NGEN · Nervgen Pharma Corp. · Holdings

$1.42 -0.08 (-5.33%) At close · Oct 22

Market Cap

$161.28M

107.52M

Volume · Oct 22 628.48K Avg daily vol (3M) 498.54K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of NGEN: 13F, 13D and 13G, insiders and funds →

Institutional holdings are being reconciled with SEC filings. Holder totals and changes may be incomplete until reconciliation finishes.

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 65

Total Value: $25,168,630

Total Shares: 12,227,105

Institutional Ownership Trend

16 quarters

Holder Concentration

Across 64 13F filers

Top Holder

32.7%

of institutional value

Top 5

64.9%

of institutional value

Top 10

81.0%

of institutional value

HHI

1,415

Broadly held

Who Holds NGEN

Last 4 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 62 filers, like-for-like change +608.3%; actively managed books +607.9%; index-like books +656.2%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	76.0%	33	+1503.4%	11	1
Exempt adviser	8.6%	2	+417.1%	1	0
Bank	7.2%	7	+67.8%	1	0
Broker-dealer	0.2%	1	+99.3%	0	0
Holding company	0.9%	4	+41.2%	1	0
Unknown	7.1%	15	+162.9%	6	2

Style	Share	Filers	Change	New	Exited
Index-like	0.8%	3	+656.2%	2	0
Systematic-like	2.8%	3	new	3	0
Concentrated	35.0%	12	+1836.8%	2	0
Diversified active	61.4%	44	+403.1%	13	3

Turnover	Share	Filers	Change	New	Exited
Low turnover	22.3%	42	+100.7%	8	1
Medium turnover	20.4%	8	+1840.3%	3	0
High turnover	23.8%	10	+1186.6%	8	2
Unknown	33.4%	2	+40000.0%	1	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	43.5%	6	+52116.8%	5	1
Medium horizon	9.3%	6	+424.8%	3	1
Long horizon	35.5%	46	+240.2%	10	1
Unknown	11.7%	4	+535.2%	2	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	45.8%	12	+2874.7%	5	1
$1B to $10B	27.8%	14	+843.3%	5	1
$10B to $100B	11.4%	17	+304.7%	5	1
$100B or more	15.1%	19	+121.0%	5	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	3.4%	18	+3.4%	1	1
Pooled investment vehicles	68.9%	8	new	8	0
Registered funds and BDCs	0.6%	2	+374.4%	1	0
Pension and profit sharing plans	0.6%	2	-46.9%	0	0
Other investment advisers	0.0%	1	0.0%	0	0
Unknown	26.3%	31	+178.4%	10	2

Private funds	Share	Filers	Change	New	Exited
Hedge funds	74.7%	10	+3949.0%	8	0
Private equity funds	0.3%	3	+6.7%	0	0
Other private funds	0.8%	3	+2.1%	0	0
Private funds, type not stated	5.4%	2	new	2	0
No private funds	3.1%	15	-1.2%	2	0
Real estate funds	0.2%	1	+5.3%	0	1
Unknown	15.4%	28	+98.2%	8	2

Location	Share	Filers	Change	New	Exited
United States	84.3%	50	+800.2%	17	2
Outside the US	15.7%	12	+230.0%	3	1

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Conviction and Crowding

62 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

1.61% of filers hold it in their top 10

Mar 31, 2026: 0

Holders above 5%

median weight 0.000%

Mar 31, 2026: 0

Crowding

—

a foreign private issuer reports ordinary shares, a different unit from the listed shares

Private-fund advisers

—

of shares outstanding

Institutional ownership

—

a foreign private issuer reports ordinary shares, a different unit from the listed shares

Top 10 holders

82.5%

of 13F shares, Herfindahl 0.147

Active holders

+607.9%

like-for-like share change of active filers

5% stakes on record

0 13D, 0 13G

How long holders have held it value-weighted 1.2 quarters

Under 1 year 100.0% 1 to 3 years 0.000% 3 years or more 0.000% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$3.28

estimated per share

Mar 31, 2026: $4.43

Quarter-end price

$2.06

implied by 13F values

Estimated gain or loss

-37.1%

price against the estimated cost

Estimated at a loss

100.0%

of costed 13F value

Estimated cost covers 99.9% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shared Holders

Companies NGEN's active holders also own, quarter ended Jun 30, 2026

#	Company	Shared holders	Similarity
1	RARE Ultragenyx Pharmaceutical Inc.	3	0.204
2	VKTX Viking Therapeutics, Inc.	3	0.161
3	LLY ELI LILLY & Co	3	0.019

Shareholder Targets

13F filers that own its peers but not NGEN, quarter ended Jun 30, 2026

Found through its holder-overlap peers: RARE, VKTX, LLY. 4,659 filers in all.

