LEEEF · Leef Brands Inc. · Insider Trading
Substantial doubt about the company's ability to continue as a going concern.
“Such uncertainties related to events and conditions raise substantial doubt about the Company’s ability to continue as a going concern. Management’s plans to address these conditions include the equity financings described in Note 19 and Note 24, which raised aggregate gross proceeds of approximately $14.2 million through July 2026, the continued benefit of vertically integrated biomass supply from Salisbury Canyon Ranch on the Company’s gross margins, and continued discipline over operating costs.”View the 10-Q filed Aug 6, 2026
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Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 4 and 5. Form 3 supplies initial ownership rather than a trade; Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2026-10-01 | MENDOLA ROBERT JAMES JR |
Director |
Award↑
Filing footnotes — Restricted Stock Unit (Right to Buy) (Direct)
Issued in consideration of services as a member of the Board of Directors at a value of $0.18 per Common Share. The Restricted Stock Unit vests and becomes exercisable in twelve equal monthly installments following the initial grant date. |
Restricted Stock Unit (Right to Buy)
|
405,405 |
| 2026-10-01 | Jain Hirsh |
Director |
Award↑
Filing footnotes — Restricted Stock Unit (Right to Buy) (Direct)
Issued in consideration of services as a member of the Board of Directors at a value of $0.18 per Common Share. The Restricted Stock Unit vests and becomes exercisable in twelve equal monthly installments following the initial grant date. |
Restricted Stock Unit (Right to Buy)
|
351,351 |
| 2026-10-01 | GLASHOW ANDREW |
Director |
Award↑
Filing footnotes — Restricted Stock Unit (Right to Buy) (Direct)
Issued in consideration of services as a member of the Board of Directors at a value of $0.18 per Common Share. The Restricted Stock Unit vests and becomes exercisable in twelve equal monthly installments following the initial grant date. |
Restricted Stock Unit (Right to Buy)
|
378,378 |
| 2026-09-01 | MENDOLA ROBERT JAMES JR |
Director |
Other↑
Filing footnotes — Series A2 Preferred Shares (Direct)
Issued as stock dividend. |
Series A2 Preferred Shares
|
2,929 |
| 2026-07-14 | MENDOLA ROBERT JAMES JR |
Director |
Other↑
Filing footnotes — Series A2 Preferred Shares (Direct)
358,777 Series A1 Preferred Shares exchanged for 406,515 Series A2 Preferred Shares. |
Series A2 Preferred Shares
|
406,515 |
| 2026-07-14 | MENDOLA ROBERT JAMES JR |
Director |
Other↓
Filing footnotes — Series A1 Preferred Shares (Direct)
358,777 Series A1 Preferred Shares exchanged for 406,515 Series A2 Preferred Shares. |
Series A1 Preferred Shares
|
358,777 |
| 2026-06-15 | Wilson Kevin John |
Director, Chief Financial Officer |
Buy↑
|
Common Shares
|
464,197 |
| 2026-05-29 | MENDOLA ROBERT JAMES JR |
Director |
Other↑
Filing footnotes — Series A1 Preferred Shares (Direct)
Issued as stock dividend. |
Series A1 Preferred Shares
|
1,224 |
| 2026-05-18 | Anderson Micah Payne |
Director, Chief Executive Officer, 10% Owner |
Buy↑
|
Warrant
|
135,870 |
| 2026-05-18 | Anderson Micah Payne |
Director, Chief Executive Officer, 10% Owner |
Buy↑
|
Common Shares
|
135,870 |
| 2026-05-18 | Wilson Kevin John |
Director, Chief Financial Officer |
Buy↑
|
Warrant
|
54,348 |
| 2026-05-18 | MENDOLA ROBERT JAMES JR |
Director |
Buy↑
|
Series A1 Preferred Shares
|
357,553 |
| 2026-05-18 | Wilson Kevin John |
Director, Chief Financial Officer |
Buy↑
|
Common Shares
|
54,348 |
| 2026-05-07 | MENDOLA ROBERT JAMES JR |
Director |
Other↑
Filing footnotes — Common Shares (Direct)
Acquired upon the closing of that certain Agreement and Plan of Merger dated April 14, 2026 by and among Leef Brands, Inc., a British Columbia corporation (the "Company"), LEEF Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of the Company, Standard Holdings, Inc., a Delaware corporation ("SHI"), and Robert J. Mendola, Jr., solely in his capacity as representative of the stockholders of the Company (the "Representative"). |
Common Shares
|
1,260,368 |
| 2026-04-18 | MENDOLA ROBERT JAMES JR |
Director |
Award↑
Filing footnotes — Restricted Stock Unit (Right to Buy) (Direct)
Issued in consideration of services as a member of the Board of Directors at a Common Share per value of $0.205. One third of the shares are vested and exercisable upon the initial exercise date, and the remaining shares vest and become exercisable in two equal annual installments upon each one year anniversary following the initial exercise date. |
Restricted Stock Unit (Right to Buy)
|
333,439 |