NCV · Virtus Convertible & Income Fund · Insider Trading
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 4 and 5. Form 3 supplies initial ownership rather than a trade; Form 4 must be filed within two business days of the trade.
Insider Sentiment Score
Peer-relative 0–100 rank of how aggressively insiders accumulated over the trailing 90 days. See the full ranking.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2026-08-18 | MCDANIEL CONNIE D |
Director |
Buy↑
|
Common Stock
|
356 |
| 2025-06-16 | MCDANIEL CONNIE D |
Director |
Buy↑
|
Common Stock
|
367 |
| 2023-10-06 | Oberto David J. |
Insider |
Other↓
|
Virtus Convertible & Income Fund
|
138 |
| 2022-11-03 | UBS Group AG |
10% Owner |
Other↓
Filing footnotes — Auction Preferred Stock (Indirect)
(Cusip Nos 92838X201, 92838X300, 92838X409, 92838X508, 92838X607) 97.95% of par This filing reports holdings of the Series of Auction Preferred Stock identified in Item 1 of this Table I on an aggregated basis. This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., two wholly owned subsidiaries of UBS Group AG to which UBS Group AG has delegated portions of its performance obligations with respect to the Auction Rate Securities Rights issued by UBS Group AG to certain clients and pursuant to which the securities reported herein have been purchased from such clients. |
Auction Preferred Stock
(I)
|
8,056 |
| 2022-03-03 | DeCotis Deborah A |
Director |
Buy↑
|
Common Stock
|
989 |
| 2022-02-25 | McLoughlin Philip R |
Director |
Buy↑
|
Common Stock
|
2,100 |
| 2021-12-21 | AYLWARD GEORGE R |
Director, Director, CEO and President |
Buy↑
Filing footnotes — Common Stock (Direct)
The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $5.66 to $5.68 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
Common Stock
|
8,821 |
| 2021-10-01 | MACLEOD JAMES S |
Director |
Buy↑
Filing footnotes — Common Stock (Direct)
The reported price in Column 4 is a weighted average sale price. These shares were purchased in multiple transactions at prices ranging from $5.93 to $5.95 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
Common Stock
|
12,892 |
| 2021-04-29 | Drummond F Ford |
Director |
Buy↑
|
Common Stock
|
1,715 |
| 2021-04-27 | Rappaport Alan |
Director |
Buy↑
|
Common Stock
|
1,000 |
| 2021-02-05 | UBS Group AG |
10% Owner |
Buy↑
Filing footnotes — Common Shares (Indirect)
This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS AG London Branch and UBS Securities LLC, two wholly owned subsidiaries of UBS Group. |
Common Shares
(I)
|
241 |
| 2021-02-05 | UBS Group AG |
10% Owner |
Buy↑
Filing footnotes — Common Shares (Indirect)
This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS AG London Branch and UBS Securities LLC, two wholly owned subsidiaries of UBS Group. |
Common Shares
(I)
|
159 |
| 2021-02-05 | UBS Group AG |
10% Owner |
Buy↑
Filing footnotes — Common Shares (Indirect)
This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS AG London Branch and UBS Securities LLC, two wholly owned subsidiaries of UBS Group. |
Common Shares
(I)
|
50 |