LIDR · AEye, Inc.
3 customers — 10% of receivables (As of June 30, 2026)
“As of June 30, 2026, there were three customers accounting for 10% or more of our accounts receivable and one vendor accounting for 10% or more of our accounts payable.”
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 3, 4 and 5. Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2026-06-01 | Tierney Conor B |
Treasurer & CFO |
Award↑
Filing footnotes — Performance Stock Units (Direct)
Each performance stock unit ("PSU") is the economic equivalent of a share of common stock and represents the right to receive one share of common stock at vesting. The PSUs will incrementally vest when the Company's closing price, as reported on NASDAQ, based on a five-day trailing average: (i) meets or exceeds $3.00 per share, as to one-third of the PSUs; (ii) meets or exceeds $4.00 per share, as to one-third of the PSUs; and (iii) meets or exceeds $5.00 per share, as to one-third of the PSUs. To the extent any PSUs have not vested by December 31, 2030, such PSUs shall be forfeited in their entirety. |
Performance Stock Units
|
500,000 |
| 2026-06-01 | Fisch Matthew |
Director, CEO |
Award↑
Filing footnotes — Performance Stock Units (Direct)
Each performance stock unit ("PSU") is the economic equivalent of a share of common stock and represents the right to receive one share of common stock at vesting. The PSUs will incrementally vest when the Company's closing price, as reported on NASDAQ, based on a five-day trailing average: (i) meets or exceeds $3.00 per share, as to one-third of the PSUs; (ii) meets or exceeds $4.00 per share, as to one-third of the PSUs; and (iii) meets or exceeds $5.00 per share, as to one-third of the PSUs. To the extent any PSUs have not vested by December 31, 2030, such PSUs shall be forfeited in their entirety. |
Performance Stock Units
|
1,000,000 |
| 2026-05-15 | Fisch Matthew |
Director, CEO |
Tax↓
Filing footnotes — Common Stock (Direct)
The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold. |
Common Stock
|
40,242 |
| 2026-05-15 | HUGHES ANDREW S |
Secretary & General Counsel |
Tax↓
Filing footnotes — Common Stock (Direct)
The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold. |
Common Stock
|
15,421 |
| 2026-05-15 | Tierney Conor B |
Treasurer & CFO |
Tax↓
Filing footnotes — Common Stock (Direct)
The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold. The total reflects additional shares of common stock acquired under the Company's Employee Stock Purchase Plan (the "ESPP"), which shares were acquired following the Reporting Person's last Section 16 filing. Under the ESPP, 6,250 shares were acquired on April 30, 2026 at a transaction price of $1.776500 per share. |
Common Stock
|
26,549 |
| 2026-02-15 | HUGHES ANDREW S |
Secretary & General Counsel |
Tax↓
Filing footnotes — Common Stock (Direct)
The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold. |
Common Stock
|
16,482 |
| 2026-02-15 | Fisch Matthew |
Director, CEO |
Tax↓
Filing footnotes — Common Stock (Direct)
The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold. |
Common Stock
|
40,242 |
| 2026-02-15 | Tierney Conor B |
Treasurer & CFO |
Tax↓
Filing footnotes — Common Stock (Direct)
The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold. |
Common Stock
|
29,342 |
| 2026-02-11 | Fisch Matthew |
Director, CEO |
Award↑
Filing footnotes — Common Stock (Direct)
Represents restricted stock units which convert into common stock on a one-for-one basis at vesting. The Reporting Person received a restricted stock unit award which vests as to 1/12th of the total shares on the 15th day of the second month of each calendar quarter for a period of twelve (12) calendar quarters beginning on February 15, 2026. |
Common Stock
|
834,724 |
| 2026-02-11 | Fisch Matthew |
Director, CEO |
Award↑
Filing footnotes — Performance Stock Units (Direct)
