GAIA · Gaia, Inc · Shareholders & Ownership

$1.44 +0.06 (+4.35%) At close · Oct 28 Q2 2026 earnings call transcript

Market Cap

$35.09M

25.43M

Volume · Oct 28 111.64K Avg daily vol (3M) 112.3K

Every disclosed holder of GAIA in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.

How the holder list picks a filing →

Who Owns GAIA

13F quarter Sep 30, 2026, combined view: filers that have not filed yet carry their Jun 30, 2026 positions

Holder group	Holders	Shares	% Out	Summed
Institutional (13F)	59	6,805,154	26.76%	Yes
Insiders (Forms 3, 4, 5)	0	0	0.00%	No
13D/G-only blocks	2	3,667,763	14.43%	Yes
Remaining	—	14,952,876	58.81%	Rest
Registered funds (N-PORT, not summed)	42	2,110,200	8.30%	No

Shares outstanding: 25,425,793, the issuer's latest cover-page count restated onto today's split basis.

Insiders are listed but not summed: the issuer has more than one class of common stock and Forms 3, 4 and 5 report one issuer-wide balance across them.

13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.

Holders of GAIA

One row per holder Every filing By ultimate parent

All 13F Funds Insiders 13D/G Non-US

#	Holder	Shares	% Out	Change	As of	Notes
1	John P. Szabo, Jr. 13G CIK 1666665 · Exempt reporting adviser · Jul 16, 2025 Rule 13d-1(c), passive investor	2,400,000	9.44%	+450,000	Jul 16, 2025	Rule 13d-1(c), passive investor
2	Koller Capital LLC 13G CIK 1699067 · Unknown · Jan 5, 2024 Rule 13d-1(b), qualified institution	1,267,763	4.99%	—	Jan 5, 2024	Rule 13d-1(b), qualified institution
3	AMERIPRISE FINANCIAL INC 13F CIK 820027 · Investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	1,037,433	4.08%	+109,107	Jun 30, 2026	carried, not yet filed for the newest quarter
3.1	AMERIPRISE FINANCIAL INC 13G CIK 820027 · Investment adviser · Jun 30, 2026 Rule 13d-1(b), qualified institution, not summed	1,037,433	4.08%	+99,284	Jun 30, 2026	Rule 13d-1(b), qualified institution, not summed
3.2	Columbia Small Cap Value Discovery Fund Fund S000012102 · Registered fund · Jul 31, 2026 COLUMBIA FUNDS SERIES TRUST I, not summed	733,271	2.88%	+43,522	Jul 31, 2026	COLUMBIA FUNDS SERIES TRUST I, not summed
3.3	Columbia Variable Portfolio - Small Cap Value Discovery Fund Fund S000012561 · Registered fund · Jun 30, 2026 COLUMBIA FUNDS VARIABLE INSURANCE TRUST, not summed	132,833	0.52%	-4,400	Jun 30, 2026	COLUMBIA FUNDS VARIABLE INSURANCE TRUST, not summed
4	Nantahala Capital Management, LLC 13F CIK 1472322 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	914,618	3.60%	0	Jun 30, 2026	carried, not yet filed for the newest quarter
5	S SQUARED TECHNOLOGY, LLC 13F CIK 1322924 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	723,305	2.84%	0	Jun 30, 2026	carried, not yet filed for the newest quarter
6	VANGUARD CAPITAL MANAGEMENT LLC 13F CIK 2100119 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	632,820	2.49%	+8,810	Jun 30, 2026	carried, not yet filed for the newest quarter
7	Peapod Lane Capital LLC 13F CIK 2050979 · Registered investment adviser · Sep 30, 2026	600,130	2.36%	-40,667	Sep 30, 2026
8	Sutherland Paul Howard Insider CIK 1552487 · Sep 25, 2026 Director, issuer-wide, not summed	464,173	1.83%	+2,000	Sep 25, 2026	Director, issuer-wide, not summed
9	VANGUARD TOTAL STOCK MARKET INDEX FUND Fund S000002848 · Registered fund · Jun 30, 2026 VANGUARD INDEX FUNDS, not summed	431,317	1.70%	0	Jun 30, 2026	VANGUARD INDEX FUNDS, not summed
10	RYSAVY JIRKA Insider CIK 1105889 · May 11, 2026 Director, 10% Owner, issuer-wide, not summed	423,463	1.67%	+15,238	May 11, 2026	Director, 10% Owner, issuer-wide, not summed
11	DIMENSIONAL FUND ADVISORS LP 13F CIK 354204 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	346,627	1.36%	-75,990	Jun 30, 2026	carried, not yet filed for the newest quarter
11.1	U.S. Targeted Value Portfolio Fund S000000970 · Registered fund · Jul 31, 2026 DFA INVESTMENT DIMENSIONS GROUP INC, not summed	63,920	0.25%	-26,208	Jul 31, 2026	DFA INVESTMENT DIMENSIONS GROUP INC, not summed
11.2	Dimensional U.S. Targeted Value ETF Fund S000070901 · Registered fund · Jul 31, 2026 Dimensional ETF Trust, not summed	58,439	0.23%	-13,716	Jul 31, 2026	Dimensional ETF Trust, not summed
11.3	U.S. MICRO CAP PORTFOLIO Fund S000000948 · Registered fund · Jul 31, 2026 DFA INVESTMENT DIMENSIONS GROUP INC, not summed	47,027	0.19%	0	Jul 31, 2026	DFA INVESTMENT DIMENSIONS GROUP INC, not summed
