GAIA · Gaia, Inc · Holdings

$1.35 -0.11 (-7.53%) At close · Sep 11

Market Cap

$34.32M

25.43M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 61

Total Value: $14,558,786

Total Shares: 6,932,772

Institutional Ownership Trend

26 quarters

Holder Concentration

Across 61 13F filers · Δ vs Mar 31, 2026

Top Holder

15.0%

+0.2 pts

Top 5

57.0%

−0.8 pts

Top 10

76.5%

−8.3 pts

HHI

785

Broadly held−82

Quarterly Activity

vs Mar 31, 2026

New

Increased

Decreased

Sold Out

Unchanged

Holder count: -11

Institutional value: -38.1%

Shares held: -18.3%

Top Buyers

vs Mar 31, 2026

Institution	Added	Now Holds
Mid Arax Advisory Partners	+140,429	140,431
Mega AMERIPRISE FINANCIAL INC	+109,107	1,037,433
Mega SUSQUEHANNA INTERNATIONAL GROUP, LLP	+46,333	77,243
Mega GOLDMAN SACHS GROUP INC	+38,602	105,301
Mid GSA CAPITAL PARTNERS LLP	+36,375	71,540

Top Sellers

vs Mar 31, 2026

Institution	Sold	Now Holds
Mega BlackRock, Inc.	−745,760	335,258
Mega GEODE CAPITAL MANAGEMENT, LLC	−238,669	200,752
Mega STATE STREET CORP	−122,419	60,129
Mega NORTHERN TRUST CORP	−85,754	44,564
Mega DIMENSIONAL FUND ADVISORS LP	−75,990	346,627

Top New Positions

vs Mar 31, 2026

Institution	Acquired	Value (USD)
Mega MILLENNIUM MANAGEMENT LLC	250,243	$525,510
Mid RBF Capital, LLC	223,961	$470,318
Mega JANE STREET GROUP, LLC	150,727	$316,526
Micro Marquette Asset Management, LLC	90,158	$189,331
Mid Virtu Financial LLC	29,398	$61,735

Top Sold-Out Positions

vs Mar 31, 2026

Institution	Previously Held	Last Value (USD)
Mid AWM Investment Company, Inc.	1,252,090	$3,468,289
Mega VANGUARD PORTFOLIO MANAGEMENT LLC	96,712	$267,892
Mega CHARLES SCHWAB INVESTMENT MANAGEMENT INC	42,146	$116,744
Mega Bank of New York Mellon Corp	38,467	$106,551
Large Mariner, LLC	31,686	$87,770

Filter: New 10 Increased 20 Reduced 18 Sold out 21 Unchanged 13

Showing 61 of 61

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

AMERIPRISE FINANCIAL INC

$2,178,608

14.96%

1,037,433

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Columbia Management Investment Advisers, LLC	1,037,226	$2,178,174	100.0%	Defined
Ameriprise Financial Services, LLC	207	$434	0.0%	Defined

Nantahala Capital Management, LLC

$1,920,697

13.19%

914,618

S SQUARED TECHNOLOGY, LLC

$1,518,940

10.43%

723,305

Peapod Lane Capital LLC

$1,345,673

9.24%

640,797

VANGUARD CAPITAL MANAGEMENT LLC

$1,328,922

9.13%

632,820

DIMENSIONAL FUND ADVISORS LP

$727,915

5.00%

346,627

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Dimensional Fund Advisors Ltd.	1,862	$3,910	0.5%	Defined
Dimensional Ireland Ltd	18,547	$38,948	5.4%	Defined
Held directly	326,218	$685,057	94.1%	Sole

BlackRock, Inc.