Each performance stock unit ("PSU") is the economic equivalent of a share of common stock and represents the right to receive one share of common stock at vesting, unless sufficient shares are not available in the Company's 2021 Equity Incentive Plan, in which case the PSUs will be settled in cash based on the 5-day trailing average closing price of the Company's stock. The PSUs will incrementally vest when the Company's closing price, as reported on NASDAQ, based on a five-day trailing average: (i) meets or exceeds $3.00 per share, as to one-third of the PSUs; (ii) meets or exceeds $4.00 per share, as to one-third of the PSUs; and (iii) meets or exceeds $5.00 per share, as to one-third of the PSUs. To the extent any PSUs have not vested by December 31, 2030, such PSUs shall be forfeited in their entirety. |
Performance Stock Units
|
834,724 |
| 2026-02-09 | Tierney Conor B |
Treasurer & CFO |
Award↑
Filing footnotes — Common Stock (Direct)
Represents restricted stock units which convert into common stock on a one-for-one basis at vesting. The Reporting Person received a restricted stock unit award which vests as to 1/4th of the total shares on the 15th day of the second month of each calendar quarter for a period of four (4) calendar quarters beginning on February 15, 2026. |
Common Stock
|
208,713 |
| 2026-02-09 | HUGHES ANDREW S |
Secretary & General Counsel |
Award↑
Filing footnotes — Performance Stock Units (Direct)
Each performance stock unit ("PSU") is the economic equivalent of a share of common stock and represents the right to receive one share of common stock at vesting, unless sufficient shares are not available in the Company's 2021 Equity Incentive Plan, in which case the PSUs will be settled in cash based on the 5-day trailing average closing price of the Company's stock. The PSUs will incrementally vest when the Company's closing price, as reported on NASDAQ, based on a five-day trailing average: (i) meets or exceeds $3.00 per share, as to one-third of the PSUs; (ii) meets or exceeds $4.00 per share, as to one-third of the PSUs; and (iii) meets or exceeds $5.00 per share, as to one-third of the PSUs. To the extent any PSUs have not vested by December 31, 2030, such PSUs shall be forfeited in their entirety. |
Performance Stock Units
|
121,229 |
| 2026-02-09 | Tierney Conor B |
Treasurer & CFO |
Award↑
Filing footnotes — Performance Stock Units (Direct)
Each performance stock unit ("PSU") is the economic equivalent of a share of common stock and represents the right to receive one share of common stock at vesting, unless sufficient shares are not available in the Company's 2021 Equity Incentive Plan, in which case the PSUs will be settled in cash based on the 5-day trailing average closing price of the Company's stock. The PSUs will incrementally vest when the Company's closing price, as reported on NASDAQ, based on a five-day trailing average: (i) meets or exceeds $3.00 per share, as to one-third of the PSUs; (ii) meets or exceeds $4.00 per share, as to one-third of the PSUs; and (iii) meets or exceeds $5.00 per share, as to one-third of the PSUs. To the extent any PSUs have not vested by December 31, 2030, such PSUs shall be forfeited in their entirety. |
Performance Stock Units
|
208,713 |
| 2026-02-09 | HUGHES ANDREW S |
Secretary & General Counsel |
Award↑
Filing footnotes — Common Stock (Direct)
Represents restricted stock units which convert into common stock on a one-for-one basis at vesting. The Reporting Person received a restricted stock unit award which vests as to 1/4th of the total shares on the 15th day of the second month of each calendar quarter for a period of four (4) calendar quarters beginning on February 15, 2026. |
Common Stock
|
121,229 |
| 2025-12-11 | Dussan Luis |
Director |
Sell↓
Filing footnotes — Common Stock (Indirect)
This transaction was executed in multiple trades at prices ranging from $2.3048 to $2.5000. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. The Luis Dussan Trust A U/A/D 5/18/2022 is affiliated with the Reporting Person, and the shared held by the Trust are beneficially owned by the Reporting Person, who is the Trustee. |
Common Stock
(I)
|
32,000 |
| 2025-11-15 | Fisch Matthew |
Director, CEO |
Tax↓
Filing footnotes — Common Stock (Direct)
The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold. |
Common Stock
|
4,572 |
| 2025-11-15 | Tierney Conor B |
Treasurer & CFO |