11.4	U.S. SMALL CAP VALUE PORTFOLIO Fund S000000987 · Registered fund · Jul 31, 2026 DFA INVESTMENT DIMENSIONS GROUP INC, not summed	21,134	0.08%	0	Jul 31, 2026	DFA INVESTMENT DIMENSIONS GROUP INC, not summed
11.5	Dimensional US Sustainability Core 1 ETF Fund S000076639 · Registered fund · Jul 31, 2026 Dimensional ETF Trust, not summed	7,600	0.03%	-100	Jul 31, 2026	Dimensional ETF Trust, not summed
12	BlackRock, Inc. 13F CIK 2012383 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	335,258	1.32%	-745,760	Jun 30, 2026	carried, not yet filed for the newest quarter
12.1	BlackRock, Inc. 13G CIK 2012383 · Holding company · Jun 30, 2026 Rule 13d-1(b), qualified institution, not summed	288,663	1.14%	-738,501	Jun 30, 2026	Rule 13d-1(b), qualified institution, not summed
12.2	iShares Micro-Cap ETF Fund S000004439 · Registered fund · Jun 30, 2026 iShares Trust, not summed	56,855	0.22%	+13,626	Jun 30, 2026	iShares Trust, not summed
12.3	Diversified Equity Alpha Master Portfolio Fund S000004282 · Registered fund · Jun 30, 2026 Master Investment Portfolio, not summed	3,917	0.02%	-698	Jun 30, 2026	Master Investment Portfolio, not summed
12.4	iShares Russell 2000 Value ETF Fund S000004342 · Registered fund · Jun 30, 2026 iShares Trust, not summed	3,630	0.01%	-139,570	Jun 30, 2026	iShares Trust, not summed
12.5	iShares Russell 2000 ETF Fund S000004344 · Registered fund · Jun 30, 2026 iShares Trust, not summed	3,598	0.01%	-338,080	Jun 30, 2026	iShares Trust, not summed
13	MILLENNIUM MANAGEMENT LLC 13F CIK 1273087 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	250,243	0.98%	+250,243	Jun 30, 2026	carried, not yet filed for the newest quarter
14	RBF Capital, LLC 13F CIK 1134621 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	223,961	0.88%	+223,961	Jun 30, 2026	carried, not yet filed for the newest quarter
15	GEODE CAPITAL MANAGEMENT, LLC 13F CIK 1214717 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	200,752	0.79%	-238,669	Jun 30, 2026	carried, not yet filed for the newest quarter
16	VANGUARD EXTENDED MARKET INDEX FUND Fund S000002841 · Registered fund · Jun 30, 2026 VANGUARD INDEX FUNDS, not summed	199,106	0.78%	+18,810	Jun 30, 2026	VANGUARD INDEX FUNDS, not summed
17	JANE STREET GROUP, LLC 13F CIK 1595888 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	150,727	0.59%	+150,727	Jun 30, 2026	carried, not yet filed for the newest quarter
18	P.A.W. CAPITAL CORP 13F CIK 949853 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	150,000	0.59%	0	Jun 30, 2026	carried, not yet filed for the newest quarter
19	Arax Advisory Partners 13F CIK 1586767 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	140,431	0.55%	+140,429	Jun 30, 2026	carried, not yet filed for the newest quarter
20	RENAISSANCE TECHNOLOGIES LLC 13F CIK 1037389 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	113,361	0.45%	-7,600	Jun 30, 2026	carried, not yet filed for the newest quarter
21	VANGUARD FIDUCIARY TRUST CO 13F CIK 933478 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	108,710	0.43%	-5,789	Jun 30, 2026	carried, not yet filed for the newest quarter
22	GOLDMAN SACHS GROUP INC 13F CIK 886982 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	105,301	0.41%	+38,602	Jun 30, 2026	carried, not yet filed for the newest quarter
23	Medvedich Kiersten Insider CIK 1830611 · May 11, 2026 CEO, issuer-wide, not summed	103,792	0.41%	+31,684	May 11, 2026	CEO, issuer-wide, not summed
24	Frank Kristin E. Insider CIK 1589317 · Apr 23, 2026 Director, issuer-wide, not summed	88,557	0.35%	+12,025	Apr 23, 2026	Director, issuer-wide, not summed
25	VANGUARD RUSSELL 2000 INDEX FUND Fund S000030003 · Registered fund · May 31, 2026 VANGUARD SCOTTSDALE FUNDS, not summed	84,935	0.33%	+3,220	May 31, 2026	VANGUARD SCOTTSDALE FUNDS, not summed
26	SUSQUEHANNA INTERNATIONAL GROUP, LLP 13F CIK 1446194 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	77,243	0.30%	+46,333	Jun 30, 2026	carried, not yet filed for the newest quarter
27	GSA CAPITAL PARTNERS LLP 13F CIK 1362033 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	71,540	0.28%	+36,375	Jun 30, 2026	carried, not yet filed for the newest quarter
28	Preston Ned Insider CIK 1982754 · Jun 26, 2026 CFO, issuer-wide, not summed	69,027	0.27%	+54,803	Jun 26, 2026	CFO, issuer-wide, not summed
29	STATE STREET CORP 13F CIK 93751 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	60,129	0.24%	-122,419	Jun 30, 2026	carried, not yet filed for the newest quarter