$704,038

4.84%

335,258

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	9,978	$20,953	3.0%	Sole
BlackRock Investment Management, LLC	3,925	$8,242	1.2%	Sole
BLACKROCK ADVISORS LLC	1,508	$3,166	0.4%	Sole
BlackRock Fund Advisors	60,772	$127,621	18.1%	Sole
BlackRock Institutional Trust Company, N.A.	245,329	$515,190	73.2%	Sole
BlackRock Investment Management (UK) Ltd.	13,746	$28,866	4.1%	Sole

MILLENNIUM MANAGEMENT LLC

$525,510

3.61%

250,243

RBF Capital, LLC

$470,318

3.23%

223,961

GEODE CAPITAL MANAGEMENT, LLC

$421,578

2.90%

200,752

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	41,697	$87,563	20.8%	Defined
Held directly	159,055	$334,015	79.2%	Defined

JANE STREET GROUP, LLC

$316,526

2.17%

150,727

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	29,386	$61,710	19.5%	Defined
Jane Street Global Trading, LLC	121,341	$254,816	80.5%	Defined

P.A.W. CAPITAL CORP

$315,000

2.16%

150,000

Arax Advisory Partners

$294,905

2.03%

140,431

RENAISSANCE TECHNOLOGIES LLC

$238,058

1.64%

113,361

VANGUARD FIDUCIARY TRUST CO

$228,291

1.57%

108,710

GOLDMAN SACHS GROUP INC

$221,132

1.52%

105,301

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	105,301	$221,132	100.0%	Defined

Marquette Asset Management, LLC

$189,331

1.30%

90,158

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$162,210

1.11%

77,243

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	77,243	$162,210	100.0%	Other

GSA CAPITAL PARTNERS LLP

$150,234

1.03%

71,540

STATE STREET CORP

$126,270

0.87%

60,129

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS TRUST COMPANY	60,129	$126,270	100.0%	Defined

ACADIAN ASSET MANAGEMENT LLC

$125,128

0.86%

59,585

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Acadian Inc	59,585	$125,128	100.0%	Defined

BRIDGEWAY CAPITAL MANAGEMENT, LLC

$117,600

0.81%

56,000

NORTHERN TRUST CORP

$93,584

0.64%

44,564

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	44,564	$93,584	100.0%	Defined

Squarepoint Ops LLC

$91,921

0.63%

43,772

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Squarepoint Capital LLP	43,772	$91,921	100.0%	Defined

MARSHALL WACE, LLP

$69,522

0.48%

33,106

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marshall Wace North America L.P. joint	33,106	$69,522	100.0%	Other

SAPIENT CAPITAL LLC

$68,565

0.47%

32,650

XTX Topco Ltd

$64,820

0.45%

30,867

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	30,867	$64,820	100.0%	Defined

Virtu Financial LLC

$61,735

0.42%

29,398

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Virtu Americas LLC	29,398	$61,735	100.0%	Defined

AQR CAPITAL MANAGEMENT LLC

$57,005

0.39%

27,146

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RF&L WEALTH MANAGEMENT, LLC	1	$2	0.0%	Other
Arax Advisory Partners	393	$825	1.4%	Other
HALBERT HARGROVE GLOBAL ADVISORS, LLC	334	$701	1.2%	Other
Stokes Family Office, LLC	20	$42	0.1%	Other
Held directly	26,398	$55,435	97.2%	Defined

Qube Research & Technologies Ltd

$52,285

0.36%

24,898

Centiva Capital, LP

$50,368

0.35%

23,985

MORGAN STANLEY

$44,577

0.31%

21,228

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	1,283	$2,694	6.0%	Defined
MORGAN STANLEY & CO. LLC	894	$1,877	4.2%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	16,964	$35,624	79.9%	Defined
MORGAN STANLEY SMITH BARNEY LLC	1,705	$3,580	8.0%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	382	$802	1.8%	Defined

Connor, Clark & Lunn Investment Management Ltd.