Tax↓
Filing footnotes — Common Stock (Direct)
The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold. |
Common Stock
|
2,788 |
| 2025-11-15 | HUGHES ANDREW S |
Secretary & General Counsel |
Tax↓
Filing footnotes — Common Stock (Direct)
The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold. |
Common Stock
|
1,059 |
| 2025-11-12 | Husby Jonathon B. |
Director |
Buy↑
Filing footnotes — Common Stock (Direct)
This transaction was executed in multiple trades at prices ranging from $2.3998 to $2.4150. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. |
Common Stock
|
10,350 |
| 2025-10-15 | HUGHES ANDREW S |
Secretary & General Counsel |
Tax↓
Filing footnotes — Common Stock (Direct)
The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold. |
Common Stock
|
416 |
| 2025-09-15 | HUGHES ANDREW S |
Secretary & General Counsel |
Tax↓
Filing footnotes — Common Stock (Direct)
The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold. |
Common Stock
|
416 |
| 2025-09-12 | Dussan Luis |
Director |
Sell↓
Filing footnotes — Common Stock (Indirect)
This transaction was executed in multiple trades at prices ranging from $2.6500 to $2.7050. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. The Luis Dussan Trust A U/A/D 5/18/2022 is affiliated with the Reporting Person, and the shared held by the Trust are beneficially owned by the Reporting Person, who is the Trustee. |
Common Stock
(I)
|
33,616 |
| 2025-09-09 | Dussan Luis |
Director |
Sell↓
Filing footnotes — Common Stock (Indirect)
The Luis Dussan Trust A U/A/D 5/18/2022 is affiliated with the Reporting Person, and the shared held by the Trust are beneficially owned by the Reporting Person, who is the Trustee. |
Common Stock
(I)
|
184 |
| 2025-08-22 | Dussan Luis |
Director |
Sell↓
Filing footnotes — Common Stock (Indirect)
This transaction was executed in multiple trades at prices ranging from $2.6500 to $2.6800. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. The Luis Dussan Trust A U/A/D 5/18/2022 is affiliated with the Reporting Person, and the shared held by the Trust are beneficially owned by the Reporting Person, who is the Trustee. |
Common Stock
(I)
|
38,900 |
| 2025-08-15 | Fisch Matthew |
Director, CEO |
Tax↓
Filing footnotes — Common Stock (Direct)
The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold. |
Common Stock
|
3,795 |
| 2025-08-15 | HUGHES ANDREW S |
Secretary & General Counsel |
Tax↓
Filing footnotes — Common Stock (Direct)
The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold. |
Common Stock
|
1,475 |
| 2025-08-15 | Tierney Conor B |
Treasurer & CFO |
Tax↓
Filing footnotes — Common Stock (Direct)
This Form 4 is being filed late due to an inadvertent administrative error. The late filing resulted from a clerical mistake detected upon internal review. The error has been corrected by this filing. The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold. |
Common Stock
|
2,788 |
| 2025-07-24 | Dussan Luis |
Director |
Sell↓
Filing footnotes — Common Stock (Indirect)
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2024. The Luis Dussan Trust A U/A/D 5/18/2022 is affiliated with the Reporting Person, and the shared held by the Trust are beneficially owned by the Reporting Person, who is the Trustee. |
Common Stock
(I)
|
3,000 |
| 2025-07-24 | Dussan Luis |
Director |
Sell↓
Filing footnotes — Common Stock (Indirect)
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2024. The Jennifer Dussan Trust A U/A/D 5/18/2022 is affiliated with the Reporting Person, and the shares held by the Trust are beneficially owned by the spouse of the Reporting Person, and the Reporting Person is the Trustee. |
Common Stock
(I)
|
3,000 |
| 2025-07-15 | HUGHES ANDREW S |
Secretary & General Counsel |
Tax↓
Filing footnotes — Common Stock (Direct)
The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold. |
Common Stock
|
416 |
| 2025-06-15 | HUGHES ANDREW S |
Secretary & General Counsel |
Tax↓
Filing footnotes — Common Stock (Direct)
The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold. |
Common Stock
|
416 |
| 2025-05-15 | HUGHES ANDREW S |
Secretary & General Counsel |
Tax↓
