GAB · Gabelli Equity Trust Inc · Shareholders & Ownership
Every disclosed holder of GAB in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.
Who Owns GAB
13F quarter Sep 30, 2026, combined view: filers that have not filed yet carry their Jun 30, 2026 positionsNo chart: shares outstanding cannot be set against these holders.
| Holder group | Shares | % Out |
|---|---|---|
| Institutional (13F) | 48,705,368 | — |
| Insiders (Forms 3, 4, 5) | 2,874,626 | — |
| 13D/G-only blocks | 0 | — |
| Registered funds (N-PORT, not summed) | 2,553,519 | — |
% Out is unavailable: no shares outstanding count is on record.
13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.
Holders of GAB
| # | Holder | Shares | As of | Notes |
|---|---|---|---|---|
| 1 |
RIVERNORTH CAPITAL MANAGEMENT, LLC
13F
CIK 1447578 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
6,609,367 | ||
| 2 |
Ursa Fund Management, LLC
13F
CIK 1693838 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
5,555,196 | ||
| 3 |
LPL Financial LLC
13F
CIK 1403438 · Broker-dealer · Jun 30, 2026
carried, not yet filed for the newest quarter
|
4,296,092 | ||
| 4 |
|
2,644,013 | ||
| 5 |
MORGAN STANLEY
13F
CIK 895421 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
2,598,911 | ||
| 6 |
Karpus Management, Inc.
13F
CIK 1048703 · Investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,973,929 | ||
| 7 |
COMMONWEALTH EQUITY SERVICES, LLC
13F
CIK 312272 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,559,070 | ||
| 8 |
ABSOLUTE INVESTMENT ADVISERS, LLC
13F
CIK 1316187 · Registered investment adviser · Sep 30, 2026
|
1,531,228 | ||
| 8.1 |
ABSOLUTE CEF OPPORTUNITIES
Fund
S000081741 · Registered fund · Jun 30, 2026
Unified Series Trust, not summed
|
64,456 | ||
| 9 |
Shaker Financial Services, LLC
13F
CIK 1511794 · Registered investment adviser · Sep 30, 2026
|
1,518,357 | ||
| 10 |
Cohen & Steers Closed-End Opportunity Fund, Inc.
Fund
· Registered fund · Jun 30, 2026
Cohen & Steers Closed-End Opportunity Fund, Inc., not summed
|
1,133,650 | ||
| 10.1 |
RiverNorth Opportunities Fund Inc.
Fund
· Registered fund · Jun 30, 2026
RIVERNORTH OPPORTUNITIES FUND INC., not summed
|
1,180,513 | ||
| 11 |
COHEN & STEERS, INC.
13F
CIK 1284812 · Investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,133,650 | ||
| 12 |
J.W. COLE ADVISORS, INC.
13F
CIK 1404763 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
998,455 | ||
| 13 |
GAMCO INVESTORS, INC. ET AL
13F
CIK 807249 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
925,844 | ||
| 14 |
BANK OF AMERICA CORP /DE/
13F
CIK 70858 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
894,767 | ||
| 15 |
Cetera Investment Advisers
13F
CIK 1666741 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
738,887 | ||
| 16 |
RAYMOND JAMES FINANCIAL INC
13F
CIK 720005 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
717,391 | ||
| 17 |
SIT INVESTMENT ASSOCIATES INC
13F
CIK 769317 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
669,071 | ||
| 18 |
INDEPENDENT FINANCIAL GROUP, LLC
13F
CIK 275484 · Registered investment adviser · Sep 30, 2026
|
666,519 | ||
| 19 |
PHILADELPHIA TRUST CO
13F
CIK 1110806 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
655,219 | ||
| 20 |
Live Oak Private Wealth LLC
13F
CIK 1799877 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
635,255 | ||
| 21 |
|
624,167 | ||
| 22 |
WELLS FARGO & COMPANY/MN
13F
CIK 72971 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
605,199 | ||
| 23 |
Cambridge Investment Research Advisors, Inc.
13F
CIK 1419186 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
593,231 | ||
| 24 |
ROYAL BANK OF CANADA
13F
CIK 1000275 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
575,391 | ||
| 25 |
Kestra Advisory Services, LLC
13F
CIK 1830819 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
498,834 | ||
| 26 |
SCOTIA CAPITAL INC.
13F
CIK 1335644 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
458,173 | ||
| 27 |
|
424,085 | ||
| 28 |
1607 Capital Partners, LLC
13F
CIK 1436866 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
400,000 | ||
| 29 |
Steward Partners Investment Advisory, LLC
13F
CIK 1723397 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
364,375 | ||
| 30 |
Cerity Partners LLC
13F
CIK 1566475 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
359,456 | ||
| 31 |
Creative Planning
13F
CIK 1540235 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
322,128 | ||
| 32 |
GUGGENHEIM CAPITAL LLC
13F
CIK 1283072 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
320,400 | ||
| 33 |
NOMURA HOLDINGS INC
13F
CIK 1163653 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
313,820 | ||
| 34 |
Golden State Wealth Management, LLC
13F
CIK 1776033 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
267,909 | ||
| 35 |
ENVESTNET ASSET MANAGEMENT INC
13F
CIK 1407543 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
266,840 | ||
| 36 |
OSAIC HOLDINGS, INC.
13F
CIK 1677044 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
262,828 | ||
| 37 |
Private Advisor Group, LLC
13F
CIK 1567755 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
240,371 | ||
| 38 |
WEDBUSH SECURITIES INC
13F
CIK 1142495 · Registered investment adviser · Sep 30, 2026
|
231,506 | ||
| 39 |
Marks Group Wealth Management, Inc
13F
CIK 1802473 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
227,710 | ||
| 40 |
Rockefeller Capital Management L.P.
13F
CIK 1739439 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
214,277 | ||
| 41 |
TRUIST FINANCIAL CORP
13F
CIK 92230 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
199,918 | ||
| 42 |
|
197,422 | ||
| 43 |
IMC-Chicago, LLC
13F
CIK 1452861 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
183,328 | ||
| 44 |
Yakira Capital Management, Inc.
13F
CIK 1584639 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
179,964 | ||
| 45 |
Almitas Capital LLC
13F
CIK 1596468 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
169,700 | ||
| 46 |
Accel Wealth Management
13F
CIK 1838226 · Registered investment adviser · Sep 30, 2026
|
169,374 | ||
| 47 |
Janney Montgomery Scott LLC
13F
CIK 1329948 · Investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
161,081 | ||
| 48 |
PMG Family Office LLC
13F
CIK 2102299 · Registered investment adviser · Sep 30, 2026
|
153,518 | ||
| 49 |
WOLVERINE ASSET MANAGEMENT LLC
13F
CIK 1279891 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
153,010 | ||
| 50 |
Sowell Financial Services LLC
13F
CIK 1633697 · Registered investment adviser · Sep 30, 2026
|
152,588 |
Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.
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