotes — Restricted Share Unit (Direct)
Each restricted share unit ("RSU") represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock. RSUs granted on March 1, 2026 pursuant to the Issuer's Plan. Approximately one-third vest on each of September 15 of 2026, 2027 and 2028. |
Restricted Share Unit
|
4,261 |
| 2026-09-15 | Weibel Paul Wesley III |
Chief Executive Officer |
Convert↓
Filing footnotes — Restricted Share Unit (Direct)
Each restricted share unit ("RSU") represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock. RSUs granted on September 15, 2024 pursuant to the Issuer's Plan. Approximately one-third vested on each of the first, second and third anniversary of the grant date. |
Restricted Share Unit
|
383 |
| 2026-09-15 | Weibel Paul Wesley III |
Chief Executive Officer |
Convert↓
Filing footnotes — Restricted Share Unit (Direct)
Each restricted share unit ("RSU") represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock. RSUs granted on March 1, 2026 pursuant to the Issuer's Plan. One-third vest on each of September 15 of 2026, 2027 and 2028. |
Restricted Share Unit
|
3,409 |
| 2026-09-15 | Weibel Paul Wesley III |
Chief Executive Officer |
Convert↓
Filing footnotes — Restricted Share Unit (Direct)
Each restricted share unit ("RSU") represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock. RSUs granted on September 15, 2023 pursuant to the Issuer's Plan. One-third vested on each of the first, second and third anniversary of the grant date. |
Restricted Share Unit
|
530 |
| 2026-09-15 | Malm Joshua |
Chief Financial Officer |
Convert↑
Filing footnotes — Common Stock (Direct)
Each restricted share unit ("RSU") represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock. |
Common Stock
|
4,261 |
| 2026-07-01 | HEBERT CURTIS L JR |
Director |
Convert↓
Filing footnotes — Restricted Stock Unit (Direct)
Each restricted stock unit ("RSU") represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock. RSUs granted on March 31, 2026 pursuant to the Issuer's Amended and Restated 2022 Equity Compensation Plan. The RSUs vested on July 1, 2026. |
Restricted Stock Unit
|
9,459 |
| 2026-07-01 | Jones Bryn Llywelyn |
Director |
Convert↓
Filing footnotes — Restricted Stock Unit (Direct)
Each restricted stock unit ("RSU") represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock. RSUs granted on December 31, 2025 pursuant to the Issuer's Amended and Restated 2022 Equity Compensation Plan. The RSUs vested on July 1, 2026. |
Restricted Stock Unit
|
5,118 |
| 2026-07-01 | Dick Barry |
Director |
Tax↓
|
Common Stock
|
2,209 |
| 2026-07-01 | vant Hoff Graham |
Director |
Tax↓
|
Common Stock
|
6,943 |
| 2026-07-01 | Jones Bryn Llywelyn |
Director |
Convert↑
Filing footnotes — Common Stock (Direct)
Each restricted stock unit ("RSU") represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock. |
Common Stock
|
13,510 |
| 2026-07-01 | vant Hoff Graham |
Director |
Convert↑
Filing footnotes — Common Stock (Direct)
Each restricted stock unit ("RSU") represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock. |
Common Stock
|
7,108 |
| 2026-07-01 | HEBERT CURTIS L JR |
Director |
Tax↓
|
Common Stock
|
3,500 |
| 2026-07-01 | HEBERT CURTIS L JR |
Director |
Convert↑
Filing footnotes — Common Stock (Direct)
Each restricted stock unit ("RSU") represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock. |
Common Stock
|
9,459 |
| 2026-07-01 | Dick Barry |
Director |
Convert↓
Filing footnotes — Restricted Stock Unit (Direct)
Each restricted stock unit ("RSU") represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock. RSUs granted on September 30, 2025 pursuant to the Issuer's Amended and Restated 2022 Equity Compensation Plan. The RSUs vested on July 1, 2026. |
Restricted Stock Unit
|
6,885 |
| 2026-07-01 | vant Hoff Graham |
Director |
Tax↓
|
Common Stock
|
2,630 |
| 2026-07-01 | Jones Bryn Llywelyn |
Director |
Tax↓
|
Common Stock
|
1,894 |
| 2026-07-01 | Dick Barry |
Director |
Convert↓
Filing footnotes — Restricted Stock Unit (Direct)
Each restricted stock unit ("RSU") represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock. RSUs granted on March 31, 2026 pursuant to the Issuer's Amended and Restated 2022 Equity Compensation Plan. The RSUs vested on July 1, 2026. |
Restricted Stock Unit
|
11,036 |
| 2026-07-01 | Dick Barry |
Director |
Tax↓
|
Common Stock
|
5,832 |
| 2026-07-01 | Dick Barry |
Director |
Tax↓
|
Common Stock
|
2,548 |
| 2026-07-01 | Jones Bryn Llywelyn |
