LVO · LiveOne, Inc. · Shareholders & Ownership
$2.94
-0.22 (-6.96%)
At close · Oct 30
Return incl. dividend (before tax)
Q1 2027 earnings call transcript
Going-concern doubt
— flagged Aug 14, 2026
Substantial doubt about the company's ability to continue as a going concern.
“These factors, among others, raise substantial doubt about the Company's ability to continue as a going concern within one year from the date that these financial statements are filed. The Company's interim unaudited condensed consolidated financial statements do not include any adjustments related to the recoverability and classification of recorded asset amounts or the amounts and classification of liabilities that might be necessary should the Company be unable to continue as a going concern.”View the 10-Q filed Aug 14, 2026
Market Cap
$40.31M
Shares
13.71M
Volume · Oct 30
32.61K
Avg daily vol (3M)
85.86K
Every disclosed holder of LVO in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.
Who Owns LVO
13F quarter Sep 30, 2026, combined view: filers that have not filed yet carry their Jun 30, 2026 positions| Holder group | Shares | % Out |
|---|---|---|
| Institutional (13F) | 1,768,214 | 12.90% |
| Insiders (Forms 3, 4, 5) | 0 | 0.00% |
| 13D/G-only blocks | 3,572,622 | 26.06% |
| Remaining | 8,370,953 | 61.05% |
| Registered funds (N-PORT, not summed) | 916,905 | 6.69% |
Shares outstanding: 13,711,789, the issuer's latest cover-page count restated onto today's split basis.
Insiders are listed but not summed: the issuer has more than one class of common stock and Forms 3, 4 and 5 report one issuer-wide balance across them.
13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.
Holders of LVO
| # | Holder | Shares | As of | Notes |
|---|---|---|---|---|
| 1 |
|
2,396,962 | ||
| 1.1 |
ELLIN ROBERT S
Insider
CIK 1071292 · Jul 15, 2025
Director, Executive Chairman, issuer-wide, not summed
|
2,396,962 | ||
| 2 |
|
1,000,000 | ||
| 3 |
VANGUARD CAPITAL MANAGEMENT LLC
13F
CIK 2100119 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
401,004 | ||
| 4 |
FMR LLC
13F
CIK 315066 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
366,664 | ||
| 4.1 |
Fidelity Puritan Fund
Fund
S000007153 · Registered fund · Aug 31, 2026
Fidelity Puritan Trust, not summed
|
325,000 | ||
| 4.2 |
Fidelity Extended Market Index Fund
Fund
S000006021 · Registered fund · Aug 31, 2026
Fidelity Concord Street Trust, not summed
|
62,615 | ||
| 4.3 |
Fidelity Puritan K6 Fund
Fund
S000065702 · Registered fund · Aug 31, 2026
Fidelity Puritan Trust, not summed
|
41,664 | ||
| 4.4 |
Fidelity Total Market Index Fund
Fund
S000006026 · Registered fund · Aug 31, 2026
Fidelity Concord Street Trust, not summed
|
19,592 | ||
| 4.5 |
Fidelity Series Total Market Index Fund
Fund
S000065248 · Registered fund · Aug 31, 2026
Fidelity Concord Street Trust, not summed
|
19,164 | ||
| 5 |
KENNEDY CAPITAL MANAGEMENT LLC
13F
CIK 884589 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
363,564 | ||
| 6 |
|
279,867 | ||
| 7 |
|
278,680 | ||
| 8 |
|
268,684 | ||
| 9 |
VANGUARD TOTAL STOCK MARKET INDEX FUND
Fund
S000002848 · Registered fund · Jun 30, 2026
VANGUARD INDEX FUNDS, not summed
|
253,151 | ||
| 10 |
|
175,660 | ||
| 11 |
|
175,090 | ||
| 12 |
BlackRock, Inc.
