NGEN · Nervgen Pharma Corp. · Shareholders & Ownership
Market Cap
$165.58M
Shares
107.52M
Volume · Oct 21
297.52K
Avg daily vol (3M)
495.03K
Every disclosed holder of NGEN in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.
Who Owns NGEN
13F quarter Sep 30, 2026, combined view: filers that have not filed yet carry their Jun 30, 2026 positionsNo chart: shares outstanding cannot be set against these holders.
| Holder group | Shares | % Out |
|---|---|---|
| Institutional (13F) | 11,999,505 | — |
| Insiders (Forms 3, 4, 5) | 0 | — |
| 13D/G-only blocks | 0 | — |
| Registered funds (N-PORT, not summed) | 15,362 | — |
% Out is unavailable: a foreign private issuer reports ordinary shares, a different unit from the listed shares.
13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.
Holders of NGEN
| # | Holder | Shares | As of | Notes |
|---|---|---|---|---|
| 1 |
Empery Asset Management, LP
13F
CIK 1469336 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
4,000,000 | ||
| 2 |
Rock Springs Capital Management LP
13F
CIK 1595725 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,208,231 | ||
| 3 |
DAFNA Capital Management LLC
13F
CIK 1389933 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,050,000 | ||
| 4 |
Ghisallo Capital Management LLC
13F
CIK 1825214 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,000,000 | ||
| 5 |
ARMISTICE CAPITAL, LLC
13F
CIK 1601086 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
678,000 | ||
| 6 |
LMR Partners LLP
13F
CIK 1578621 · Exempt reporting adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
600,000 | ||
| 7 |
MARSHALL WACE, LLP
13F
CIK 1318757 · Exempt reporting adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
435,962 | ||
| 8 |
|
379,726 | ||
| 9 |
Stonepine Capital Management, LLC
13F
CIK 1440771 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
271,678 | ||
| 10 |
JANE STREET GROUP, LLC
13F
CIK 1595888 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
270,750 | ||
| 11 |
Woodline Partners LP
13F
CIK 1784547 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
250,500 | ||
| 12 |
PFG Investments, LLC
13F
CIK 1973224 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
217,500 | ||
| 13 |
BANK OF AMERICA CORP /DE/
13F
CIK 70858 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
186,200 | ||
| 14 |
ROYAL BANK OF CANADA
13F
CIK 1000275 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
176,075 | ||
| 15 |
Quadrature Capital Ltd
13F
CIK 1651424 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
134,518 | ||
| 16 |
BANK OF MONTREAL /CAN/
13F
CIK 927971 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
78,394 | ||
| 17 |
Integrated Wealth Concepts LLC
13F
CIK 1737109 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
74,215 | ||
| 18 |
CAPTRUST FINANCIAL ADVISORS
13F
CIK 1512024 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
64,423 | ||
| 19 |
GEODE CAPITAL MANAGEMENT, LLC
13F
CIK 1214717 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
58,040 | ||
| 20 |
OSAIC HOLDINGS, INC.
13F
CIK 1677044 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
51,093 | ||
| 21 |
HRT FINANCIAL LP
13F
CIK 1475597 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
43,858 | ||
| 22 |
AXQ CAPITAL, LP
13F
CIK 1916908 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
43,099 | ||
| 23 |
MILLENNIUM MANAGEMENT LLC
13F
CIK 1273087 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
39,740 | ||
| 24 |
GREAT VALLEY ADVISOR GROUP, INC.
13F
CIK 1769897 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
35,500 | ||
| 25 |
Virtu Financial LLC
13F
CIK 1533964 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
34,589 | ||
| 26 |
COMMONWEALTH EQUITY SERVICES, LLC
13F
CIK 312272 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
33,000 | ||
| 27 |
McKinley Carter Wealth Services, Inc.
13F
CIK 1484265 · Registered investment adviser · Sep 30, 2026
|
32,653 | ||
| 28 |
Traynor Capital Management, Inc.
13F
CIK 1666786 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
31,500 | ||
| 29 |
Cetera Investment Advisers
13F
CIK 1666741 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
31,400 | ||
| 30 |
Patriot Financial Group Insurance Agency, LLC
13F
CIK 1694883 · Registered investment adviser · Sep 30, 2026
|
29,500 | ||
| 31 |
LPL Financial LLC
13F
CIK 1403438 · Broker-dealer · Jun 30, 2026
carried, not yet filed for the newest quarter
|
26,710 | ||
| 32 |
Almanack Investment Partners, LLC.
13F
CIK 1680613 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
25,750 | ||
| 33 |
|
25,000 | ||
| 34 |
SPROTT INC.
13F
CIK 1512920 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
25,000 | ||
| 35 |
TD Waterhouse Canada Inc.
13F
CIK 1999606 · Unknown · Sep 30, 2026
|
23,800 | ||
| 36 |
LIBERTY WEALTH MANAGEMENT LLC
13F
CIK 1769302 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
22,000 | ||
| 37 |
WELLS FARGO & COMPANY/MN
13F
CIK 72971 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
22,000 | ||
| 38 |
ENVESTNET ASSET MANAGEMENT INC
13F
CIK 1407543 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
20,000 | ||
| 39 |
Arax Advisory Partners
13F
CIK 1586767 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
19,727 | ||
| 40 |
GOLDMAN SACHS GROUP INC
13F
CIK 886982 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
19,623 | ||
| 41 |
Mariner, LLC
13F
CIK 1373442 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
17,875 | ||
| 42 |
Moors & Cabot, Inc.
13F
CIK 1607239 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
17,036 | ||
| 43 |
Creative Planning
13F
CIK 1540235 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
15,575 | ||
| 44 |
PRICE T ROWE ASSOCIATES INC /MD/
13F
CIK 80255 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
15,504 | ||
| 45 |
Fidelity Nasdaq Composite Index Fund
Fund
S000055366 · Registered fund · May 31, 2026
Fidelity Concord Street Trust, not summed
|
15,362 | ||
| 46 |
JPMORGAN CHASE & CO
13F
CIK 19617 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
14,714 | ||
| 47 |
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
13F
CIK 1632972 · Unknown · Sep 30, 2026
|
13,365 | ||
| 48 |
MORGAN STANLEY
13F
CIK 895421 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
12,939 | ||
| 49 |
SCOTIA CAPITAL INC.
13F
CIK 1335644 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
12,740 | ||
| 50 |
CIBC WORLD MARKET INC.
13F
CIK 1421224 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
10,960 |
Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.
Showing 1–50 of 64 holders
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