Filing footnotes — Common Stock (Direct)
The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold. |
Common Stock
|
1,475 |
| 2025-05-15 | Fisch Matthew |
Director, CEO |
Tax↓
Filing footnotes — Common Stock (Direct)
The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold. |
Common Stock
|
4,839 |
| 2025-05-15 | Tierney Conor B |
Treasurer & CFO |
Tax↓
Filing footnotes — Common Stock (Direct)
The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold. |
Common Stock
|
2,788 |
| 2025-05-09 | Simon Doron |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents restricted stock units granted to the Reporting Person as partial compensation under a now-terminated Consulting Agreement. |
Common Stock
|
17,959 |
| 2025-04-15 | HUGHES ANDREW S |
Secretary & General Counsel |
Tax↓
Filing footnotes — Common Stock (Direct)
The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold. |
Common Stock
|
416 |
| 2025-03-15 | HUGHES ANDREW S |
Secretary & General Counsel |
Tax↓
Filing footnotes — Common Stock (Direct)
The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold. |
Common Stock
|
496 |
| 2025-03-13 | Tierney Conor B |
Treasurer & CFO |
Buy↑
|
Common Stock
|
4,500 |
| 2025-03-13 | Husby Jonathon B. |
Director |
Buy↑
Filing footnotes — Common Stock (Direct)
This transaction was executed in multiple trades at prices ranging from $0.5361 to $0.5469. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. |
Common Stock
|
36,707 |
| 2025-03-03 | Tierney Conor B |
Treasurer & CFO |
Buy↑
Filing footnotes — Common Stock (Direct)
This transaction was executed in multiple trades at prices ranging from $0.5847 to $0.5994. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. |
Common Stock
|
25,000 |
| 2025-03-03 | Fisch Matthew |
Director, CEO |
Buy↑
|
Common Stock
(I)
|
1,000 |
| 2025-03-03 | Fisch Matthew |
Director, CEO |
Buy↑
|
Common Stock
|
16,666 |
| 2025-02-15 | Tierney Conor B |
Treasurer & CFO |
Tax↓
Filing footnotes — Common Stock (Direct)
The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold. |
Common Stock
|
79,364 |
| 2025-02-15 | HUGHES ANDREW S |
Secretary & General Counsel |
Tax↓
Filing footnotes — Common Stock (Direct)
The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold. |
Common Stock
|
31,898 |
| 2025-02-15 | Fisch Matthew |
Director, CEO |
Tax↓
Filing footnotes — Common Stock (Direct)
The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold. |
Common Stock
|
182,820 |
| 2025-01-28 | Fisch Matthew |
Director, CEO |
Award↑
Filing footnotes — Common Stock (Direct)
Represents restricted stock units which convert into common stock on a one-for-one basis at vesting. The Reporting Person received a restricted stock unit award which fully vests on February 15, 2025. |
Common Stock
|
351,500 |
| 2025-01-22 | Tierney Conor B |
Treasurer & CFO |
Award↑
Filing footnotes — Common Stock (Direct)
Represents restricted stock units which convert into common stock on a one-for-one basis at vesting. The Reporting Person received a restricted stock unit award which fully vests on February 15, 2025. |
Common Stock
|
150,800 |
| 2025-01-22 | HUGHES ANDREW S |
Secretary & General Counsel |
Award↑
Filing footnotes — Common Stock (Direct)
Represents restricted stock units which convert into common stock on a one-for-one basis at vesting. The Reporting Person received a restricted stock unit award which fully vests on February 15, 2025. |
Common Stock
|
58,700 |
| 2025-01-15 | HUGHES ANDREW S |
Secretary & General Counsel |
Tax↓
Filing footnotes — Common Stock (Direct)
The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold. |
Common Stock
|
494 |
| 2025-01-07 | Dussan Luis |
Director |
Sell↓
Filing footnotes — Common Stock (Indirect)
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2024. This transaction was executed in multiple trades at prices ranging from $3.8100 to $3.8200. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. The Jennifer Dussan Trust A U/A/D 5/18/2022 is affiliated with the Reporting Person, and the shares held by the Trust are beneficially owned by the spouse of the Reporting Person, and the Reporting Person is the Trustee. |
Common Stock
(I)
|
3,000 |