13F
CIK 2012383 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
136,856 | ||
| 12.1 |
iShares Micro-Cap ETF
Fund
S000004439 · Registered fund · Jun 30, 2026
iShares Trust, not summed
|
34,021 | ||
| 13 |
VANGUARD EXTENDED MARKET INDEX FUND
Fund
S000002841 · Registered fund · Jun 30, 2026
VANGUARD INDEX FUNDS, not summed
|
129,930 | ||
| 14 |
GEODE CAPITAL MANAGEMENT, LLC
13F
CIK 1214717 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
129,367 | ||
| 15 |
VANGUARD FIDUCIARY TRUST CO
13F
CIK 933478 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
73,915 | ||
| 16 |
RENAISSANCE TECHNOLOGIES LLC
13F
CIK 1037389 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
64,098 | ||
| 17 |
|
48,790 | ||
| 18 |
MILLENNIUM MANAGEMENT LLC
13F
CIK 1273087 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
44,193 | ||
| 19 |
|
33,625 | ||
| 20 |
NORTHERN TRUST CORP
13F
CIK 73124 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
26,868 | ||
| 21 |
SEI INVESTMENTS CO
13F
CIK 350894 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
24,538 | ||
| 22 |
CITADEL ADVISORS LLC
13F
CIK 1423053 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
21,323 | ||
| 23 |
INTEGRITY WEALTH ADVISORS, INC.
13F
CIK 1951908 · Investment adviser · Sep 30, 2026
|
18,000 | ||
| 24 |
Pingora Partners LLC
13F
CIK 2011176 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
15,642 | ||
| 25 |
Crewe Advisors LLC
13F
CIK 1730033 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
15,000 | ||
| 26 |
JANE STREET GROUP, LLC
13F
CIK 1595888 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
14,869 | ||
| 27 |
NORTH SQUARE KENNEDY MICROCAP FUND
Fund
S000085358 · Registered fund · Aug 31, 2026
Exchange Place Advisors Trust, not summed
|
10,296 | ||
| 28 |
VANGUARD INSTITUTIONAL TOTAL STOCK MARKET INDEX FUND
Fund
S000002855 · Registered fund · Jun 30, 2026
VANGUARD INSTITUTIONAL INDEX FUNDS, not summed
|
5,494 | ||
| 29 |
MORGAN STANLEY
13F
CIK 895421 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
5,280 | ||
| 30 |
Schwab Total Stock Market Index Fund
Fund
S000005913 · Registered fund · Jul 31, 2026
SCHWAB CAPITAL TRUST, not summed
|
3,979 | ||
| 31 |
VANGUARD BALANCED INDEX FUND
Fund
S000002560 · Registered fund · Jun 30, 2026
VANGUARD VALLEY FORGE FUNDS, not summed
|
3,328 | ||
| 32 |
|
3,004 | ||
| 33 |
WELLS FARGO & COMPANY/MN
13F
CIK 72971 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
2,732 | ||
| 34 |
ROYAL BANK OF CANADA
13F
CIK 1000275 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
2,437 | ||
| 35 |
Vanguard Global Advisers, LLC
13F
CIK 1811242 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
2,375 | ||
| 36 |
1290 VT Micro Cap Portfolio
Fund
S000044688 · Registered fund · Jun 30, 2026
EQ Advisors Trust, not summed
|
2,247 | ||
| 37 |
SIMPLEX TRADING, LLC
13F
CIK 1488542 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,927 | ||
| 38 |
OSAIC HOLDINGS, INC.
13F
CIK 1677044 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,572 | ||
| 39 |
Rockefeller Capital Management L.P.
13F
CIK 1739439 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,000 | ||
| 40 |
GROUP ONE TRADING LLC
13F
CIK 932540 · Broker-dealer · Jun 30, 2026
carried, not yet filed for the newest quarter
|
757 | ||
| 41 |
|
469 | ||
| 42 |
SBI Securities Co., Ltd.
13F
CIK 1851815 · Non-US institution · Sep 30, 2026
|
47 | ||
| 43 |
Tower Research Capital LLC (TRC)
13F
CIK 1533421 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
34 | ||
| 44 |
Caitong International Asset Management Co., Ltd
13F
CIK 1963355 · Unknown · Sep 30, 2026
|
25 | ||
| 45 |
Silver Grove Financial Group, Inc.
13F
CIK 2111172 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
20 | ||
| 46 |
BNP PARIBAS ARBITRAGE, SA
13F
CIK 1166588 · Non-US institution · Jun 30, 2026
carried, not yet filed for the newest quarter
|
13 |
1 more nested rows are not shown here; Every filing lists them all.
Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.