30	ACADIAN ASSET MANAGEMENT LLC 13F CIK 916542 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	59,585	0.23%	+35,149	Jun 30, 2026	carried, not yet filed for the newest quarter
31	BRIDGEWAY CAPITAL MANAGEMENT, LLC 13F CIK 1107261 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	56,000	0.22%	0	Jun 30, 2026	carried, not yet filed for the newest quarter
31.1	Omni Small-Cap Value Fund Fund S000033567 · Registered fund · Jun 30, 2026 Bridgeway Funds, Inc., not summed	32,000	0.13%	0	Jun 30, 2026	Bridgeway Funds, Inc., not summed
31.2	Ultra-Small Company Market Fund Fund S000004424 · Registered fund · Jun 30, 2026 Bridgeway Funds, Inc., not summed	21,400	0.08%	0	Jun 30, 2026	Bridgeway Funds, Inc., not summed
32	NORTHERN TRUST CORP 13F CIK 73124 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	44,564	0.18%	-85,754	Jun 30, 2026	carried, not yet filed for the newest quarter
33	Squarepoint Ops LLC 13F CIK 1642575 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	43,772	0.17%	+31,187	Jun 30, 2026	carried, not yet filed for the newest quarter
34	MARSHALL WACE, LLP 13F CIK 1318757 · Exempt reporting adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	33,106	0.13%	-4,670	Jun 30, 2026	carried, not yet filed for the newest quarter
35	SAPIENT CAPITAL LLC 13F CIK 1998653 · Investment adviser · Sep 30, 2026	32,650	0.13%	0	Sep 30, 2026
36	XTX Topco Ltd 13F CIK 1828301 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	30,867	0.12%	+7,244	Jun 30, 2026	carried, not yet filed for the newest quarter
37	Virtu Financial LLC 13F CIK 1533964 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	29,398	0.12%	+29,398	Jun 30, 2026	carried, not yet filed for the newest quarter
38	AQR CAPITAL MANAGEMENT LLC 13F CIK 1167557 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	27,146	0.11%	+15,087	Jun 30, 2026	carried, not yet filed for the newest quarter
39	Qube Research & Technologies Ltd 13F CIK 1729829 · Exempt reporting adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	24,898	0.10%	+24,898	Jun 30, 2026	carried, not yet filed for the newest quarter
40	Centiva Capital, LP 13F CIK 1692507 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	23,985	0.09%	+8,168	Jun 30, 2026	carried, not yet filed for the newest quarter
41	MORGAN STANLEY 13F CIK 895421 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	21,228	0.08%	+8,516	Jun 30, 2026	carried, not yet filed for the newest quarter
42	Connor, Clark & Lunn Investment Management Ltd. 13F CIK 1596800 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	20,538	0.08%	-4,368	Jun 30, 2026	carried, not yet filed for the newest quarter
43	Tower Research Capital LLC (TRC) 13F CIK 1533421 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	19,886	0.08%	+12,290	Jun 30, 2026	carried, not yet filed for the newest quarter
44	Quadrature Capital Ltd 13F CIK 1651424 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	16,565	0.07%	+16,565	Jun 30, 2026	carried, not yet filed for the newest quarter
45	VANGUARD RUSSELL 2000 VALUE INDEX FUND Fund S000030004 · Registered fund · May 31, 2026 VANGUARD SCOTTSDALE FUNDS, not summed	12,979	0.05%	+580	May 31, 2026	VANGUARD SCOTTSDALE FUNDS, not summed
46	NewEdge Advisors, LLC 13F CIK 1633516 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	11,621	0.05%	+7	Jun 30, 2026	carried, not yet filed for the newest quarter
47	UBS Group AG 13F CIK 1610520 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	10,882	0.04%	+3,870	Jun 30, 2026	carried, not yet filed for the newest quarter
48	JAMES INVESTMENT RESEARCH, INC. 13F CIK 810384 · Registered investment adviser · Sep 30, 2026	10,600	0.04%	0	Sep 30, 2026
49	O'SHAUGHNESSY ASSET MANAGEMENT, LLC 13F CIK 1423442 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	10,575	0.04%	-2,211	Jun 30, 2026	carried, not yet filed for the newest quarter
50	ROYAL BANK OF CANADA 13F CIK 1000275 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	9,038	0.04%	+5,214	Jun 30, 2026	carried, not yet filed for the newest quarter

7 more nested rows are not shown here; Every filing lists them all.

Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.

Showing 1–50 of 86 holders

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Key facts CIK 1089872 CUSIP 36269P104 13F (30d) 6 filings 6 filers Visit website Investor relations