#	Filer	In peers	Of book	Largest peers
1	LILLY ENDOWMENT INC Unknown, Unknown	$108,400,867,760 1 held	100.0%	LLY
2	BlackRock, Inc. Holding company, Index-like	$81,607,193,184 3 held	1.22%	LLY, RARE, VKTX
3	VANGUARD CAPITAL MANAGEMENT LLC Registered adviser, Index-like	$64,544,738,725 3 held	1.38%	LLY, VKTX, RARE
4	PNC FINANCIAL SERVICES GROUP, INC. Bank, Concentrated	$61,558,587,271 3 held	31.2%	LLY, RARE, VKTX
5	STATE STREET CORP Bank, Index-like	$43,862,612,066 3 held	1.30%	LLY, VKTX, RARE
6	FMR LLC Holding company, Diversified active	$34,405,168,059 3 held	1.50%	LLY, VKTX, RARE
7	VANGUARD PORTFOLIO MANAGEMENT LLC Registered adviser, Diversified active	$25,420,826,438 3 held	1.15%	LLY, RARE, VKTX
8	Capital Research Global Investors Adviser, Diversified active	$25,035,872,397 1 held	3.50%	LLY
9	Capital World Investors Adviser, Diversified active	$19,074,107,484 1 held	2.26%	LLY
10	NORGES BANK Non-US, Index-like	$13,761,778,822 2 held	1.37%	LLY, RARE

Fund Ownership of NGEN by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 0.01% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	0.01%	+0.01 pp	15,362	1
Index ETFs	0.00%	0.00 pp	0	0
Active ETFs	0.00%	0.00 pp	0	0
Active funds	0.00%	0.00 pp	0	0
Unclassified	0.00%	0.00 pp	0	0
All registered funds	0.01%	+0.01 pp	15,362	1

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 35 Exempt adviser 2 Bank 7 Broker-dealer 1 Holding company 4 Unknown 16

Showing 66 of 66

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

Empery Asset Management, LP

$8,240,000

32.74%

4,000,000

Rock Springs Capital Management LP

$2,488,955

9.89%

1,208,231

DAFNA Capital Management LLC

$2,163,000

8.59%

1,050,000

Ghisallo Capital Management LLC

$2,060,000

8.18%

1,000,000

ARMISTICE CAPITAL, LLC

$1,396,680

5.55%

678,000

LMR Partners LLP

$1,236,000

4.91%

600,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wabon Partners, L.P.	600,000	$1,236,000	100.0%	Sole

MARSHALL WACE, LLP

$898,081

3.57%

435,962

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marshall Wace North America L.P. joint	435,962	$898,081	100.0%	Other

UBS Group AG

$782,234

3.11%

379,726

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS AG	61	$125	0.0%	Defined
UBS Switzerland AG	375,600	$773,736	98.9%	Defined
UBS Securities LLC	4,065	$8,373	1.1%	Defined

Stonepine Capital Management, LLC

$559,656

2.22%

271,678

JANE STREET GROUP, LLC

$557,744

2.22%

270,750

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	129,625	$267,027	47.9%	Defined
Jane Street Global Trading, LLC	141,125	$290,717	52.1%	Defined

Woodline Partners LP

$516,030

2.05%

250,500

PFG Investments, LLC

$448,050

1.78%

217,500

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$390,164

1.55%

189,400

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	189,400	$390,164	100.0%	Other

BANK OF AMERICA CORP /DE/

$383,572

1.52%

186,200

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	25,000	$51,500	13.4%	Defined
BOFA SECURITIES, INC.	14,000	$28,840	7.5%	Defined
MERRILL LYNCH CANADA INC.	147,200	$303,232	79.1%	Defined

ROYAL BANK OF CANADA

$362,714

1.44%

176,075

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Dominion Securities Inc.	176,075	$362,714	100.0%	Defined

Quadrature Capital Ltd

$277,107

1.10%

134,518

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Quadrature US Inc.	134,518	$277,107	100.0%	Other

BANK OF MONTREAL /CAN/

$161,491

0.64%

78,394

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BMO NESBITT BURNS INC.	51,138	$105,344	65.2%	Defined
BMO PRIVATE INVESTMENT COUNSEL INC.	27,256	$56,147	34.8%	Defined

Integrated Wealth Concepts LLC

$152,882

0.61%

74,215

CAPTRUST FINANCIAL ADVISORS

$132,711

0.53%

64,423

GEODE CAPITAL MANAGEMENT, LLC

$119,562

0.48%

58,040

OSAIC HOLDINGS, INC.

