NIU · Niu Technologies · Holdings

$1.91 -0.01 (-0.52%)

Market Cap

$150.60M

78.44M

Volume · Oct 21 41.83K Avg daily vol (3M) 194K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of NIU: 13F, 13D and 13G, insiders and funds →

Institutional holdings are being reconciled with SEC filings. Holder totals and changes may be incomplete until reconciliation finishes.

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 49

Total Value: $11,428,712

Total Shares: 5,686,019

Institutional Ownership Trend

27 quarters

Holder Concentration

Across 49 13F filers

Top Holder

22.3%

of institutional value

Top 5

66.4%

of institutional value

Top 10

85.0%

of institutional value

HHI

1,170

Broadly held

Who Holds NIU

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 49 filers, like-for-like change -17.1%; actively managed books -17.8%; index-like books -14.8%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	26.1%	17	-2.4%	3	2
Exempt adviser	0.6%	1	-83.1%	0	0
Adviser	22.4%	1	-44.6%	0	1
Bank	3.5%	6	-11.8%	0	1
Non-US	2.5%	3	-30.5%	1	0
Holding company	19.8%	3	-16.0%	0	1
Broker-dealer	0.0%	0	-100.0%	0	1
Benefit plan	0.0%	0	—	0	0
Unknown	25.2%	18	+33.2%	4	2

Style	Share	Filers	Change	New	Exited
Index-like	23.0%	6	-14.8%	0	0
Systematic-like	13.0%	10	+102.3%	5	1
Concentrated	0.0%	2	-53.1%	0	1
Diversified active	64.0%	31	-26.6%	3	6
Unknown	0.0%	0	—	0	0
Not measured	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	55.0%	20	-28.2%	0	2
Medium turnover	22.2%	11	-28.8%	2	3
High turnover	22.6%	16	+81.9%	6	2
Unknown	0.2%	2	-46.3%	0	1
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	2.2%	5	+31.9%	1	2
Medium horizon	2.9%	6	-77.6%	0	1
Long horizon	90.6%	32	-11.7%	2	3
Unknown	4.3%	6	+22.8%	5	2
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	0.6%	4	-14.8%	0	1
$1B to $10B	2.8%	12	+54.1%	3	2
$10B to $100B	25.9%	13	-25.8%	3	4
$100B or more	70.7%	20	-15.0%	2	1
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	0.3%	6	-12.4%	0	1
Pooled investment vehicles	17.5%	7	+99.7%	3	0
Registered funds and BDCs	7.9%	2	+0.5%	0	0
Governments and sovereign funds	0.0%	1	0.0%	0	0
Diversified	0.4%	1	-2.5%	0	0
Corporations	0.0%	0	-100.0%	0	1
Unknown	73.9%	32	-21.3%	5	6

Private funds	Share	Filers	Change	New	Exited
Hedge funds	18.4%	9	+46.7%	3	0
Real estate funds	0.1%	1	-40.3%	0	0
Other private funds	7.3%	3	+0.5%	0	0
No private funds	0.9%	5	-91.7%	0	2
Unknown	73.3%	31	-18.9%	5	6

Location	Share	Filers	Change	New	Exited
United States	93.3%	35	-8.5%	6	6
Outside the US	6.7%	14	-64.0%	2	2

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Conviction and Crowding

49 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

0.000% of filers hold it in their top 10

Mar 31, 2026: 0

Holders above 5%

median weight 0.000%

Mar 31, 2026: 0

Crowding

—

a foreign private issuer reports ordinary shares, a different unit from the listed shares

Private-fund advisers

—

of shares outstanding

Institutional ownership

—

a foreign private issuer reports ordinary shares, a different unit from the listed shares

Top 10 holders

85.0%

of 13F shares, Herfindahl 0.117

Active holders

-17.8%

like-for-like share change of active filers

5% stakes on record

1 13D, 0 13G

How long holders have held it value-weighted 14.4 quarters

Under 1 year 7.34% 1 to 3 years 46.3% 3 years or more 46.4% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$5.49

estimated per share

Mar 31, 2026: $5.25

Quarter-end price

$2.01

implied by 13F values

Estimated gain or loss

-63.4%

price against the estimated cost

Estimated at a loss

100.0%

of costed 13F value

Estimated cost covers 63.3% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shareholder Targets

13F filers that own its peers but not NIU, quarter ended Jun 30, 2026

NIU has no holder-overlap peers, so these filers hold the largest Consumer Cyclical stocks: AMZN, TSLA, HD, TJX, MCD, BKNG, SBUX, LOW, RCL, DASH, HLT, ORLY, MELI, ROST, MAR, GM, ABNB, AZO, CVNA, EBAY. 6,770 filers in all.