$43,129

0.30%

20,538

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 1	20,538	$43,129	100.0%	Sole

Tower Research Capital LLC (TRC)

$41,760

0.29%

19,886

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Tower Research Capital Investments LLC	15,945	$33,484	80.2%	Other
Latour Trading LLC (Latour)	3,941	$8,276	19.8%	Defined

Quadrature Capital Ltd

$34,786

0.24%

16,565

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Quadrature US Inc.	16,565	$34,786	100.0%	Other

NewEdge Advisors, LLC

$24,404

0.17%

11,621

UBS Group AG

$22,852

0.16%

10,882

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS AG	10,882	$22,852	100.0%	Defined

JAMES INVESTMENT RESEARCH, INC.

$22,260

0.15%

10,600

O'SHAUGHNESSY ASSET MANAGEMENT, LLC

$22,207

0.15%

10,575

ROYAL BANK OF CANADA

$18,978

0.13%

9,038

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC CMA LTD.	219	$459	2.4%	Defined
RBC Capital Markets, LLC	8,819	$18,519	97.6%	Defined

Federation des caisses Desjardins du Quebec

$14,175

0.10%

6,750

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Desjardins Securities inc.	6,750	$14,175	100.0%	Defined

JPMORGAN CHASE & CO

$7,963

0.05%

3,792

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
J.P. Morgan Securities LLC	3,672	$7,711	96.8%	Defined
J.P. Morgan Securities plc	120	$252	3.2%	Defined

BARCLAYS PLC

$7,855

0.05%

3,741

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS BANK PLC	2,985	$6,268	79.8%	Defined
BARCLAYS CAPITAL INC.	756	$1,587	20.2%	Defined

Vanguard Global Advisers, LLC

$7,633

0.05%

3,635

SIMPLEX TRADING, LLC

$4,769

0.03%

2,271

GROUP ONE TRADING LLC

$2,520

0.02%

1,200

FMR LLC

$1,064

0.01%

507

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Management & Research Co LLC	505	$1,060	99.6%	Defined
STRATEGIC ADVISERS LLC	2	$4	0.4%	Defined

NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO

$424

0.00%

202

WELLS FARGO & COMPANY/MN

$235

0.00%

112

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	100	$210	89.4%	Defined
WELLS FARGO CLEARING SERVICES, LLC	1	$2	0.9%	Defined
Wells Fargo Securities, LLC	11	$23	9.8%	Defined

OSAIC HOLDINGS, INC.

$105

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	50	$105	100.0%	Defined

EverSource Wealth Advisors, LLC

$95

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BMSS Wesson Wealth Solutions, LLC	5	$10	10.5%	Sole
Held directly	41	$85	89.5%	Sole

Front Row Advisors LLC

$84

0.00%

Farther Finance Advisors, LLC

$65

0.00%

ROTHSCHILD INVESTMENT LLC

$52

0.00%

Caitong International Asset Management Co., Ltd

$33

0.00%

Allworth Financial LP

$18

0.00%

IFP Advisors, Inc

$18

0.00%

BNP PARIBAS ARBITRAGE, SA

$16

0.00%

CITIGROUP INC

$12

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citibank, N.A. joint	6	$12	100.0%	Defined

SBI Securities Co., Ltd.

0.00%

SJS Investment Consulting Inc.

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Investments Corporation	14,005	$38,793	36.4%	Defined
The Bank of New York Mellon	24,381	$67,535	63.4%	Defined
BNY Mellon, NA	80	$221	0.2%	Defined
Held directly	1	$2	0.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
TEACHERS ADVISORS, LLC joint	21,927	$60,737	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	17,338	$48,026	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Global X Management CO LLC joint	7,927	$21,957	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Capital	5,285	$14,639	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
EATON VANCE MANAGEMENT	1,740	$4,819	100.0%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Legal & General Investment Management America Inc	1,537	$4,257	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Russell Investment Management, LLC	1,411	$3,908	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PNC Bank, National Association	228	$631	100.0%	Defined

Key facts CIK 1089872 CUSIP 36269P104 13F (30d) 19 filings 19 filers Visit website Investor relations