Director |
Convert↓
Filing footnotes — Restricted Stock Unit (Direct)
Each restricted stock unit ("RSU") represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock. RSUs granted on September 30, 2025 pursuant to the Issuer's Amended and Restated 2022 Equity Compensation Plan. The RSUs vested on July 1, 2026. |
Restricted Stock Unit
|
5,901 |
| 2026-07-01 | Dick Barry |
Director |
Convert↑
Filing footnotes — Common Stock (Direct)
Each restricted stock unit ("RSU") represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock. |
Common Stock
|
6,885 |
| 2026-07-01 | Dick Barry |
Director |
Convert↑
Filing footnotes — Common Stock (Direct)
Each restricted stock unit ("RSU") represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock. |
Common Stock
|
11,036 |
| 2026-07-01 | vant Hoff Graham |
Director |
Tax↓
|
Common Stock
|
4,862 |
| 2026-07-01 | Jones Bryn Llywelyn |
Director |
Tax↓
|
Common Stock
|
3,500 |
| 2026-07-01 | vant Hoff Graham |
Director |
Convert↓
Filing footnotes — Restricted Stock Unit (Direct)
Each restricted stock unit ("RSU") represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock. RSUs granted on June 30, 2026 pursuant to the Issuer's Amended and Restated 2022 Equity Compensation Plan. The RSUs vested on July 1, 2026. |
Restricted Stock Unit
|
18,764 |
| 2026-07-01 | HEBERT CURTIS L JR |
Director |
Convert↑
Filing footnotes — Common Stock (Direct)
Each restricted stock unit ("RSU") represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock. |
Common Stock
|
5,118 |
| 2026-07-01 | vant Hoff Graham |
Director |
Tax↓
|
Common Stock
|
3,033 |
| 2026-07-01 | HEBERT CURTIS L JR |
Director |
Tax↓
|
Common Stock
|
4,999 |
| 2026-07-01 | HEBERT CURTIS L JR |
Director |
Tax↓
|
Common Stock
|
2,184 |
| 2026-07-01 | vant Hoff Graham |
Director |
Convert↓
Filing footnotes — Restricted Stock Unit (Direct)
Each restricted stock unit ("RSU") represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock. RSUs granted on September 30, 2025 pursuant to the Issuer's Amended and Restated 2022 Equity Compensation Plan. The RSUs vested on July 1, 2026. |
Restricted Stock Unit
|
8,196 |
| 2026-07-01 | HEBERT CURTIS L JR |
Director |
Convert↑
Filing footnotes — Common Stock (Direct)
Each restricted stock unit ("RSU") represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock. |
Common Stock
|
13,510 |
| 2026-07-01 | vant Hoff Graham |
Director |
Convert↑
Filing footnotes — Common Stock (Direct)
Each restricted stock unit ("RSU") represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock. |
Common Stock
|
8,196 |
| 2026-07-01 | Jones Bryn Llywelyn |
Director |
Convert↑
Filing footnotes — Common Stock (Direct)
Each restricted stock unit ("RSU") represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock. |
Common Stock
|
5,118 |
| 2026-07-01 | Siegler Jonathan A |
Director |
Tax↓
|
Common Stock
|
2,411 |
| 2026-07-01 | HEBERT CURTIS L JR |
Director |
Tax↓
|
Common Stock
|
1,894 |
| 2026-07-01 | vant Hoff Graham |
Director |
Convert↑
Filing footnotes — Common Stock (Direct)
Each restricted stock unit ("RSU") represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock. |
Common Stock
|
18,764 |
| 2026-07-01 | vant Hoff Graham |
Director |
Convert↑
Filing footnotes — Common Stock (Direct)
Each restricted stock unit ("RSU") represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock. |
Common Stock
|
13,138 |
| 2026-07-01 | Jones Bryn Llywelyn |
Director |
Convert↓
Filing footnotes — Restricted Stock Unit (Direct)
Each restricted stock unit ("RSU") represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock. RSUs granted on June 30, 2026 pursuant to the Issuer's Amended and Restated 2022 Equity Compensation Plan. The RSUs vested on July 1, 2026. |
Restricted Stock Unit
|
13,510 |
| 2026-07-01 | vant Hoff Graham |
Director |
Convert↓
Filing footnotes — Restricted Stock Unit (Direct)
Each restricted stock unit ("RSU") represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock. RSUs granted on March 31, 2026 pursuant to the Issuer's Amended and Restated 2022 Equity Compensation Plan. The RSUs vested on July 1, 2026. |
Restricted Stock Unit
|
13,138 |
| 2026-07-01 | Dick Barry |
Director |
Convert↑
Filing footnotes — Common Stock (Direct)
Each restricted stock unit ("RSU") represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock. |
Common Stock
|
5,970 |
| 2026-07-01 | Jones Bryn Llywelyn |
Director |
Tax↓
|
Common Stock
|
2,184 |