#	Filer	In peers	Of book	Largest peers
1	BlackRock, Inc. Holding company, Index-like	$417,860,548,749 20 held	6.40%	AMZN, TSLA, HD
2	VANGUARD CAPITAL MANAGEMENT LLC Registered adviser, Index-like	$347,345,328,936 20 held	7.40%	AMZN, TSLA, HD
3	FMR LLC Holding company, Diversified active	$145,242,308,619 20 held	6.44%	AMZN, TSLA, LOW
4	VANGUARD PORTFOLIO MANAGEMENT LLC Registered adviser, Diversified active	$102,745,295,751 20 held	4.62%	AMZN, TSLA, HD
5	JPMORGAN CHASE & CO Bank, Diversified active	$101,069,116,042 20 held	6.14%	AMZN, TSLA, MCD
6	Capital Research Global Investors Adviser, Diversified active	$76,966,700,409 12 held	10.7%	AMZN, SBUX, RCL
7	NORGES BANK Non-US, Index-like	$73,813,653,701 20 held	7.34%	AMZN, TSLA, HD
8	PRICE T ROWE ASSOCIATES INC /MD/ Registered adviser, Diversified active	$67,598,219,286 20 held	6.83%	AMZN, TSLA, CVNA
9	Capital World Investors Adviser, Diversified active	$66,153,869,943 14 held	7.84%	TSLA, AMZN, SBUX
10	BANK OF AMERICA CORP /DE/ Bank, Diversified active	$54,566,664,020 20 held	4.20%	AMZN, TSLA, HD

Fund Ownership of NIU by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 2.61% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	0.04%	-0.01 pp	34,436	1
Index ETFs	2.57%	-2.11 pp	2,016,293	7
Active ETFs	0.19%	-0.04 pp	147,104	4
Active funds	0.35%	+0.29 pp	277,705	6
Unclassified	0.09%	+0.09 pp	71,292	5
All registered funds	3.25%	-1.78 pp	2,546,830	23

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 17 Exempt adviser 1 Adviser 1 Bank 6 Non-US 3 Holding company 3 Unknown 18

Showing 50 of 50

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

Invesco Ltd.

$2,551,315

22.32%

1,269,311

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Capital Management LLC	1,269,311	$2,551,315	100.0%	Defined

MORGAN STANLEY

$2,084,883

18.24%

1,037,256

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	31,408	$63,130	3.0%	Defined
MORGAN STANLEY & CO. LLC	2	$4	0.0%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	985,979	$1,981,817	95.1%	Defined
MORGAN STANLEY SMITH BARNEY LLC	2,600	$5,226	0.3%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	17,267	$34,706	1.7%	Defined

ACADIAN ASSET MANAGEMENT LLC

$1,314,791

11.50%

654,125

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Acadian Inc	654,125	$1,314,791	100.0%	Defined

DIMENSIONAL FUND ADVISORS LP

$828,058

7.25%

411,970

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Dimensional Fund Advisors Ltd.	8,912	$17,913	2.2%	Defined
Dimensional Ireland Ltd	15,966	$32,091	3.9%	Defined
Held directly	387,092	$778,054	94.0%	Sole

MILLENNIUM MANAGEMENT LLC

$812,339

7.11%

404,149

JANE STREET GROUP, LLC

$687,477

6.02%

342,029

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	261,290	$525,192	76.4%	Defined
Jane Street Global Trading, LLC	80,739	$162,285	23.6%	Defined

RENAISSANCE TECHNOLOGIES LLC

$683,400

5.98%

340,000

HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND

$279,993

2.45%

139,300

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$228,830

2.00%

113,846

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	113,846	$228,830	100.0%	Other

STATE STREET CORP

$208,660

1.83%

103,811

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SSGA FUNDS MANAGEMENT, INC.	103,811	$208,660	100.0%	Defined

Pathstone Holdings, LLC

$207,325

1.81%

103,147

GSA CAPITAL PARTNERS LLP

$184,743

1.62%

91,912

GOLDMAN SACHS GROUP INC

$172,128

1.51%

85,636

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	85,636	$172,128	100.0%	Defined

HRT FINANCIAL LP

$145,349

1.27%

72,313

Point72 Asset Management, L.P.

