NIU · Niu Technologies · Insider Trading
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 4 and 5. Form 3 supplies initial ownership rather than a trade; Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2026-10-19 | Zhang Jinshu |
Director |
Award↑
Filing footnotes — Restricted share units (Direct)
Each RSU represents the contingent right to receive one (1) Class A ordinary share of the Company upon vesting. The 80,000 RSUs were granted to the reporting person pursuant to the 2018 Plan on October 19, 2026, and will vest in two equal annual installments of 40,000 RSUs each on October 19, 2027 and October 19, 2028, respectively. |
Restricted share units
|
80,000 |
| 2026-10-19 | CHENG MEI WEI |
Director |
Award↑
Filing footnotes — Restricted share units (Direct)
Each RSU represents the contingent right to receive one (1) Class A ordinary share of the Company upon vesting. The 80,000 RSUs were granted to the reporting person pursuant to the 2018 Plan on October 19, 2026, and will vest in two equal annual installments of 40,000 RSUs each on October 19, 2027 and October 19, 2028, respectively. |
Restricted share units
|
80,000 |
| 2026-10-19 | Zhang Jinshu |
Director |
Convert↑
Filing footnotes — American depositary shares (Direct)
Each American depositary share ("ADS") represents two (2) Class A ordinary shares, with a par value of US$0.0001 per share, of Niu Technologies (the "Company"). Represent 40,000 Class A ordinary shares of the Company received in the form of ADSs upon vesting of the 40,000 restricted share units ("RSUs") granted to the reporting person on October 19, 2024. See footnote 4. Each RSU represents the contingent right to receive one (1) Class A ordinary share of the Company upon vesting. |
American depositary shares
|
20,000 |
| 2026-10-19 | Ye Changqing |
Director |
Award↑
Filing footnotes — Restricted share units (Direct)
Each RSU represents the contingent right to receive one (1) Class A ordinary share of the Company upon vesting. The 80,000 RSUs were granted to the reporting person pursuant to the 2018 Plan on October 19, 2026, and will vest in two equal annual installments of 40,000 RSUs each on October 19, 2027 and October 19, 2028, respectively. |
Restricted share units
|
80,000 |
| 2026-10-19 | CHENG MEI WEI |
Director |
Convert↑
Filing footnotes — American depositary shares (Direct)
Each American depositary share ("ADS") represents two (2) Class A ordinary shares, with a par value of US$0.0001 per share, of Niu Technologies (the "Company"). Represent 40,000 Class A ordinary shares of the Company received in the form of ADSs upon vesting of the 40,000 restricted share units ("RSUs") granted to the reporting person on October 19, 2024. See footnote 4. Each RSU represents the contingent right to receive one (1) Class A ordinary share of the Company upon vesting. |
American depositary shares
|
20,000 |
| 2026-10-19 | Ye Changqing |
Director |
Convert↑
Filing footnotes — American depositary shares (Direct)
Each American depositary share ("ADS") represents two (2) Class A ordinary shares, with a par value of US$0.0001 per share, of Niu Technologies (the "Company"). Represent 40,000 Class A ordinary shares of the Company received in the form of ADSs upon vesting of the 40,000 restricted share units ("RSUs") granted to the reporting person on October 19, 2024. See footnote 4. Each RSU represents the contingent right to receive one (1) Class A ordinary share of the Company upon vesting. |
American depositary shares
|
20,000 |
| 2026-10-19 | Ye Changqing |
Director |
Convert↓
Filing footnotes — Restricted share units (Direct)
Each RSU represents the contingent right to receive one (1) Class A ordinary share of the Company upon vesting. The 40,000 RSUs were granted to the reporting person pursuant to the Company's 2018 Share Incentive Plan (the "2018 Plan") on October 19, 2024, and vested on October 19, 2026. |
Restricted share units
|
40,000 |
| 2026-10-19 | Zhang Jinshu |
Director |
Convert↓
Filing footnotes — Restricted share units (Direct)
Each RSU represents the contingent right to receive one (1) Class A ordinary share of the Company upon vesting. The 40,000 RSUs were granted to the reporting person pursuant to the Company's 2018 Share Incentive Plan (the "2018 Plan") on October 19, 2024, and vested on October 19, 2026. |
Restricted share units
|
40,000 |
| 2026-10-19 | CHENG MEI WEI |
Director |
Convert↓
Filing footnotes — Restricted share units (Direct)
Each RSU represents the contingent right to receive one (1) Class A ordinary share of the Company upon vesting. The 40,000 RSUs were granted to the reporting person pursuant to the Company's 2018 Share Incentive Plan (the "2018 Plan") on October 19, 2024, and vested on October 19, 2026. |
Restricted share units
|
40,000 |
| 2026-03-16 | Zhou Fion Wenjuan |
Director, Chief Financial Officer |
Sell↓
Filing footnotes — American depositary shares (Direct)
Each American depositary share ("ADS") represents two (2) Class A ordinary shares, with a par value of US$0.0001 per share, of Niu Technologies (the "Company"). The reporting person sold 22,113 ADSs solely to satisfy tax obligations incurred upon vesting. |
American depositary shares
|
22,113 |
| 2026-03-15 | Zhou Fion Wenjuan |
Director, Chief Financial Officer |
Convert↓
Filing footnotes — Restricted share units (Direct)
Each RSU represents the contingent right to receive one (1) Class A ordinary shares of the Company upon vesting. The 90,000 RSUs were granted to the reporting person pursuant to the Company's 2018 Share Incentive Plan (the "2018 Plan") on March 15, 2022, and vested on March 15, 2026. |
Restricted share units
|
90,000 |
| 2026-03-15 | Zhou Fion Wenjuan |
Director, Chief Financial Officer |
Convert↑
Filing footnotes — American depositary shares (Direct)
Each American depositary share ("ADS") represents two (2) Class A ordinary shares, with a par value of US$0.0001 per share, of Niu Technologies (the "Company"). Represent 90,000 Class A ordinary shares of the Company received in the form of ADSs upon vesting of the 90,000 restricted share units granted to the reporting person on March 15, 2022. See footnote 5. Each RSU represents the contingent right to receive one (1) Class A ordinary shares of the Company upon vesting. |
American depositary shares
|
45,000 |