$105,251

0.42%

51,093

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	51,093	$105,251	100.0%	Defined

HRT FINANCIAL LP

$90,347

0.36%

43,858

AXQ CAPITAL, LP

$88,783

0.35%

43,099

MILLENNIUM MANAGEMENT LLC

$81,864

0.33%

39,740

GREAT VALLEY ADVISOR GROUP, INC.

$73,130

0.29%

35,500

Virtu Financial LLC

$71,253

0.28%

34,589

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Virtu Americas LLC	34,589	$71,253	100.0%	Defined

COMMONWEALTH EQUITY SERVICES, LLC

$67,980

0.27%

33,000

Traynor Capital Management, Inc.

$64,890

0.26%

31,500

Cetera Investment Advisers

$64,684

0.26%

31,400

McKinley Carter Wealth Services, Inc.

$62,367

0.25%

32,653

CITADEL ADVISORS LLC

$57,268

0.23%

27,800

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	27,800	$57,268	100.0%	Defined

Patriot Financial Group Insurance Agency, LLC

$56,345

0.22%

29,500

LPL Financial LLC

$55,022

0.22%

26,710

Almanack Investment Partners, LLC.

$53,045

0.21%

25,750

SPROTT INC.

$51,500

0.20%

25,000

Busey Bank

$51,500

0.20%

25,000

TD Waterhouse Canada Inc.

$45,458

0.18%

23,800

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
TORONTO DOMINION BANK	23,800	$45,458	100.0%	Defined

WELLS FARGO & COMPANY/MN

$45,320

0.18%

22,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	22,000	$45,320	100.0%	Defined

LIBERTY WEALTH MANAGEMENT LLC

$45,320

0.18%

22,000

ENVESTNET ASSET MANAGEMENT INC

$41,200

0.16%

20,000

Arax Advisory Partners

$40,637

0.16%

19,727

GOLDMAN SACHS GROUP INC

$40,423

0.16%

19,623

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	19,623	$40,423	100.0%	Defined

Mariner, LLC

$36,822

0.15%

17,875

Moors & Cabot, Inc.

$35,094

0.14%

17,036

Creative Planning

$32,084

0.13%

15,575

PRICE T ROWE ASSOCIATES INC /MD/

$31,938

0.13%

15,504

JPMORGAN CHASE & CO

$30,310

0.12%

14,714

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JPMorgan Chase Bank, N.A.	1,252	$2,579	8.5%	Defined
55I, LLC	13,462	$27,731	91.5%	Other

MORGAN STANLEY

$26,654

0.11%

12,939

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	12,939	$26,654	100.0%	Defined

SCOTIA CAPITAL INC.

$26,244

0.10%

12,740

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF NOVA SCOTIA	12,740	$26,244	100.0%	Defined

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

$25,527

0.10%

13,365

CIBC WORLD MARKET INC.

$22,577

0.09%

10,960

Ashton Thomas Private Wealth, LLC

$22,042

0.09%

10,700

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$21,424

0.09%

10,400

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	10,400	$21,424	100.0%	Other

FLPUTNAM INVESTMENT MANAGEMENT CO

$21,012

0.08%

10,200

VALLEY FORGE INVESTMENT CONSULTANTS INC ADV

$20,600

0.08%

10,000

D'Orazio & Associates, Inc.

$20,600

0.08%

10,000

Revisor Wealth Management LLC

$20,246

0.08%

10,600

Paladin Partners, LLC

$19,100

0.08%

10,000

Farther Finance Advisors, LLC

$15,280

0.06%

8,000

Aventura Private Wealth, LLC

$13,966

0.06%

6,780

Steward Partners Investment Advisory, LLC

$12,360

0.05%

6,000

Allworth Financial LP

$12,360

0.05%

6,000

JONES FINANCIAL COMPANIES LLLP

$7,774

0.03%

3,774

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Edward D. Jones & Co., L.P.	3,774	$7,774	100.0%	Sole

Smartleaf Asset Management LLC

$7,531

0.03%

3,656

Federation des caisses Desjardins du Quebec

$5,150

0.02%

2,500

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Desjardins Securities inc.	2,500	$5,150	100.0%	Defined

NATIONAL BANK OF CANADA /FI/

$1,715

0.01%

833

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
National Bank Financial Inc.	833	$1,715	100.0%	Defined

Key facts CIK 1751912 CUSIP 64082X203 13F (30d) 8 filings 8 filers Visit website Investor relations