$120,891

1.06%

60,145

TWO SIGMA INVESTMENTS, LP

$90,048

0.79%

44,800

Police & Firemen's Retirement System of New Jersey

$85,254

0.75%

42,415

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Acadian Asset Management LLC	42,415	$85,254	100.0%	Defined

UBS Group AG

$80,911

0.71%

40,255

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS AG	38,785	$77,957	96.3%	Defined
UBS Securities LLC	1,470	$2,954	3.7%	Defined

CITADEL ADVISORS LLC

$70,585

0.62%

35,117

GEODE CAPITAL MANAGEMENT, LLC

$69,216

0.61%

34,436

BARCLAYS PLC

$66,822

0.58%

33,245

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS CAPITAL SECURITIES LTD	33,245	$66,822	100.0%	Defined

Qube Research & Technologies Ltd

$66,344

0.58%

33,007

AMERICAN CENTURY COMPANIES INC

$49,013

0.43%

24,385

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
AMERICAN CENTURY INVESTMENT MANAGEMENT INC	24,385	$49,013	100.0%	Defined

Headlands Technologies LLC

$45,397

0.40%

22,586

Connor, Clark & Lunn Investment Management Ltd.

$41,072

0.36%

20,434

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 1	20,434	$41,072	100.0%	Sole

Engineers Gate Manager LP

$38,630

0.34%

19,219

ROYAL BANK OF CANADA

$37,184

0.33%

18,500

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	18,350	$36,883	99.2%	Defined
RBC Dominion Securities Inc.	150	$301	0.8%	Defined

JANE STREET GROUP, LLC

$34,974

0.31%

17,400

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	17,400	$34,974	100.0%	Defined

Centiva Capital, LP

$31,245

0.27%

15,545

Tower Research Capital LLC (TRC)

$28,069

0.25%

13,965

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Latour Trading LLC (Latour)	13,965	$28,069	100.0%	Defined

SmartHarvest Portfolios, LLC

$24,901

0.22%

12,389

TWO SIGMA SECURITIES, LLC

$24,111

0.21%

11,996

Russell Investments Group, Ltd.

$7,591

0.07%

3,777

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Russell Investments Limited joint	3,777	$7,591	100.0%	Other

EverSource Wealth Advisors, LLC

$6,281

0.05%

3,125

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BMSS Wesson Wealth Solutions, LLC	3,125	$6,281	100.0%	Sole

NATIONAL BANK OF CANADA /FI/

$4,824

0.04%

2,400

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
National Bank Financial Inc.	2,400	$4,824	100.0%	Defined

RHUMBLINE ADVISERS

$2,747

0.02%

1,367

TD Waterhouse Canada Inc.

$2,046

0.02%

1,100

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
TORONTO DOMINION BANK	1,100	$2,046	100.0%	Defined

Spire Wealth Management

$2,010

0.02%

1,000

Rockefeller Capital Management L.P.

$2,010

0.02%

1,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROCKEFELLER FINANCIAL LLC	1,000	$2,010	100.0%	Defined

SBI Securities Co., Ltd.

$1,839

0.02%

915

Erste Asset Management GmbH

$1,256

0.01%

625

OSAIC HOLDINGS, INC.

$1,206

0.01%

600

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	600	$1,206	100.0%	Defined

SIMPLEX TRADING, LLC

$1,051

0.01%

523

Bare Financial Services, Inc

$635

0.01%

316

Leonteq Securities AG

$566

0.00%

282

EFG International AG

$402

0.00%

200

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Cite Gestion SA	200	$402	100.0%	Defined

HARBOUR INVESTMENTS, INC.

$180

0.00%

JONES FINANCIAL COMPANIES LLLP

$74

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Edward D. Jones & Co., L.P.	37	$74	100.0%	Sole

WELLS FARGO & COMPANY/MN

$20

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	10	$20	100.0%	Defined

Caitong International Asset Management Co., Ltd

$16

0.00%

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